Apex Wealth Advisors LLC

Item 5 – Fees and Compensation
FINANCIAL PLANNING SERVICES
Our comprehensive financial planning service is charged on a fixed fee basis ranging from $2,000
to $20,000. The fee is negotiable and will vary depending on the complexity of your individual

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circumstances and the number of areas covered by the written financial plan. Typically, we will
collect the fee at the delivery of the written financial plan. However, you may have the option
for us to collect half of the agreed upon fee upon engagement and the other half at the delivery
of the written financial plan.
Our financial consulting services are offered at an hourly rate of $500. The fee is negotiable. At
the beginning of the engagement, we will provide you with a written estimate of the number of
hours we believe the services will take. We will track the time we spend collecting your
information, analyzing and researching the chosen topics, and the time presenting the findings
to you. Typically, we collect the fee at the final meeting; however, you may have the option to
have us collect half of the estimated fee upon engagement and the remaining balance at the
final meeting.
Your financial planning agreement will show you how much will be charged to complete the
scope of services and when the fee will be collected. Fees may be paid by check or from an
account managed by us and the sub-adviser.
INVESTMENT MANAGEMENT AND USE OF SUB-ADVISER SERVICES/CO-ADVISERS
We charge an annual management fee based on the percentage of assets under management
as reported by the custodian. Our maximum annual fee is 2.25% which includes the sub-
adviser’s fee. The fee is negotiable.
The fee will be calculated and collected by the sub-adviser or co-adviser on a monthly basis, in
arrears based on the average daily market value of the assets held in the account over the
calendar quarter. The sub-adviser or co-advisor will then remit our portion of the fee to us. An
example of the fee calculation is as follows: fees for a given day with assets under management
of $100,000 is $8.93 ($100,000 multiplied by 2.25% divided by 252 business days equals $8.93);
the daily fee is then multiplied by 23 business days in a month ($8.93 multiplied by 23 equals a
total monthly fee of $205.39). The total fee is then deducted on a monthly basis. Cash balances
and investments in money market funds are counted toward the account value and are included
in the management fee calculations.
You will be asked to authorize the sub-adviser or co-adviser with the ability to instruct the
custodian to directly deduct the management fee from your account or you may select to be
billed for fees incurred.
Additionally, you may incur certain charges imposed by custodians or brokers, such as ticket
charges, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic
fund fees, and other fees and taxes on brokerage accounts and securities transactions. Mutual
funds and exchange traded funds also charge internal management fees, which are disclosed in
each fund’s prospectus. Such charges, fees and commissions are exclusive of, and in addition to,
our fee and we will not receive any portion of these commissions, fees, and costs. For more
information about our brokerage practice please see Item 12.A.
Please note: Clients that reside in Alabama, the total annual fee rates including the sub-adviser’s
or co-adviser’s fees will not exceed the jurisdiction’s industry standard maximum rate of 2.00% of
assets under management. For clients that reside in California, the annual fee rates including the

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sub-adviser’s or co-adviser’s fees will not exceed the jurisdiction’s industry standard maximum
rate of 3.00%. Additionally, lower fees for comparable services may be available from other
sources.
TERMINATION OF SERVICES
You may terminate any service for any reason within the first five (5) business days after signing
an advisory contract, without any cost of penalty. Thereafter, the advisory contract may be
terminated by either party at any time by providing the other party with ten (10) days’ written
notice. To cancel the advisory contract, you must notify us in writing at Apex Wealth Advisors
LLC, 44047 North 43Rd Ave., #74528, Pheonix, Arizona 85087. When we charge in advance for
financial planning, you will receive a prorated refund of any unearned fees based on the
percentage of work completed on the plan.
OTHER SECURITIES COMPENSATION
Our associates are or may be registered representatives of Alexander Capital, L.P., a registered
broker-dealer member FINRA/SIPC. Through Alexander Capital, L.P., they may sell securities to
our clients for a commission. This causes a conflict of interest because the commissions from
Alexander Capital, L.P., LLC are separate from the fees outlined above. They attempt to mitigate
any conflicts of interest to the best of their ability and through the implementation of policies
and procedures that address the conflict. Additionally, you are informed that you always have
the right to choose whether to act on the recommendation or you have the right to purchase
recommended securities from any registered representative or broker-dealer.
As established in Item 10.D – Other Industry Affiliations, earning commissions for the sale of
insurance products creates a conflict of interest for the firm. The commissions give a financial
incentive to recommend and sell you the insurance products. We attempt to mitigate the conflict
of interest to the best of our ability by placing your interests ahead of our own and through the
implementation of policies and procedures that address the conflict.
RETIREMENT ROLLOVER CONFLICTS OF INTEREST
When we provide investment advice to you regarding your retirement plan account or individual
...

Item 7 – Types of Clients
We offer our services to individuals, high net worth individuals, charities, corporations, and other
business entities. We do not require a minimum account size.

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