|
⚲
|
| Keyboard |
| Alpha Financial Advisors LLC
✚
|
|
|---|---|
| CRD # | 122545 |
| SEC # | 801-79666 |
| CIK # | 0001618264, 0001972138, 0801109007 |
| AUM | 619.3 M (2026-06-26) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 704-716-1100 |
| Address | 11325 N Community House Rd Charlotte, NC 28277-0524 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 1.0 | ||
| Alphabet Inc | 0.6 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 78 | 43.2 |
| (b) Individuals (high net worth individuals) | 181 | 574.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,520 | 619.3 |
| By Discretionary | ||
| Discretionary | 1,515 | 617.1 |
| Non-Discretionary | 5 | 2.2 |
| Total | 1,520 | 619.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 618.6 | |
| Total | 1,520 | 619.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001618264] | |
| 4 | [0001618264] | |
| SC 13D | [0001618264] | |
| SC 13G | [0001618264] | |
| 13F-HR | [0001972138] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Alpha Advisors LLC | Cytodyn Inc | [2015-07-16] |
| Alpha Advisors LLC | Antriabio Inc | [2014-09-09] |
| Alpha Advisors LLC | Cytodyn Inc | [2014-09-09] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Alpha Advisors LLC | |
| Alpha Venture Capital Partners LP | |
| CytoDyn Inc | |
| FITS My Style Inc | |
| Dockery Carl |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CytoDyn Inc CYDY
Common Stock
|
2015-06-24 | Conversion | 2,999,086 | $0.68 | 2,039,378 |
|
CytoDyn Inc CYDY
Common Stock
|
2015-06-24 | Conversion | 2,238,880 | $0.68 | 1,522,438 |
|
CytoDyn Inc CYDY
Warrant to Purchase Common Stock · derivative
|
2015-06-24 | Buy | $0.00 | ||
|
CytoDyn Inc CYDY
Convertible Promissory Note · derivative
|
2015-06-24 | Conversion | $0.00 | ||
|
CytoDyn Inc CYDY
Convertible Promissory Note · derivative
|
2015-06-24 | Conversion | $0.00 | ||
|
CytoDyn Inc CYDY
Common Stock
|
2015-06-05 | Buy | 36,690 | $0.50 | 18,345 |
|
CytoDyn Inc CYDY
Common Stock
|
2015-05-05 | Buy | 104,153 | $0.50 | 52,076 |
|
CytoDyn Inc CYDY
Convertible Promissory Note · derivative
|
2015-04-30 | Buy | $0.00 | ||
|
CytoDyn Inc CYDY
Convertible Promissory Note · derivative
|
2015-04-30 | H | $0.00 | ||
|
CytoDyn Inc CYDY
Convertible Promissory Note · derivative
|
2015-02-06 | Buy | 75,000 | ||
|
CytoDyn Inc CYDY
Warrants to Purchase Common Stock · derivative
|
2015-02-06 | Buy | 1,000,000 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Phraction Management LLC
✚
|
CT | 625.5 M |
|
Climber Capital Sa
✚
|
625.4 M | |
|
Portfolio Design Labs LLC
✚
|
CA | 624.9 M |
|
Financial Connections Group Inc
✚
|
CA | 624.6 M |
|
Axius Advisors LLC
✚
|
MO | 623.8 M |
|
Oak Family Advisors LLC
✚
|
IL | 621.0 M |
|
Corus Family Wealth Advisors Inc
✚
|
TX | 619.5 M |
|
Tactive Advisors LLC
✚
|
FL | 619.0 M |
|
Meritas Wealth Management LLC
✚
|
CA | 618.9 M |
|
FMB Wealth Management
✚
|
CA | 615.7 M |