|
⚲
|
| Alliance Advisory & Securities LLC
✚
|
|
|---|---|
| CRD # | 18835 |
| SEC # | 801-67105 |
| CIK # | |
| AUM | $454.4 MM (2023-03-22) |
| Employees | 20 (70% Investors, 0% Brokers) |
| Phone | 805-371-8020 |
| Address | 31248 E Oak Crest Drive Ste 100 Westlake Village, CA 91361 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Asset-Backed Lending Partners LP | [2013-09-27] | 0.1 | 19.5 |
| PE | Alternative Investment Portfolio LP | [2012-08-28] | 3.0 | 4.3 |
| HF | Stable Value Portfolio LP | [2012-08-28] | 7.9 | 7.2 |
| HF | Strategic Growth Portfolio LP | 2012-08-28 | 10.0 | |
| HF | Strategic Income Portfolio LP | 2012-08-28 | 8.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 337 | 121.7 |
| (b) Individuals (high net worth individuals) | 151 | 322.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 7.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 9 | 2.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,010 | 454.4 |
| By Discretionary | ||
| Discretionary | 825 | 205.4 |
| Non-Discretionary | 1,185 | 249.0 |
| Total | 2,010 | 454.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 454.4 | |
| Total | 2,010 | 454.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Robert Speyer | 105 | |||
| Michael Benner | 92 | |||
| Paul Galiano | 96 | |||
| Jerry Speyer | 89 | |||
| Victor Cuciniello | 78 | |||
| Steven Wechsler | 78 | |||
| David Augarten | 64 | |||
| Michael Spies | 60 | |||
| Katherine Farley | 43 | |||
| Fahri Diner | 36 | |||
| View All | ||||
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sequoia Financial Advisors LLC
✚
|
OH | 15.6 |
|
Goldman Sachs Hedge Fund Strategies LLC
✚
|
NY | 11.5 |
|
RMB Capital Management LLC
✚
|
IL | 6.4 |
|
Avidian Wealth Solutions LLC
✚
|
TX | 3.7 |
|
Vivaldi Capital Management LP
✚
|
IL | 3.3 |
|
freeGulliver LLC
✚
|
LA | 0.5 |
|
Adams Wealth Management LLC
✚
|
UT | 0.4 |
|
Gilder Office for Growth LLC
✚
|
NC | 0.0 |
|
William Harris Investors Inc
✚
|
IL | 0.0 |
|
Springcreek Corp
✚
|
CA | 0.0 |