Apricity Financial LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
agreement with the Advisor.

                                                     Apricity Financial, LLC
                                                         Mystic, CT 06355
                                           Phone: (855) 449-7100 | Fax: (203) 304-6369
                                                   https://apricity-advisors.com/

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly in arrears pursuant to the terms of the wealth management agreement.
Wealth management fees are based on the market value of assets under management at the end of the calendar
quarter. Fees are based on the following blended tier schedule:

                             Assets Under Management ($)                 Annual Rate (%)
                             Up to $1,000,000                                  1.50%
                             $1,000,001 to $3,000,000                          1.00%
                             $3,000,001 and over                               0.75%

Private Fund Advisor Services
Wealth Management Clients of the Advisor that are invested in the Private Fund will only be charged the asset-based
investment management fee noted above. For more detailed information on the fees and compensation received by the
Advisor and its affiliates, please refer to the Fund’s Offering Documents.

Financial Planning Services
Apricity Financial typically includes financial planning services as part of its overall wealth management fee. However,
for certain Clients, Apricity Financial will charge an annual ongoing financial planning fee ranging from $500 to $5,000
per month. Apricity Financial also offers standalone and ad hoc financial planning services for a fixed engagement fee
ranging up to $50,000 per engagement. Fees may be negotiable based on the nature and complexity of the services to
be provided and the overall relationship with the Advisor. An estimate for total costs will be determined prior to engaging
for these services.

Retirement Plan Advisory Services
Retirement plan advisory fees are charged an annual asset-based fee of up 1.00%. The Advisor does not utilize a
breakpoint fee schedule for its retirement plan advisory services. Fees may be negotiable depending on the size and
complexity of the Plan but shall not exceed the fee range stated above. Fees may be billed monthly or quarterly
(“Billing Period”) in advance or arrears pursuant to the terms of the retirement plan advisory agreement. Retirement
plan fees are based on the market value of assets under management at the end of the Billing Period.

Pursuant to California Code of Regulations Section 260.238(j), the Advisor discloses that the Client may be able to
obtain similar services from other services providers for a lower fee. The Advisor’s fees are negotiable and the total
fees for services will not exceed 3.00% annually of Client’s assets under management.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from
the Client’s account[s] at the respective quarter end date. The amount due is calculated by applying the quarterly rate
(annual rate divided by 4) to the total assets under management with Apricity Financial at the end of each quarter.

Fee example: If a Client’s accounts = $1,000,000 in Assets Under Management and the wealth management fee is
1.50%, the wealth management fee is calculated as follows:

 Assets Under Management                  Quarterly Rate                                Quarterly Fee
 $1,000,000                               0.375%                                        $3,750

Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the wealth
management fee. Clients are urged to also review and compare the statement provided by the Advisor to the brokerage
statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide written
authorization permitting advisory fees to be deducted by Apricity Financial to be paid directly from their account[s] held
by the Custodian as part of the investment advisory agreement and separate account forms provided by the Custodian.

                                                    Apricity Financial, LLC
                                                        Mystic, CT 06355
                                          Phone: (855) 449-7100 | Fax: (203) 304-6369
                                                  https://apricity-advisors.com/

Financial Planning Services
Financial planning fees for ongoing engagements are invoiced monthly in advance. Fixed engagement fees may be
invoiced up to fifty percent (50%) of the expected total fee upon execution of the financial planning agreement. The
balance shall be invoiced upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
The retirement plan advisory fee is calculated by applying the quarterly rate (annual rate divided by 4) or monthly rate
(annual rate divided by 12) to the Plan's total assets. The total assets are based on the prior Billing Period end date for
advance billing or the Billing Period end date for arrears billing. The fee can either be invoiced directly to the Plan
Sponsor or deducted from the Plan's assets, with the specific methodology outlined in the retirement plan advisory
agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Apricity Financial, in connection with
...

Item 7 – Types of Clients

Apricity Financial offers investment advisory services to individuals, high net worth individuals, businesses, and
retirement plans. Apricity Financial generally does not impose a minimum relationship size.