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| Appomattox Advisory Inc
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| CRD # | 153731 |
| SEC # | 801-71652 |
| CIK # | |
| AUM | $410.8 M (2025-03-27) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 212-895-3000 |
| Address | 551 5th Ave New York, NY 10176 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Archway Linse Cap F1 LP | [2022-03-30] | 6.3 | 16.7 |
| PE | MCP Linse Capital Fund 1 | 2022-03-30 | 11.2 | |
| PE | Monticello Capital Partners Limited -Segregated Account MCP - Tiger PIP XV | [2022-03-30] | 3.1 | 2.2 |
| HF | PAL Archway Offshore Ltd | [2020-03-31] | 20.6 | 0.0 |
| HF | PAL Archway Onshore LP | [2020-03-31] | 12.1 | 0.0 |
| PE | Monticello Capital Partners Ltd -Segregated Account MCP - Tiger PIP Xi | [2019-03-29] | 3.6 | 3.6 |
| HF | Thomas Welles Fund I LLC | [2015-03-20] | 179.0 | 0.3 |
| HF | Hatchlings Fund Ltd | [2014-03-31] | 16.5 | 19.3 |
| HF | Archway Appreciation Fund Limited | [2012-03-30] | 24.1 | 7.0 |
| HF | Archway Commodities Fund LP | [2012-03-30] | 11.4 | 3.1 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 12 | 357.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 46.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 6.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 20 | 410.8 |
| By Discretionary | ||
| Discretionary | 14 | 90.7 |
| Non-Discretionary | 6 | 320.1 |
| Total | 20 | 410.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 209.2 | |
| United States Persons | 201.6 | |
| Total | 20 | 410.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| James Gibbons | 18 | |||
| Susan Webb | 10 | |||
| Oscar Vollmer | 8 | |||
| Oscar Gil Vollmer | 7 | |||
| Leah Scott | 4 | |||
| Ivan Gallegos | 2 | |||
| General Partner Appomattox Advisory Inc | 2 | |||
| Randall Krebs | 2 | |||
| Membermanager Appomattox Advisory Inc | 1 | |||
| Archway Investment Advisors Limited | 1 | |||
| View All | ||||
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