Alpha Capital Family Office LLC

ITEM 5 - FEES AND COMPENSATION
ACFO charges a fee as compensation for providing investment advisory services and
comprehensive wealth planning services. These services include advisory and consulting
services. Advisory services include trade entry, investment supervision, and other account-
maintenance activities. Our custodian may charge transaction costs, custodial fees,
redemption fees, retirement plan and administrative fees or commissions. See Additional
Fees and Expenses below for additional details.

Our fees will vary depending on the level of engagement and are negotiated with the client.
Family office services are charged a fixed, annual fee and range from $0 to $750,000.
Investment management fees are based upon a percentage of assets under management
not to exceed 1.50%. The fees will be billed in arrears and on a quarterly basis on the value
at the end of the calendar quarter. The initial advisory fee will be prorated for the number
of days in the current quarter that your account is under management. The specific
advisory fees are set forth in your Investment Advisory Agreement. In the event an account
has a margin balance, ACFO will bill on the gross value of the managed securities in the
account without reducing the value of the of the account by the margin balance. Fees may
vary based on the size of the account, complexity of the portfolio, extent of activity in the
account or other reasons agreed upon by us and you as the client. Our employees and
their family-related accounts are charged a reduced fee for our services.

At our discretion, we will aggregate asset amounts in accounts from your same household
and/ or Related Parties together to determine the advisory fee for all your accounts. We
may do this, for example, where we also service accounts on behalf of your minor children,
individual and joint accounts for a spouse, and/or other types of related accounts. This
consolidation practice is designed to allow you the benefit of an increased asset total,
which could potentially cause your account(s) to be assessed a lower advisory fee based
on the asset levels available in our fee schedule.

Typically, the independent qualified custodian holding your funds and securities will debit
your account directly for the advisory fee and pay that fee to us. You will provide written
authorization permitting the fees to be paid directly from your account held by the
qualified custodian. Further, the qualified custodian agrees to deliver an account

statement at least quarterly directly to you indicating all the amounts deducted from the
account including our advisory fees. See Item 15 for details.

Alternatively, and as defined in the Agreement with the Client, a flat quarterly fee or a
combination of flat fee and asset-based fee will be agreed to by the Firm and Client as a
preferred billing method. All fees are billed quarterly in arrears, meaning the Client will be
invoiced after any services have been provided for the applicable billing period. The Client’s
initial invoice will be pro-rated to reflect the precise number of days services are rendered
in the first quarter’s engagement, beginning on the billing effective date and ending on the
final day of said quarter. If an account is opened or closed during a billing period, the
advisory fee will be adjusted accordingly, based on the actual number of days ACFO
managed Client’s or Related Parties’ assets during that quarter. ACFO will send a quarterly
invoice to the Client for direct payment.

You are encouraged to review your account statements for accuracy.

The term of an engagement with ACFO will continue until terminated in accordance with
the Agreement. Either Party may terminate this Agreement immediately upon written
notice to the other Party. The management fee will be pro-rated to the date of termination,
for the calendar quarter in which the cancellation notice was given. Depending on your
billing arrangement and what is agreed to in the Agreement, any earned advisory fee will
be billed to the client up to the date of termination. Upon termination, you are responsible
for monitoring the securities in your account, and we will have no further obligation to act
or advise with respect to those assets.

There are some instances where ACFO does not manage your assets. Under these
circumstances, you would engage ACFO to provide a financial plan to you for a flat fee.
ACFO will negotiate the planning fees with you. Under our fixed fee arrangement, any fee
will be agreed in advance of services being performed. The fee will be determined based
on factors including the complexity of your financial situation, agreed upon deliverables.
Fixed fees for financial plans range from $1,000 to $300,000 (for planning only). The
specific fixed fee for your financial plan is specified in your planning engagement
agreement with ACFO.

Limited Scope Consulting
ACFO provides consulting services for clients who need advice on a limited scope of work.
ACFO will negotiate consulting fees with you. Fees may vary based on the extent and
complexity of the consulting project. Fees are negotiated and you will be billed as services
are rendered.

Either party may terminate the agreement. Upon termination, fees will be prorated to the
date of termination and any unearned portion of the fee will be refunded to you as
described above.

Unmanaged Assets
From time to time, a Client may decide to hold certain securities or other property for
which our Firm does not provide investment advisory services ("Unmanaged Assets") in
the account(s) held at the Custodian or outside the Custodian. Requests to advise an
Unmanaged Asset must be made in writing. Depending on the Agreement between the
Firm and Client, our Firm may or may not have a duty, responsibility or liability whatsoever
with respect to managing and overseeing these assets. Note that the Custodian may charge
an account maintenance fee as disclosed in the Custodian account paperwork executed by
...

ITEM 7 - TYPES OF CLIENTS
We provide investment advice to high-net-worth individuals, families, small businesses,
institutions, pensions, charitable trusts and estates. Our firm requires a minimum
household value of $2,000,000 in order to provide advisory services to you. The firm may
waive the account minimum upon the firm’s discretion.