Alegria Energy LLC

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Alegria Energy LLC
CRD #281531
SEC #801-106712
CIK #
AUM
Employees 4 (75% Investors, 0% Brokers)
Fees
Minimum
Phone913-904-5500
Address4622 Pennsylvania Ave
Kansas City, MO 64112
Source [IAPD] [Website]
Total AUM ($M)
180144108723602009201420192025
Fees and Compensation — Form ADV Part 2A (3/30/2022) [Brochure]
Item 5 – Fees and Compensation

Management Fee

Per the Investment Management Agreement, the Fund pays Alegria (referenced as the “Investment Manager”
herein) a quarterly management fee, calculated, accrued and payable in advance as of the beginning of each
calendar quarter, equal (i) with respect to a Limited Partner’s capital account attributable to its Class A
Interest(s), 0.25% or, beginning on April 1, 2020, to the extent that such Limited Partner is no longer a client or
affiliate of Mariner or Solea, 0.50% of the net worth of such capital account as of the beginning of such
calendar quarter that are accrued as of the applicable calculation date or have been paid during the applicable
calculation period, if any) (approximately 1.0% or 2.0% annually, as the case may be) (the “Class A
Management Fee”); and (ii) with respect to a Limited Partner’s capital account attributable to a Capital
Commitment in respect of a Class B Interest, (a) until the expiration of the Commitment Period with respect to
such Capital Commitment, 0.50% of such Capital Commitment, and (b) after the expiration of such
Commitment Period, 0.50% of the net worth of such capital account as of the beginning of such calendar
quarter (approximately 2.0% annually) (the “Class B Management Fee” and together with the Class A
Management Fee, the “Management Fee”). The Management Fee shall be payable in U.S. Dollars within ten
(10) days after the beginning of each quarter.

Alegria Partners, LLC (“General Partner”), and/or Alegria may waive, reduce, or rebate the management fee
attributable to any Interest (as said term is used and defined in the Offering Documents) held by or on behalf of
any other party, including, without limitation, any employee, agent or affiliate of Alegria and/or the General
Partner. The Investment Manager, in its sole and absolute discretion, may also pay all or a portion of the
Management Fee to certain Limited Partners (including, without limitation, the Strategic Investor), affiliates
and/or other third parties.

The management fee is further described in the Fund Offering Documents.

Operating and Other Expenses

As detailed in the Fund’s Offering Documents, the Fund will bear its own Organizational Expenses, Investment
Expenses and Operating Expenses and will bear and/or reimburse Alegria for Investment Professional Bonuses
(capitalized terms used herein are defined in the Fund Offering Documents). Please refer to the Fund Offering
Documents for additional information regarding fees and expenses of the Fund, as they contain important
information relating to the Fund.

Item 12 further describes that Alegria does not receive any soft dollar benefits and does not receive client referrals
from a broker-dealer or third party related to selection or recommendation of a broker-dealer. Furthermore, Item
14 states that as of the date of this Form ADV Part 2A, Alegria has not engaged a third party to refer investors to
its Fund.
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2022) [Brochure]
Item 7 – Types of Clients

We provide investment management services to a private fund with an investment objective of acquiring a
diversified portfolio of FTRs at a price that is below the expected value through auctions hosted by regional
transmission organizations (“RTOs”). Please see Item 8 – Methods of Analysis, Investment Strategies and Risk
of Loss as well as the Fund Offering Documents for more information. As the Firm only has one private fund
client, any requirements relating to the opening or maintaining of an account (i.e. minimum account size) are not
applicable at this time.
Type Form D Funds Date Sold AUM
HF Alegria Fund LP [2016-03-30] 51.1 M 177.1 M
Filed 2020-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 177.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 177.1
By Discretionary
Discretionary 1 177.1
Non-Discretionary 0 0.0
Total 1 177.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 177.1
Total 1 177.1
Form D Directors Role # Filings # Firms 2011 - 2026
Martin Bicknell Executive Officer 33 7
Gary Henson Executive Officer 12 5
Montage Investments LLC Executive Officer 11 5
Paul Morris Executive Officer 15 2
Lawrence Smith Executive Officer 11 2
Solea Energy LLC Executive Officer 1 1
Alegria Partners LLC Executive Officer 1 1
Alegria Energy LLC Executive Officer 1 1
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
Related Firms State AUM
Mariner LLC
KS 125.41 B
Mariner Platform Solutions LLC
KS 7,341.8 M
Alegria Energy LLC
MO
Mariner Wealth Advisors-Ic LLC
KS
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