Sutton Place Investors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

                                                Sutton Place Investors LLC
                                     84 Business Park Drive, Suite 302, Armonk, NY 10504
                                         Phone: (914) 767-0974 * Fax: (914) 617-1517
                                               http://www.settannifinancial.com

A. Fees for Advisory Services
Investment Management Services
The Client will pay the Advisor a quarterly investment advisory fee, billed at the end of each quarter, based on
the average daily balance of portfolio assets under management in the Account[s] during the quarter. However,
investment advisory fees in the first month of service are billed in arrears based on the average daily balance of
the assets under management for the prorated period from the inception date of the account[s] to the end of the
first quarter. Investment advisory fees are based on the following schedule:

                      Assets Under Management ($)                      Maximum Annual Rate (%)
                      Up to $500,000                                           2.00%
                      $500,001 to $1,000,000                                   1.75%
                      $1,000,001 to $3,000,000                                 1.50%
                      $3,000,001 to $10,000,000                                1.25%
                      $10,000,001 to $50,000,000                               1.00%
                      $50,000,001 to $100,000,000                              0.75%

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will
take into consideration the aggregate assets under management with the Advisor. All securities held in accounts
managed by Settanni Financial will be independently valued by the Custodian. The Advisor will conduct periodic
reviews of the Custodian’s valuation to ensure accurate billing. If the Client engages the Advisor for its wealth
management services, the Client will pay a single fee for investment management, financial planning, taxes and
estate planning.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However,
the Advisor shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its investment advisory fee as described above. The
Advisor will allocate a portion of the advisory fee collected to the Independent Manager pursuant to the terms of
the executed agreement between the Advisor and the Independent Manager.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 2.00%, billed either
monthly in arrears using average daily balance or quarterly in arrears using the quarter end account value
pursuant to the terms of the agreement. Retirement plan fees are based on the market value of assets under
management at the end of the calendar quarter or month as determined by the agreement. Fees charged on
retirement plan advisory accounts may be billed in advance or arrears based on the agreement.

Financial Planning Services
Settanni Financial offers financial planning services either on an hourly basis or a fixed annual consulting
engagement fee. Hourly engagements range up to $500 per hour. Fixed annual consulting fee engagements
range up to $120,000 per year, billed at the end of each month, based on the scope and time involved for the
services to be provided. Fees may be negotiable based on the nature and complexity of the services to be
provided and the overall relationship with the Advisor. An estimate for total hours and/or total costs will be
provided to the Client prior to engaging for these services. If the Client engages the Advisor for its wealth
management services, the Client will pay a single fee for investment management, financial planning, taxes and
estate planning.

                                              Sutton Place Investors LLC
                                   84 Business Park Drive, Suite 302, Armonk, NY 10504
                                       Phone: (914) 767-0974 * Fax: (914) 617-1517
                                             http://www.settannifinancial.com

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be
deducted from the Client’s account[s] at the end of each quarter. Fees are calculated based on the average daily
balance of portfolio assets under management in the Account[s] during the quarter times the quarterly rate.
Clients engaged by the Advisor prior to March 1, 2019, may be billed in advance of each calendar quarter and
are calculated by applying the quarterly rate (annual rate divided by 365) to the total assets under management
with Settanni Financial for the applicable quarter.

For Clients engaging for services prior to March 1, 2019, investment advisory fees are calculated by the Advisor
...

Item 7 – Types of Clients
Settanni Financial offers investment advisory services to individuals, high net worth individuals, trusts, estates,
charitable organizations, businesses, institutions, and retirement plans. Settanni Financial has a minimum
relationship size of $1,000,000. This minimum can be waived at the sole discretion of Settanni Financial.