AG Asset Advisory LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
AG Asset Advisory LLC
CRD #154406
SEC #801-80760
CIK #0001625008
AUM 440.5 M (2026-03-05)
Employees 3 (67% Investors, 0% Brokers)
Fees
Minimum
Phone310-907-8656
Address1901 Avenue of The Stars
Los Angeles, CA 90067
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
4503602701809002010201520212027
Fees and Compensation — Form ADV Part 2A (3/5/2026) [Brochure]
Item 5 Fees and Compensation
Please refer to the "Advisory Business" section (Item 4) in this Brochure for information on our
advisory fees, fee deduction arrangements, and refund policy according to each service we offer.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange-traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange-
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not
share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or
custodian. To fully understand the total cost you will incur, you should review all the fees charged by
mutual funds, exchange-traded funds, our firm, and others. For information on our brokerage practices,
please refer to the "Brokerage Practices" section of this Disclosure Brochure.

Any material conflicts of interest between you and our firm, or our employees are disclosed in this
Disclosure Brochure. If at any time, additional material conflicts of interest develop, we will provide you
with written notification of the material conflicts of interest or an updated Disclosure Brochure.

Compensation for the Sale of Other Investment Products
Our firm's Investment Advisor Representatives may be licensed as independent insurance agents.
These persons will earn commission-based compensation for selling insurance products that is
separate and in addition to our advisory fees. This practice presents a conflict of interest because IARs
that are insurance agents have a financial incentive to recommend insurance products to you. Clients
are under no obligation, contractually or otherwise, to purchase securities and/or insurance products
through any person affiliated with our firm.
Account Minimums and Types of Clients — Form ADV Part 2A (3/5/2026) [Brochure]
Item 7 Types of Clients
We offer investment advisory services to individuals, pension and profit-sharing plans, trusts, estates,
charitable organizations, corporations, and other business entities.

In general, we require a minimum of $5,000,000 to open and maintain an advisory account. At our
discretion, we may waive this minimum account size. For example, we may waive the minimum if you
appear to have significant potential for increasing your assets under our management. We may also
combine account values for you and your children, joint accounts with your spouse, and other types of
related accounts to meet the stated minimum.
Sector Form 13F Holdings Value ($M)
Facebook Inc 49.3
Kayne Anderson BDC Inc 2.8
PIMCO Corporate & Income Strategy Fund 2.0
PIMCO Corporate & Income Opportunity Fund 1.8
Kayne Anderson Energy Infrastructure Fund Inc 1.6
Amazon Com Inc 1.3
Apple Inc 1.1
NetApp Inc 0.4
Deere & Co 0.4
BlackRock Inc 0.3
View All
Holdings by Sector ($M)
13010478522602023202420252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 2 4.8
(b) Individuals (high net worth individuals) 33 410.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 2 25.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 196 440.5
By Discretionary
Discretionary 196 440.5
Non-Discretionary 0 0.0
Total 196 440.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 440.5
Total 196 440.5
EDGAR Form CIK 2011 - 2026
13F-HR [0001625008]
SC 13G [0001625008]
Form 13D/13G Filer Form 13D/13G Subject Filed
AG Asset Advisory LLC Simplify Exchange Traded Funds [2026-05-11]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesInstitutional, Retail
Comparable Firms State AUM
Bishop & Company Investment Management LLC
PA 440.8 M
Sage Private Wealth Group LLC
IL 440.8 M
Tower Wealth Partners Inc
PA 440.4 M
Investment Management Consultants
NV 440.3 M
Burford Brothers Inc
TX 440.2 M
Vantus Wealth LLC
PA 439.8 M
The Moorings Group LLC
439.6 M
Biltmore Wealth Management LLC
AZ 439.6 M
Branson Fowlkes & Co Inc
TX 439.4 M
Osterweis Capital Management Inc
CA 439.4 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com