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| AG Asset Advisory LLC
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| CRD # | 154406 |
| SEC # | 801-80760 |
| CIK # | 0001625008 |
| AUM | 440.5 M (2026-03-05) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 310-907-8656 |
| Address | 1901 Avenue of The Stars Los Angeles, CA 90067 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/5/2026) [Brochure] |
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Item 5 Fees and Compensation Please refer to the "Advisory Business" section (Item 4) in this Brochure for information on our advisory fees, fee deduction arrangements, and refund policy according to each service we offer. Additional Fees and Expenses As part of our investment advisory services to you, we may invest, or recommend that you invest, in mutual funds and exchange-traded funds. The fees that you pay to our firm for investment advisory services are separate and distinct from the fees and expenses charged by mutual funds or exchange- traded funds (described in each fund's prospectus) to their shareholders. These fees will generally include a management fee and other fund expenses. You will also incur transaction charges and/or brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by the broker-dealer or custodian through whom your account transactions are executed. We do not share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or custodian. To fully understand the total cost you will incur, you should review all the fees charged by mutual funds, exchange-traded funds, our firm, and others. For information on our brokerage practices, please refer to the "Brokerage Practices" section of this Disclosure Brochure. Any material conflicts of interest between you and our firm, or our employees are disclosed in this Disclosure Brochure. If at any time, additional material conflicts of interest develop, we will provide you with written notification of the material conflicts of interest or an updated Disclosure Brochure. Compensation for the Sale of Other Investment Products Our firm's Investment Advisor Representatives may be licensed as independent insurance agents. These persons will earn commission-based compensation for selling insurance products that is separate and in addition to our advisory fees. This practice presents a conflict of interest because IARs that are insurance agents have a financial incentive to recommend insurance products to you. Clients are under no obligation, contractually or otherwise, to purchase securities and/or insurance products through any person affiliated with our firm. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/5/2026) [Brochure] |
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Item 7 Types of Clients We offer investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, and other business entities. In general, we require a minimum of $5,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size. For example, we may waive the minimum if you appear to have significant potential for increasing your assets under our management. We may also combine account values for you and your children, joint accounts with your spouse, and other types of related accounts to meet the stated minimum. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Facebook Inc | 49.3 | ||
| Kayne Anderson BDC Inc | 2.8 | ||
| PIMCO Corporate & Income Strategy Fund | 2.0 | ||
| PIMCO Corporate & Income Opportunity Fund | 1.8 | ||
| Kayne Anderson Energy Infrastructure Fund Inc | 1.6 | ||
| Amazon Com Inc | 1.3 | ||
| Apple Inc | 1.1 | ||
| NetApp Inc | 0.4 | ||
| Deere & Co | 0.4 | ||
| BlackRock Inc | 0.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2 | 4.8 |
| (b) Individuals (high net worth individuals) | 33 | 410.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 25.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 196 | 440.5 |
| By Discretionary | ||
| Discretionary | 196 | 440.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 196 | 440.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 440.5 | |
| Total | 196 | 440.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001625008] | |
| SC 13G | [0001625008] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| AG Asset Advisory LLC | Simplify Exchange Traded Funds | [2026-05-11] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
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