Alta Fundamental Advisers LLC

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Alta Fundamental Advisers LLC
CRD #168642
SEC #801-80306
CIK #0001641604
AUM 465.8 M (2026-03-24)
Employees 5 (80% Investors, 0% Brokers)
Phone212-319-1778
Address780 Third Avenue
New York, NY 10017
Source [IAPD] [EDGAR]
Total AUM ($B)
4.03.22.41.60.80.02010201520212027
In the News
Fri, 05 Jun 2026 Alta Fundamental Advisers LLC Sells 170,500 Shares of Archer Aviation Inc. $ACHR — MarketBeat
Sector Form 13F Holdings Value ($M)
New Media Investment Group Inc 75.8
Liberty Latin America Ltd 27.4
Propetro Holding Corp 25.6
Peabody Energy Corp 16.5
Chemours Co 15.4
Contura Energy Inc 14.2
Indivior PLC 12.5
Genworth Financial Inc 9.8
Chesapeake Energy Corp 9.1
Power & Digital Infrastructure Acquisition Corp 8.9
View All
Holdings by Sector ($M)
4003202401608002014201820222027
Type Form D Funds Date Sold AUM
HF Alta Fundamental Advisers SP LLC - Series X [2025-03-05] 873.8 M 7.7 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series W [2023-02-21] 873.8 M 3.0 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series V [2022-11-10] 873.8 M 0.1 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series U [2022-08-22] 873.8 M 0.5 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series T [2022-05-24] 873.8 M 0.6 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series AL1 [2021-08-26] 873.8 M 0.1 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Series AL2 [2021-08-26] 873.8 M 5.0 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Belstar-Alta Series 1 [2021-03-30] 873.8 M 11.7 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Belstar-Alta Series 2 [2021-03-30] 873.8 M 2.5 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Alta Fundamental Advisers SP LLC - Belstar-Alta Series 3 [2021-03-30] 873.8 M 74.3 M
Filed 2026-02-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 0.2
(g) Pension and profit sharing plans 0 0.3
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 18 0.5
By Discretionary
Discretionary 18 0.5
Non-Discretionary 0 0.0
Total 18 0.5
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 0.4
Total 18 0.5
Form D Directors Role # Filings # Firms 2011 - 2026
Jeremy Carton Executive Officer 3 2
Gilbert Li Executive Officer 3 2
EDGAR Form CIK 2011 - 2026
13F-HR [0001641604]
3 [0001641604]
4 [0001641604]
SC 13D [0001641604]
SC 13G [0001641604]
Form 13D/13G Filer Form 13D/13G Subject Filed
Alta Fundamental Advisers LLC Lazydays Holdings Inc [2025-02-14]
Alta Fundamental Advisers LLC Milestone Pharmaceuticals Inc [2023-11-09]
Alta Fundamental Advisers LLC Mallinckrodt PLC [2023-06-16]
Alta Fundamental Advisers LLC Mallinckrodt PLC [2023-05-30]
Alta Fundamental Advisers LLC Gannett Co Inc [2023-05-22]
Alta Fundamental Advisers LLC Alta Fundamental Advisers LLC [2020-07-10]
Alta Fundamental Advisers LLC Premier Exhibitions Inc [2018-03-21]
Alta Fundamental Advisers LLC Premier Exhibitions Inc [2018-02-14]
Alta Fundamental Advisers LLC Harvest Natural Resources Inc [2017-02-14]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
LEI549300HF7JU9DKXVI638
Form 3/4/5 Subject 2011 - 2026
Arq Inc
Alta Fundamental Advisers SP LLC
Alta Fundamental Advisers LLC
Keenova Therapeutics PLC
Premier Exhibitions Inc
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Arq Inc ARQ
Common Stock
2024-07-01 Grant 12,508 $0.00
Arq Inc ADES
Common Stock
2023-07-01 Grant 24,642 $0.00
Arq Inc ADES
Common Stock
2022-07-01 Grant 15,159 $0.00
Arq Inc ADES
Common Stock
2021-07-01 Grant 9,924 $0.00
Arq Inc ADES
Common Stock
2020-07-01 Grant 15,242 $0.00
Arq Inc ADES
Common Stock
2019-12-31 Buy 104,444 $10.39 1,085,173
Arq Inc ADES
Common Stock
2019-12-30 Buy 21,943 $10.29 225,793
Arq Inc ADES
Common Stock
2019-11-22 Buy 23,843 $10.84 258,458
Arq Inc ADES
Common Stock
2019-11-21 Buy 62,458 $10.50 655,809
Arq Inc ADES
Common Stock
2019-11-20 Buy 180,542 $10.41 1,879,442
Arq Inc ADES
Common Stock
2019-09-06 Buy 10,800 $12.88 139,104
Arq Inc ADES
Common Stock
2019-09-04 Buy 200 $12.47 2,494
Arq Inc ADES
Common Stock
2019-09-03 Buy 50,000 $12.35 617,500
Arq Inc ADES
Common Stock
2019-08-27 Buy 25,000 $12.49 312,250
Arq Inc ADES
Common Stock
2019-08-26 Buy 6,747 $12.44 83,933
Arq Inc ADES
Common Stock
2019-08-23 Buy 19,000 $12.43 236,170
Arq Inc ADES
Common Stock
2019-08-22 Buy 3,200 $12.64 40,448
Arq Inc ADES
Common Stock
2019-08-21 Buy 25,000 $12.19 304,750
Arq Inc ADES
Common Stock
2019-08-20 Buy 15,700 $12.04 189,028
Arq Inc ADES
Common Stock
2019-08-19 Buy 40,543 $11.88 481,651
showing 20 of 34 most recent transactions
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