Alpha Solutions Investment Advisors LLC

ITEM 5 – Fees and Compensation
Alpha Solutions is a fee-only registered investment advisor. As a fee-only advisor we do NOT receive commissions or
compensation of any nature from the purchase or sale of securities for our clients, thereby avoiding a potential conflict

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©2026 Alpha Solutions Investment Advisors, LLC All rights reserved

of interests with our clients. Alpha Solutions’ fees are agreed upon in advance and in writing. Fees are negotiable and
can vary based upon factors such as the overall complexity of a client’s financial affairs, the types of investments, the
number of investing entities, and the extent to which other financial or consulting services are incorporated.

We calculate asset-based fees due based on the market value of each account at the close of, or during, the prior quarter
(market values are provided by the custodian or Broker-dealer). In the case of assets that are not priced daily, we will
use the most recent prices or valuations provided by the custodian or Broker-dealer. Market values used in the
calculation of fees may not always exactly match the ending value of the quarter ending statement as these market
values may also include pending accrued interest, dividends and other income and expenses for the account.

Our fees are billed and payable in arrears, at the end of each calendar quarter clients will receive an invoice for
management fees prorated from the appropriate annual rate, calculated as a percentage of total assets under
management for each portfolio/account. Our clients can either elect to authorize quarterly fees be paid by automatic
direct deduction from their account or they can pay for fees due upon receipt of an invoice. If the quarterly fees are
deducted from the account, the custodian or Broker-dealer shall indicate the deduction on the following month’s
statement in which the fees are deducted. With either payment method selected, we will always send a quarterly
statement that will indicate how our fees were calculated. We will NOT request payment of fees in advance. In
accordance with CCS Section 260,238(j), it should be noted that similar advisor services may (or may not) be available
from other registered (or unregistered) investment advisors or other sources for similar or lower fees.

ADVISORY FEE SCHEDULE (annual rate, based on market value of assets under management):

                     Assets Under Management                                                    Annualized Fee
                     First   $2 million (ie., amount up to $2 million)                             1.25%
                     Next    $3 million (ie., amount over $2 million up to $5 million)             1.00%
                     Next    $5 million (ie., amount over $5 million up to $10 million)            0.75%
                     Next    $10 million (ie., amount over $10 million up to $20 million)          0.60%
                             Amount above $20 million                                              0.50%

Note: The fee percentages are applied according to each asset level increment. For example, an account of $10,000,000
would pay an annualized fee of 1.25% on the first $2 million, plus 1% on the next $3 million, plus 0.75% on the remaining
$5 million, for an annual total Fee of $92,500.

A minimum annual fee of $5,000 may be imposed on each account. The minimum fee may be waived or reduced at our
discretion. We also reserve the right to adjust fees for accounts depending on the size and type of account and the
services to be rendered. In some cases, negotiation of fees may result in different fees being charged for similar services
and may be less than the stated fee schedule.

The Fees for our services as described above are completely separate and unrelated from “other costs” that a client may
incur through: brokerage/transaction commissions, custodian account fees, fees related to foreign ADR stocks, taxes
related to foreign stocks, ETF expenses and or mutual fund sales charges or expenses in connection with our advisory
services. We do not charge, collect nor benefit from these “other costs”. We encourage our clients to obtain a complete
schedule of fees from their custodian/brokerage firm. Alpha Solutions Investment Advisors is not affiliated with any
specific custodian, broker/dealer or agent.

Our investment management services will commence on the date the client signs the Investment Management
Agreement (“IMA”). Fees will be calculated on a prorated basis, using the actual number of days in the calendar quarter
that the IMA becomes effective. This IMA may be terminated by either Alpha Solutions Investment Advisors or the
client at any time – the party requesting termination must provide the other party written notice. If an IMA is terminated
before the end of a quarter or a billing period, the client will be responsible for any unpaid services calculated on a pro
rata basis upon the number of days in the billing period up to the termination of the IMA.

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                                                     Form ADV Part 2 - Version 202608
©2026 Alpha Solutions Investment Advisors, LLC All rights reserved

CONSULTING FEES SCHEDULE
Alpha’s Consulting Fee usually are provided only upon request when services are needed outside the scope of our
standard wealth management service and will be determined on the nature of the services being provided and the
complexity of each client’s circumstances. All fees are agreed upon prior to entering into a Consulting Services
Agreement with any client. The fee for such services is charged on an hourly basis at a rate of $500 per hour. Clients
...

ITEM 7 – Types of Clients
We provide services to the following types of clients:

     •     Individuals
     •     Families
     •     Trusts
     •     Pensions
     •     Businesses/Companies
     •     Foundations
     •     Non-Profit Organizations
     •     Retirement plans
     •     Homeowner Associations

Our minimum assets under management (AUM) requirements for opening and maintaining an account are $500,000.00.
We may at our discretion, waive or modify the minimum AUM requirements.