Axius Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

        Total Assets Under Management             Annual Fees
        $0 - $750,000                             1.25%

        $750,001 - $1,250,000                     1.00%

        $1,250,001 - $2,500,000                   0.75%

        $2,500,001 – And Up                       0.50%

        Total Assets Under Management             Annual Fees
        $0 - $100,000                             1.75%

        $100,001 - $250,000                       1.50%

        $250,001 - $500,000                       1.25%

        $500,001 - $1,000,000                     1.00%

        $1,000,001 - $2,000,000                   0.75%

        $2,000,001 – And Up                       0.50%

We may also charge a flat fee of up to 1.75%.

The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of AXIUS Advisors’ fees within five business days of signing the Investment

Advisory Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is up to $5,000.

Hourly Fees

The negotiated hourly fee for these services is up to $150.

Clients may terminate the agreement without penalty, for full refund of AXIUS Advisors’
fees, within five business days of signing the Financial Planning Agreement. Thereafter,
clients may terminate the Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis, or may be invoiced and billed
directly to the client on a quarterly basis. Clients may select the method in which they are
billed. Fees are paid in advance.

Payment of Financial Planning Fees

Financial planning fees are paid via check and wire.

Fixed financial planning fees are paid in arrears upon completion.

Hourly financial planning fees are paid in arrears upon completion.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third-party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by AXIUS Advisors. Please see Item 12 of this
brochure regarding broker-dealer/custodian.

D. Prepayment of Fees

AXIUS Advisors collects certain fees in advance and certain fees in arrears, as indicated
above. Refunds for fees paid in advance but not yet earned will be refunded on a prorated

basis and returned within fourteen days to the client via check, or return deposit back into
the client’s account.

For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
the fees collected in advance minus the daily rate* times the number of days elapsed in
the billing period up to and including the day of termination. (*The daily rate is calculated
by dividing the annual asset-based fee rate by 365.)

E. Outside Compensation For the Sale of Securities to Clients

Certain representatives of AXIUS Advisors are registered representatives of a broker-
dealer or licensed as insurance agent. In these roles, they accept compensation for the sale
of investment products to AXIUS Advisors clients.

1. This is a Conflict of Interest

   Supervised persons may accept compensation for the sale of investment products,
   including asset-based sales charges or service fees from the sale of mutual funds to
   AXIUS Advisors’ clients. This presents a conflict of interest and gives the supervised
   person an incentive to recommend products based on the compensation received
   rather than on the client’s needs. When recommending the sale of investment products
   for which the supervised persons receives compensation, AXIUS Advisors will
   document the conflict of interest in the client file and inform the client of the conflict
   of interest.

2. Clients Have the Option to Purchase Recommended Products From
Other Brokers

   Clients always have the option to purchase AXIUS Advisors recommended products
   through other brokers or agents that are not affiliated with AXIUS Advisors.

3. Commissions are not AXIUS Advisors’ primary source of compensation
for advisory services

   Commissions are not AXIUS Advisors’ primary source of compensation for advisory
   services.

4. Advisory Fees in Addition to Commissions or Markups

   Advisory fees that are charged to clients are not reduced to offset the commissions or
   markups on investment products recommended to clients.

Item 7: Types of Clients

AXIUS Advisors generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Charitable Organizations
       ❖      Corporations or Business Entities

There is no account minimum for any of AXIUS Advisors’ services.