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| Allspring Global Investments LLC
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| CRD # | 104973 |
| SEC # | 801-21122 |
| CIK # | 0001242588, 0000743267, 0001075869 |
| AUM | 475.78 B (2026-05-13) |
| Employees | 956 (31% Investors, 11% Brokers) |
| Fees | |
| Minimum | |
| Phone | 833-289-5038 |
| Address | 1415 Vantage Park Drive Charlotte, NC 28203 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Tue, 09 Jun 2026 | ALLSPRING GLOBAL INVESTMENTS EXPANDS GLOBAL FIXED INCOME RESEARCH TEAM — PR Newswire |
| Tue, 05 May 2026 | Fund Update: New $71.0M $VIAV stock position opened by Allspring Global Investments Holdings, LLC — Quiver Quantitative |
| Sun, 26 Apr 2026 | Allspring Global Investments, Milwaukee — The Business Journals |
| Thu, 16 Apr 2026 | Deals Of The Day: The Latest In Wealth Management M&A – Allspring Global Investments, GIA Partners — WealthBriefingAsia |
| Thu, 16 Apr 2026 | Allspring Global Investments Onboards GIA Partners Investment Team — Pulse 2.0 |
| Fees and Compensation — Form ADV Part 2A (5/13/2026) [Brochure] |
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Item 5: Fees and compensation Allspring Investments typically charges an investment advisory fee based upon a percentage of the market value of a client’s assets under management (such a fee is referred to as an “asset-based fee”). Allspring Investments also receives performance-based fees with respect to certain strategies or as otherwise agreed upon with a particular client. For additional information related to the performance-based fees Allspring Investments receives, refer to Item |
| Account Minimums and Types of Clients — Form ADV Part 2A (5/13/2026) [Brochure] |
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Item 7: Types of clients
Allspring Investments provides services to a diverse group of clients including, but not limited to, the following:
• Institutional clients, corporations, investment advisers and other business entities
• Public funds and municipalities
• Retirement plans
• Foundations, endowments, trusts and estates
• Mutual funds, CEFs, ETFs, CITs, private funds and other pooled vehicles (e.g., UK and European UCITS, Alternative
Investment Funds (“AIFs”), etc.)
• Governmental plans, pension funds, and unions
• Health services organizations
• Insurance organizations
• Wrap program Sponsors
• Charitable organizations and non-profit entities
• Sovereign wealth funds/central banks
• Individuals, including high net worth individuals
Allspring Investments has established minimum account requirements for certain accounts. The minimum account
size for each strategy is noted in the chart included in Item 5 – Fees and Compensation. The minimum account
requirements, which vary by investment style and asset class, may be negotiated with the client, or waived by
Allspring Investments in its sole discretion.
Client account anti-money laundering & privacy obligations
To help the government fight the funding of terrorism and money laundering activities, federal law requires certain
financial institutions to obtain, verify, and record information that identifies each client who opens an account or
establishes a relationship. Accordingly, when Allspring Investments establishes a relationship with a client, when
appropriate, it asks for the client’s name, address, and other information or documentation that will allow Allspring
Investments to identify and verify the client and the source of client funds that are being invested.
Allspring has adopted policies and procedures regarding the collection, use, disclosure and destruction of personal
information about Allspring’s clients. Consistent with its contractual obligations, privacy policies and applicable laws,
Allspring and its affiliates may share client information with affiliates and third-party service providers throughout
the world to the extent necessary and on a need-to-know basis. Allspring’s third-party service providers are subject
to security and confidentiality obligations and are only permitted to process client information for a specified,
legitimate business purpose and in accordance with our instructions. Allspring has implemented appropriate
physical, technical, organizational, and security measures to prevent client information from unauthorized access
and from being accidentally lost, altered, or misused. Additionally, Allspring has put in place procedures to deal with
any suspected data security breach and will notify clients and any applicable regulator of a suspected breach where
it is legally required to do so. For additional information on how Allspring may process client information, please see
our privacy notices at allspringglobal.com.
