|
⚲
|
| Lanier Asset Management LLC
✚
| |
|---|---|
| CRD # | 150888 |
| SEC # | 801-107331 |
| CIK # | |
| AUM | $114.2 MM (2024-08-12) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 502-909-1100 |
| Address | 10200 Forest Green Boulevard Louisville, KY 40223 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Lanier Avalon Fund LLC | [2021-10-28] | 7.6 | 8.1 |
| RE | Lanier Four Charters Fund LLC | [2021-10-28] | 6.4 | 7.0 |
| RE | Lanier Bridgepointe Gardens Fund LLC | [2020-11-19] | 6.0 | 6.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 55 | 8.8 |
| (b) Individuals (high net worth individuals) | 44 | 83.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 21.8 |
| (g) Pension and profit sharing plans | 2 | 0.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 238 | 114.2 |
| By Discretionary | ||
| Discretionary | 203 | 104.7 |
| Non-Discretionary | 35 | 9.5 |
| Total | 238 | 114.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 114.2 | |
| Total | 238 | 114.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Carl Hafele | 8 | ||
| Mark Hoffman | 5 | ||
| Carl Hoffman | 4 | ||
| Junius Beaver | 3 |
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|---|---|---|
|
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✚
|
AZ | 0.2 |
|
Harbor Ithaka WM LLC
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FL | 0.2 |
|
BOON Capital Advisors LLC
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IL | 0.1 |
|
Freedom Family Office LLC
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FL | 0.1 |
|
Steward Capital Management Inc
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MI | 0.1 |
|
Golden K Wealth Management LLC
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CA | 0.1 |
|
Vericrest Private Wealth LLC
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PA | 0.1 |
|
Emissary Wealth LLC
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NJ | 0.1 |
|
Bay Street Capital Holdings LLC
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CA | 0.1 |
|
Seraph Capital Associates LLC
✚
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OK | 0.1 |