|
⚲
|
| Mariner LLC
✚
|
|
|---|---|
| CRD # | 140195 |
| SEC # | 801-66632 |
| CIK # | 0001096978, 0001373442 |
| AUM | $98.6 B (2025-03-28) |
| Employees | 1,503 (53% Investors, 7% Brokers) |
| Phone | 913-904-5700 |
| Address | 5700 W 112th Street Overland Park, KS 66211 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| iShares Bitcoin Trust | 0.1 | ||
| Duke Energy Corp | 0.0 | ||
| Vistra Energy Corp | 0.0 | ||
| Corning Inc /NY | 0.0 | ||
| Entergy Corp /DE/ | 0.0 | ||
| Dow Inc | 0.0 | ||
| Williams Companies Inc | 0.0 | ||
| Ferguson Enterprises Inc /DE/ | 0.0 | ||
| EQT Corp | 0.0 | ||
| LyondellBasell Industries NV | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Antora Peak SPV Holdings LLC - Series 1 | [2021-03-30] | 16.3 | 9.4 |
| PE | Mariner-Fpii LLC | 2019-03-28 | 12.0 | |
| PE | Mariner-Prescient LLC | [2017-08-11] | 11.5 | 0.0 |
| PE | Mariner-Store LLC | [2015-03-30] | 2.4 | 0.0 |
| Other | Mariner Investment Grade Plus Trust | 2014-03-26 | 8.6 | |
| PE | Mariner Mangrove II LLC | [2014-03-26] | 10.3 | 2.9 |
| PE | Mariner-Piper Senior Living Fund LLC | [2014-03-26] | 9.8 | 0.0 |
| PE | WBR LLC | [2013-04-01] | 1.8 | 0.0 |
| VC | Mariner Capital Partners LLC | [2012-03-30] | 3.4 | |
| PE | Montage Seed Capital LLC | [2012-03-29] | 7.9 | 1.7 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 26,215 | 9.4 |
| (b) Individuals (high net worth individuals) | 17,322 | 77.3 |
| (c) Banking or thrift institutions | 56 | 4.5 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 550 | 5.9 |
| (h) Charitable organizations | 142 | 0.5 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 5 | 0.2 |
| (k) Insurance companies | 4 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 231 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 155,767 | 98.6 |
| By Discretionary | ||
| Discretionary | 152,926 | 88.8 |
| Non-Discretionary | 2,841 | 9.8 |
| Total | 155,767 | 98.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 98.4 | |
| Total | 155,767 | 98.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Martin Bicknell | 33 | ||
| Montage Investments LLC | 11 | ||
| Mariner Holdings LLC | 5 | ||
| Bicknell Family Holding Company LLC | 3 | ||
| Mariner Wealth Advisors LLC | 5 | ||
| XXL Investments LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001096978] | |
| SC 13D | [0001096978] | |
| 13F-HR | [0001373442] | |
| 3 | [0001373442] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Mariner Investment Group LLC | RMR Real Estate Income Fund | [2015-07-27] |
| Mariner Investment Group LLC | Nuveen Flexible Investment Income Fund | [2014-08-26] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Mariner LLC
✚
|
KS | 98.6 |
|
Mariner Platform Solutions LLC
✚
|
KS | 5.6 |
|
Alegria Energy LLC
✚
|
MO | 0.0 |
|
Mariner Wealth Advisors-Ic LLC
✚
|
KS | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cerity Partners LLC
✚
|
NY | 122.8 |
|
New England Asset Management Inc
✚
|
CT | 103.2 |
|
E Fund Management Hong Kong Co Limited
✚
|
12.5 | |
|
Bridges Investment Management Inc
✚
|
NE | 10.4 |
|
Soltis Investment Advisors LLC
✚
|
UT | 8.4 |
|
H M Payson & Co
✚
|
ME | 8.1 |
|
Laird Norton Wetherby Wealth Management LLC
✚
|
CA | 7.7 |
|
Evergreen Capital Management LLC
✚
|
WA | 5.2 |
|
Trillium Asset Management LLC
✚
|
MA | 5.0 |
|
LNW Wealth Management LLC
✚
|
WA | 4.5 |