CDKV Holdings LLC

ITEM 5 - FEES AND COMPENSATION

Investment Management Fees and Compensation
Our Firm charges an advisory fee as compensation for providing Investment Management
services on client accounts. These services include portfolio management, investment
supervision and other account-maintenance activities. Our recommended custodian
charges custodial fees, redemption fees, retirement plan and administrative fees or
commissions. See Additional Fees and Expenses below for additional details. Financial
Planning services are included in our firm’s investment management fees.

Our maximum investment advisory fees as a percentage of assets under management is
1.50%. The specific advisory fees are set forth in your Investment Advisory Agreement.
Asset-based fees are billed quarterly in advance and calculated on the market value on

                        STEELE STREET PRIVATE WEALTH MANAGEMENT
                       50 South Steele Street, Suite 501, Denver, Colorado 80209
                                       FORM ADV 2A Brochure

the last business day of the prior quarter. For the initial billing period, the advisory fee is
billed in arrears and calculated on a pro rata basis for the number of days your account is
under our management for the partial quarter. All additions and withdrawals will result
in a prorated fee adjustment during the following quarter of the addition or withdrawal.

There may be a possibility for price or account value discrepancies due to quarter-end
transactions in an account. Dividends or trade date settlements may occur, and our third-
party billing software may report a slight difference in account valuation at quarter end
compared to what is reported on your Statement from the Custodian. Our firm has the
ability to produce billing summaries, which can be provided upon request.

We may negotiate our advisory fees such. For example, we may negotiate a lower
advisory fee or have the right to waive the minimum account value. Fees may vary based
on the size of the account, complexity of the portfolio, extent of activity in the account or
other reasons agreed upon by us and the client. In certain circumstances, our fees and
the timing of the fee payments may be negotiated.

Unless otherwise instructed by the Client, we will aggregate related client accounts for
the purposes of determining the account size and annualized fee. The common practice
is often referred to as “householding” portfolios for fee purposes and may result in lower
fees than if fees were calculated on portfolios separately. Our method of householding
accounts for fee purposes looks at the overall family dynamic and relationship. When
applicable and noted in the Investment Management Agreement, legacy concentrated
stock positions may also be excluded from the fee calculation.

The independent qualified custodian holding your funds and securities will debit your
account directly for the advisory fee and pay that fee to us. You will provide written
authorization permitting the fees to be paid directly from your account held by the
qualified custodian. At the client’s discretion, you may pay the advisory fees directly to
our Firm by check. Further, the qualified custodian agrees to deliver an account
statement to you on a quarterly basis indicating all the amounts deducted from the
account including our advisory fees.

The Investment Advisory Agreement may be terminated by the client within five (5)
business days of signing the Agreement without penalty or incurring any advisory
fees. After the 5 business days, either party giving written or verbal notice to the other
may cancel the Investment Advisory Agreement at any time for any reason. Notice given
by the client shall be effective upon actual receipt by SSPWM at the address specified on
the Investment Advisory Agreement or the then current address. The management fee
will be pro-rated to the date of termination, for the quarter in which the cancellation

                         STEELE STREET PRIVATE WEALTH MANAGEMENT
                        50 South Steele Street, Suite 501, Denver, Colorado 80209
                                        FORM ADV 2A Brochure

notice was given and the unearned fee refunded to your account as indicated in your
Agreement. Upon termination, you are responsible for monitoring the securities in your
account, and we will have no further obligation to act or advise with respect to those
assets. In the event of client’s death or disability, our Firm will continue management of
the account until we are notified and given alternative instructions by an authorized
party.

In no case are our fees based on, or related to, the performance of your funds or
investments.

We will not require prepayment of more than $1,200 in fees per client, six (6) or more
months in advance of providing any services.

Employer Sponsored Retirement Plan Services
For Retirement Plan Advisory Services compensation, we charge an annual fee as
negotiated with the client and disclosed in the Employer Sponsored Retirement Plans
Investment Advisory Agreement. The compensation method is explained and agreed
upon in advance before any services are rendered. Asset based fees range from 0.20% to
1.00% annually and fixed fees range from $500 - $100,000 annually.

Plan advisory services begin with the effective date of the Employer Sponsored
Retirement Plans Investment Advisory Agreement, which is the date you sign the
Employer Sponsored Retirement Plans Investment Advisory Agreement. For that
calendar quarter, fees will be adjusted pro rata based upon the number of calendar days
in the calendar quarter that the Agreement was effective. Our fee is billed in arrears on
the last business day of the calendar quarter or month as outlined in the Agreement. For
Plans where our fee is billed to the custodian, the fee is deducted directly from the
participant accounts. Written authorization permitting us to be paid directly from the
...

ITEM 7 – TYPES OF CLIENTS
We provide investment advice to individuals, high net individuals, employer sponsored
retirement plans, charitable organizations, institutions, estates and trusts. The minimum
initial account value for opening an account with our firm is $500,000.00; however, we
may accept accounts for less than the minimum at our sole discretion.