Algorithmic Investment Models LLC

Item 5 Fees and Compensation
5 A. Describe how you are compensated for your advisory services. Provide a fee schedule and
disclose if the fees are negotiable.

AIM is paid a management fee on the assets we manage. The management fee AIM receives differs
depending on the strategy, the TAMP or MMP, the trading frequency of the strategy, and the costs
associated with implementing each strategy. A fee schedule is set by each TAMP, MMP, custodian
and/or Source Advisor accessing the platform. AIM has no input to these fee schedules other than
determining our management fee. Typically, any fee negotiation for advisor clients would be at or
through the Source Advisor, custodian, TAMP, or MMP.

Under certain circumstances, a TAMP, broker-dealer, RIA, other platform or their advisors may
request, and AIM will agree, that AIM avoid charging a Separately Managed Account (SMA) fee

associated with their account(s). Under these arrangements, AIM may invest a substantive portion of a
client's assets in one or more AIM sub-advised mutual funds. AIM will receive compensation through
the sub-advisory fees of any AIM sub-advised mutual fund owned in these SMA accounts. The
management fees for such Funds are described in the Fund's prospectus or other offering document.
Depending on the sub-advised fund's size, expenses and other factors, the mutual fund fees received
by AIM may be the same, more or less than the typical SMA fee charged without the inclusion of an
AIM sub-advised fund. Small variances may occur due to assets under management of the AIM Fund.
Under no circumstance will AIM collect both a sub-advisory fee and an SMA fee on the same assets.
Certain expenses such as management and brokerage fees and custodian expenses are incurred by
Funds and ETFs in which we may invest and are thus indirectly borne by the client in addition to any
fee that we may charge. Situations may cause a conflict of interest with AIM choosing to invest in AIM
sub-advised mutual funds for its SMA clients. To address this conflict of interest, AIM has adopted
policies and procedures to ensure investment decisions are made in accordance with the fiduciary
duties owed to each client and without consideration of AIM's financial interests.

For sub-advisory, dual contract, and solicitor agreements, an AIM fee schedule is listed in each type of
contract and is available upon request. Fees paid commonly fall in a range between 0.30% and
0.50%, but the fees that AIM receives differ depending on the channel, the size of the relationship, the
strategy trade frequency, and the costs associated with researching and implementing each strategy.
For "institutional sized" relationships or special circumstances, fees may be negotiated. The AIM
Direct fee schedule is as follows:

 Strategy Suite                         Account Size                        SMA Annual Fee Rates
 AIM Decathlon Core Suite               $100,000 to $9,999,999              0.32%
                                        $10,000,000 or more                 Negotiable

 Strategy Suite                         Account Size                        SMA Annual Fee Rates
 AIM Decathlon Market Neutral           $100,000 to $9,999,999              0.50%
 Suite
                                        $10,000,000 or more                 Negotiable

 Strategy Suite                         Account Size                        SMA Annual Fee Rates
 BCM Sector Suite                       $100,000 to $9,999,999              0.50%
                                        $10,000,000 or more                 Negotiable

 Strategy Suite                         Account Size                        SMA Annual Fee Rates
 BCM Paradigm U.S. Factor Suite         $100,000 to $9,999,999              0.50%
                                        $10,000,000 or more                 Negotiable

AIM does not double charge or receive duplicate fees for any services provided.

Investment Advisory fees for individual clients will generally be 1.50% (150 basis points) on assets
under management of the individual portfolio. Actual fees will vary, and some fees could be waived
depending on the Agreement with the client.

5 B. Describe whether you deduct fees from clients' assets or bill clients for fees incurred. If
clients may select either method, disclose this fact. Explain how often you bill clients or deduct
your fees.

For the vast majority of AIM's clients, our fees are deducted from client accounts on a quarterly basis
(some in arrears, some up front, as each TAMP and MMP has its own fee calculation process). For
TAMPs, MMPs and most sub-advisory and dual contract business, the TAMP, MMP, fund, or source
advisor normally calculates and deducts all fees. Fees for all channels are charged or refunded in a
prorated manner to the end of the quarter upon inception or termination of an account. Custodial
statements will reflect all fees deducted from an account.

For some dual contract, direct, and solicitor agreements, AIM’s management fees are also typically
billed to client accounts.

A client, or AIM, may cancel the Investment Advisory Agreement at any time by providing five days
written notice to the other party. The notice period is to allow any outstanding transactions (trades,
transfers, etc.) to settle. There is no termination fee for ending the relationship. In the event of a
termination, the TAMP, MMP, custodian, source advisor, or, when appropriate, AIM, will credit the
client's account for any unearned fees paid to AIM. The fee and refund amounts are calculated on a
pro rata basis for that (quarterly) period.

5 C. Describe any other types of fees or expenses clients may pay in connection with your
advisory services.

AIM uses ETFs, mutual funds, and the custodial money market in the management of client portfolios.
Each ETF, mutual fund, and money market will have its own management fee and other fees and
...

Item 7 Types of Clients
Describe the types of clients to whom you generally provide investment advice.

AIM provides investment advice to many types of clients including:

    1.   Unaffiliated RIAs and broker-dealers
    2.   TAMP, MMP, or wrap programs
    3.   Private family or multi-family offices
    4.   Bank and trust companies
    5.   Individuals/families
    6.   High net worth individuals
    7.   Trusts/estates
    8.   IRAs, 401(k), pension, profit sharing and other retirement plans
    9.   Corporations, non-profits

Many TAMPs, MMPs and/or custodians set their own account minimums or charge minimum account
fees. AIM has direct client account minimums of $250,000 for all AIM strategies. However, related client
accounts can be aggregated for acceptance, and if two accounts are used, the minimum client size is
$300,000 with a $100,000 account minimum. Client minimums go up by $50,000 for each account used
in the aggregation ($350,000 for three accounts; $400,000 for four accounts; etc.). In limited
circumstances, account minimums are negotiable at AIM's discretion. Depending on the TAMP, MMP,
and custodian, related accounts may also be aggregated for purposes of applying the fee schedule.