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| Mariner LLC
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| CRD # | 140195 |
| SEC # | 801-66632 |
| CIK # | 0001096978, 0001373442 |
| AUM | 125.41 B (2026-03-27) |
| Employees | 1,889 (49% Investors, 6% Brokers) |
| Phone | 913-904-5700 |
| Address | 5700 W 112th Street Overland Park, KS 66211 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| iShares Bitcoin Trust | 0.1 | ||
| New Residential Investment Corp | 0.0 | ||
| Shift4 Payments Inc | 0.0 | ||
| Williams Companies Inc | 0.0 | ||
| Caterpillar Inc | 0.0 | ||
| Chimera Investment Corp | 0.0 | ||
| HJ Heinz Holding Corp | 0.0 | ||
| Entergy Corp /DE/ | 0.0 | ||
| Carrier Global Corp | 0.0 | ||
| Corning Inc /NY | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Antora Peak SPV Holdings LLC - Series 1 | [2021-03-30] | 16.3 M | 9.4 M |
| Filed 2019-10-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Mariner-Fpii LLC | 2019-03-28 | 10.3 M | |
| PE | Mariner-Prescient LLC | [2017-08-11] | 11.5 M | |
| Offered $11,465,000 · Filed 2017-04-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mariner-Store LLC | [2015-03-30] | 2.4 M | 0.0 M |
| Filed 2016-01-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Mariner Investment Grade Plus Trust | 2014-03-26 | 8.6 M | |
| PE | Mariner Mangrove II LLC | [2014-03-26] | 10.3 M | 1.0 M |
| Filed 2016-01-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Mariner-Piper Senior Living Fund LLC | [2014-03-26] | 9.8 M | |
| Filed 2016-01-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WBR LLC | [2013-04-01] | 1.8 M | |
| Filed 2016-01-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Mariner Capital Partners LLC | [2012-03-30] | 3.4 M | |
| PE | Montage Seed Capital LLC | [2012-03-29] | 7.9 M | 1.7 M |
| Filed 2016-01-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 32,261 | 10.7 |
| (b) Individuals (high net worth individuals) | 22,322 | 104.9 |
| (c) Banking or thrift institutions | 56 | 4.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 458 | 3.8 |
| (h) Charitable organizations | 145 | 0.7 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 6 | 0.2 |
| (k) Insurance companies | 4 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 257 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 186,791 | 125.4 |
| By Discretionary | ||
| Discretionary | 184,275 | 123.2 |
| Non-Discretionary | 2,516 | 2.2 |
| Total | 186,791 | 125.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 125.2 | |
| Total | 186,791 | 125.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Scott Baker | Executive Officer | 36 | 8 | |
| Martin Bicknell | Executive Officer | 33 | 7 | |
| Montage Investments LLC | Executive Officer | 11 | 5 | |
| Mariner Holdings LLC | Executive Officer | 5 | 2 | |
| Bicknell Family Holding Company LLC | Executive Officer | 3 | 2 | |
| Scott Duba | Executive Officer | 2 | 2 | |
| Antora Peak Capital GP LLC | Executive Officer | 2 | 2 | |
| Antora Peak Capital Management LP | Executive Officer | 2 | 2 | |
| Mariner Wealth Advisors LLC | Executive Officer | 5 | 1 | |
| Xxl Investments LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001096978] | |
| SC 13D | [0001096978] | |
| 13F-HR | [0001373442] | |
| 3 | [0001373442] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mariner Investment Group LLC | RMR Real Estate Income Fund | [2015-07-27] |
| Mariner Investment Group LLC | Nuveen Flexible Investment Income Fund | [2014-08-26] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.6B |
| Clients | 216 |
| Serves | Institutional, Retail, Research |
| Fund Types | Private Equity |
| LEI | 254900HVY0H7EYXFSV08 |
| Related Firms | State | AUM |
|---|---|---|
|
Mariner LLC
✚
|
KS | 125.41 B |
|
Mariner Platform Solutions LLC
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|
KS | 7,341.8 M |
|
Alegria Energy LLC
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|
MO | |
|
Mariner Wealth Advisors-Ic LLC
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|
KS |
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Altair Advisers LLC
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IL | 9,759.9 M |
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H M Payson & Co
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