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| Happy Holidays!! thanks for using AUM13F!! |
| Alliance Advisory & Securities LLC
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| CRD # | 18835 |
| SEC # | 801-67105 |
| CIK # | |
| AUM | $639.4 M (2025-03-28) |
| Employees | 25 (64% Investors, 0% Brokers) |
| Phone | 805-371-8020 |
| Address | 31248 E Oak Crest Drive Ste 100 Westlake Village, CA 91361 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | Asset-Backed Lending Partners LP | [2013-09-27] | 0.1 | 19.5 |
| PE | Alternative Investment Portfolio LP | [2012-08-28] | 3.0 | 5.6 |
| HF | Stable Value Portfolio LP | [2012-08-28] | 7.9 | 5.5 |
| HF | Strategic Growth Portfolio LP | 2012-08-28 | 10.0 | |
| HF | Strategic Income Portfolio LP | 2012-08-28 | 8.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 456 | 180.2 |
| (b) Individuals (high net worth individuals) | 198 | 454.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 13 | 4.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,728 | 639.4 |
| By Discretionary | ||
| Discretionary | 1,228 | 341.2 |
| Non-Discretionary | 1,500 | 298.2 |
| Total | 2,728 | 639.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 639.4 | |
| Total | 2,728 | 639.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Robert Speyer | 116 | |||
| Michael Benner | 102 | |||
| Paul Galiano | 106 | |||
| Jerry Speyer | 99 | |||
| Victor Cuciniello | 88 | |||
| John Marren | 18 | |||
| Steven Wechsler | 78 | |||
| David Augarten | 64 | |||
| Michael Spies | 61 | |||
| Katherine Farley | 43 | |||
| View All | ||||
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IL | 4.6 |
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TX | 4.0 |
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TX | 3.8 |
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First Long Island Investors LLC
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NY | 1.7 |
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freeGulliver LLC
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LA | 0.8 |
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Adams Wealth Management LLC
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UT | 0.7 |
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Goldman Sachs Hedge Fund Strategies LLC
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NY | 0.0 |
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William Harris Investors Inc
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IL | 0.0 |
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Springcreek Corp
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CA | 0.0 |
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Gilder Office for Growth LLC
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NC | 0.0 |