ALLSPRING GLOBAL INVESTMENTS, LLC
BROCHURE |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 15.7 | ||
| Microsoft Corp | 12.5 | ||
| Nvidia Corp | 10.5 | ||
| Broadcom Inc | 8.1 | ||
| Alphabet Inc | 8.0 | ||
| Amazon Com Inc | 8.0 | ||
| J P Morgan Chase & Co | 6.8 | ||
| Facebook Inc | 5.7 | ||
| Alphabet Inc | 5.2 | ||
| Lilly Eli & Co | 4.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Closed-End Developed International Equity Fund A Series of 525 Market Street LLC | [2026-03-20] | 229.7 M | 251.4 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Core Plus Bond Fund A Series of 525 Market Street Fund LLC | [2026-03-20] | 554.6 M | 590.9 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Emerging Markets Ex-China Equity Fund A Series of 525 Market Street LLC | [2026-03-20] | 2.0 M | 2.1 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | The Prudential Insurance Company of America Variable Contract Account VCA-GI-100-7-DMI-A | [2026-03-20] | 18.97 B | 1,376.4 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $147,560,000 · Net Assets Decline to Disclose | ||||
| Other | Closed-End US All Cap Equity Fund A Series of 525 Market Street Fund LLC | [2024-03-22] | 56.6 M | 66.0 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $18,647 · Net Assets Decline to Disclose | ||||
| Other | The Prudential Insurance Company of America Variable Contract Account Vca-Gi-200-7-Capeff4 | [2021-03-30] | 1,380.4 M | 111.9 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,361,388 · Net Assets Decline to Disclose | ||||
| Other | TALF Opportunites Fund Ltd | [2020-10-09] | 0.0 M | |
| Filed 2020-06-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | TALF Opportunities Fund A Series of 125 High Street Fund LLC | [2020-10-09] | 0.0 M | |
| Filed 2020-06-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Emerging Markets Small Cap Fund A Series of 525 Market Street Fund LLC | [2018-03-30] | 10.0 M | 0.7 M |
| Filed 2022-12-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Emerging Markets Equity Advantage Fund A Series of 525 Market Street Fund LLC | [2017-03-31] | 478.4 M | 294.4 M |
| Filed 2025-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $671,969 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,267 | 2.9 |
| (b) Individuals (high net worth individuals) | 1,893 | 5.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 40 | 339.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 13.6 |
| (g) Pension and profit sharing plans | 78 | 21.1 |
| (h) Charitable organizations | 501 | 10.0 |
| (i) State or municipal government entities | 65 | 25.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 125 | 41.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.9 |
| (m) Corporations or other businesses not listed above | 424 | 14.9 |
| (n) Other | 0 | 0.0 |
| Total | 11,055 | 475.8 |
| By Discretionary | ||
| Discretionary | 11,051 | 475.8 |
| Non-Discretionary | 4 | 0.0 |
| Total | 11,055 | 475.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 42.6 | |
| United States Persons | 433.2 | |
| Total | 11,055 | 475.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Paul Stevenson | Director | 120 | 25 | |
| Linda Gibson | Director | 61 | 14 | |
| David Smith | Director | 267 | 12 | |
| Stephen Scott | Director | 64 | 10 | |
| Virginia Turner | Executive Officer | 61 | 9 | |
| Vincent Manning | Executive Officer | 53 | 9 | |
| Peter Rollins | Director | 51 | 9 | |
| Brian Dillon | Executive Officer | 51 | 9 | |
| Joan Gulinello | Executive Officer | 51 | 9 | |
| Karen Kupferberg | Director | 51 | 9 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001075869] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $340.1B |
| Clients | 26 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 549300B3H2IOO2L85I90 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Parametric Portfolio Associates LLC
✚
|
WA | 684.78 B |
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Columbia Management Investment Advisers LLC
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MA | 502.40 B |
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JP Morgan Securities LLC
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NY | 429.69 B |
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Loomis Sayles & Company LP
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MA | 386.88 B |
|
NISA Investment Advisors LLC
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|
MO | 343.89 B |
|
Pictet Asset Management Sa
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|
330.70 B | |
|
Allspring Funds Management LLC
✚
|
NC | 324.65 B |
|
AQR Capital Management LLC
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|
CT | 311.70 B |
|
T Rowe Price International Ltd
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|
277.19 B | |
|
Lord Abbett & Co LLC
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NJ | 270.39 B |