Sagebroadview Wealth Management LLC

Item 5 - Fees and Compensation

Wealth Management Fees
SAGEbroadview’s annual fee for Wealth Management services has two components.

   •   The first component is the Portfolio Management fee, which shall be assessed at the annual rate
       of 0.50% of the market value of your portfolio assets.

   •   The second component, for Integrated Financial and Tax Planning services, will be a fixed fee
       that typically ranges from $5,000 to $20,000 per year based on the complexity of your situation.

Together these components will comprise your “Wealth Management Fee,” which is subject to a
quarterly minimum of $2,000 per client household.

The Portfolio Management component is based upon the value of your portfolio (market value; or, in the
absence of market value, fair market value) at the end of the previous quarter (or at the time of initial
deposit into your account, whichever is more recent). Our Portfolio Management fee is prorated to
account for additional contributions made to your portfolio during a billing period. No fee adjustments
are made for partial withdrawals. Details of our Wealth Management fees charged are more fully
described in your advisory agreement.

The Financial and Tax Planning component is prorated for periods less than a full billing cycle (based
upon the number of calendar days in the calendar quarter that the advisory agreement was effective).
You will be billed in advance at the beginning of each calendar quarter.

Money Managers’ Fees and Expenses
All fees paid to SAGEbroadview for our Wealth Management services are separate and distinct from the
fees and expenses charged by any other independent money managers that you have retained. Each
independent money manager used involves different custodial, administrative, and fee arrangements,
and may require certain minimum initial account investments. These fees and expenses are described
in each independent money manager’s firm Brochure. These fees will generally include a management
fee and possible other fees. The actual management fees may be higher or lower for a specific
independent money manager employing similar strategies. In certain circumstances you could invest
with an independent money manager directly, without our services. In that case, you would not receive
the services provided by us which are designed, among other things, to assist you in determining which
independent money managers are most appropriate to your financial condition and objectives.

Termination and Refunds
You have the right to terminate your advisory agreement without penalty within five (5) business days
after entering into such agreement. Either you or SAGEbroadview may terminate your Investment
Advisory Agreement at any time, subject to any written notice requirements in the agreement.

If an account is terminated during a calendar quarter, Portfolio Management fees will be refunded based
on the days remaining in the calendar quarter. We will credit your account for any refund. Otherwise,
we will send a check to you.

Automatic Rebalancing Program
There is no additional fee for Altruist’s automatic rebalancing program based on SAGEbroadview
portfolios.

Young Professionals Program Fees
Our annual fee for participating in the Young Professional’s Program has three components.

   •   The first component is a one-time, up front, non-refundable Onboarding Fee, which starts at
       $1,500 for couples and $1,000 for individuals. The Onboarding Fee is based on the time and
       expertise required to gather your personal and financial data, to establish goals, to perform
       research as needed, and to build a plan for you.

   •   The second component is a recurring Monthly Fee starting at $400 for couples and $300 for
       individuals. The Monthly Fee is for our continued assistance with executing, delivering,
       monitoring, and updating your financial plan. The Monthly Fee is billed in advance, and the first
       one is prorated based on the number of days from the effective date of the Agreement to the end
       of the month.

   •   The third component of the Young Professionals Program fee is the Portfolio Management Fee.
       This fee is assessed at the annual rate of 0.50% of the market value of the portfolio assets. It is
       based upon the value of your portfolio at the end of the previous quarter (or at the time of initial
       deposit into the account, whichever is more recent) and is prorated for periods less than a full
       billing cycle (based upon the number of calendar days in the calendar quarter that the advisory
       agreement was effective). The Portfolio Management Fee is normally prorated for additional
       contributions made to the portfolio during a billing period. No fee adjustments are made for
       partial withdrawals. You will be billed in advance at the beginning of each calendar quarter.

Together these fees will comprise the “Young Professionals Program Fee.”

Details of the fees charged are more fully described in your advisory agreement.

Termination and Refunds
You have the right to terminate an advisory agreement without penalty within five (5) business days
after entering into such agreement. After that, either you or SAGEbroadview may terminate your
Investment Advisory Agreement at any time, subject to any written notice requirements in the
agreement.

The Onboarding Fee is non-refundable due to the amount of work up front to initiate your relationship
with SAGEbroadview and to prepare the financial planning recommendations.

In the event of termination, any paid-but-unearned quarterly Portfolio Management Fees will be
promptly refunded to you based on the number of days that services were provided. No portion of a
Monthly Fee will be refunded.

SAGEbroadview will credit your account for any refund. Otherwise, we will send a check to you.

Consulting Fees
Consulting services fees will be charged on an hourly basis calculated on a charge of up to $400 per hour.
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Item 7 - Types of Clients

We provide advisory services to individuals (including high net worth individuals), trusts, and estates.
Please see below for any conditions placed on providing specific services.

Wealth Management Services
Wealth Management Services accounts are subject to a minimum quarterly fee. Please see Item 5 – Fees
and Compensation/Wealth Management Fees. Under certain circumstances and in our sole
discretion, we may negotiate this minimum. We do not generally impose a minimum portfolio value.

Young Professionals Program
Clients eligible to participate in the Young Professionals Program include individuals and revocable
living trusts. Organizations such as corporations, partnerships, government entities and qualified
retirement plans subject to ERISA are not eligible to participate. We reserve the right to determine if a
client should participate in this program, as well as/if when a client should graduate to our Wealth
Management Service.

Consulting Services
There is no minimum account size requirement or annual fee requirement for Consulting Services
clients; however, we reserve the right to determine if a client should participate in this offering.