|
⚲
|
| Keyboard |
| JP Morgan Securities LLC
✚
|
|
|---|---|
| CRD # | 79 |
| SEC # | 801-3702 |
| CIK # | 0001362244, 0000782124 |
| AUM | 429.69 B (2026-06-30) |
| Employees | 8,703 (97% Investors, 98% Brokers) |
| Fees | |
| Minimum | |
| Phone | 800-999-2000 |
| Address | 270 Park Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Mon, 06 Jul 2026 | Prudential PLC Completes Repurchase of 794,515 Shares via JP Morgan Securities — kalkinemedia.com |
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Mastercard Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($T) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Hall Family Aggressive Growth Fund LP | 2013-03-28 | ||
| Other | Hall Family Moderate Growth Fund LP | 2013-03-28 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 877,306 | 141.8 |
| (b) Individuals (high net worth individuals) | 356,866 | 251.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2,559 | 2.8 |
| (h) Charitable organizations | 928 | 6.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 9 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8,977 | 27.6 |
| (n) Other | 1 | 0.0 |
| Total | 1,246,646 | 429.7 |
| By Discretionary | ||
| Discretionary | 1,083,815 | 358.3 |
| Non-Discretionary | 162,831 | 71.4 |
| Total | 1,246,646 | 429.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.4 | |
| United States Persons | 427.3 | |
| Total | 1,246,646 | 429.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001362244] | |
| 3 | [0001362244] | |
| 4 | [0001362244] | |
| SC 13G | [0001362244] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| JP Morgan Securities LLC | Nuveen Enhanced Municipal Credit Opportunities Fund | [2016-10-11] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $54.9B |
| Clients | 407,036 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | ZBUT11V806EZRVTWT807 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| JP Morgan Securities LLC | |
| JPMorgan Chase & Co | |
| Triangle Petroleum Corp | |
| Goodrich Petroleum Corp | |
| Nuveen Municipal Credit Income Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 2
|
2017-07-28 | Sell | 200 | $100,000.00 | 20,000,000 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 1
|
2017-07-28 | Sell | 363 | $100,000.00 | 36,300,000 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 1
|
2017-07-06 | Sell | 449 | $100,000.00 | 44,900,000 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 2
|
2017-07-06 | Sell | 280 | $100,000.00 | 28,000,000 |
|
Goodrich Petroleum Corp GDP
Common Stock
|
2017-06-20 | Option exercise | 223 | $13.00 | 2,899 |
|
Goodrich Petroleum Corp GDP
Common Stock
|
2017-06-19 | Option exercise | 40 | $13.32 | 533 |
|
Goodrich Petroleum Corp GDP
Common Stock
|
2017-06-16 | Option exercise | 9,930 | $13.39 | 132,963 |
|
Goodrich Petroleum Corp GDP
Common Stock
|
2017-06-15 | Option exercise | 5,766 | $13.37 | 77,091 |
|
Goodrich Petroleum Corp GDP
Warrants to purchase Common Stock · derivative
|
2017-05-26 | Option exercise | 625,000 | $0.01 | 6,250 |
|
Goodrich Petroleum Corp GDP
Common Stock
|
2017-05-26 | Option exercise | 625,000 | $0.01 | 6,250 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 2
|
2016-10-06 | Sell | 648 | $100,000.00 | 64,800,000 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 1
|
2016-10-06 | Sell | 854 | $100,000.00 | 85,400,000 |
|
Nuveen Municipal Credit Income Fund NZF
Variable Rate Demand Preferred Shares, Series 2
|
2016-09-29 | Buy | 75 | $100,000.00 | 7,500,000 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Columbia Management Investment Advisers LLC
✚
|
MA | 502.40 B |
|
Allspring Global Investments LLC
✚
|
NC | 475.78 B |
|
Loomis Sayles & Company LP
✚
|
MA | 386.88 B |
|
NISA Investment Advisors LLC
✚
|
MO | 343.89 B |
|
Pictet Asset Management Sa
✚
|
330.70 B | |
|
Allspring Funds Management LLC
✚
|
NC | 324.65 B |
|
AQR Capital Management LLC
✚
|
CT | 311.70 B |
|
T Rowe Price International Ltd
✚
|
277.19 B | |
|
Lord Abbett & Co LLC
✚
|
NJ | 270.39 B |
|
HSBC Global Asset Management UK Limited
✚
|
260.22 B |