Archway Private Wealth LLC

Item 5 – Fees and Compensation
General Disclosures
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five (5)
business days of signing the contract without incurring any advisory fees. How we are paid depends on the type
of advisory service we are performing. Please review the fee and compensation information below.

As stated under Item 4, Archway has a strategic relationship with Holborn Assets who have a group of
independent contractors registered or licensed with Archway as IARs offering the advisory services and programs
outlined in this Form ADV Part 2A. While no IAR can exceed the fees schedules outlined below, each IAR can
negotiate and charge an advisory fee based on the fee schedules below.

Your IAR has a direct interest in the fee charged to you since Archway will pay a portion of the advisory fee
charged to you to Holborn Assets who in term will pay your IAR.

Consulting and Investment Advice for United Kingdom based Pension Assets

Clients will pay an initial fee covering time and services for planning, advice, consultation, and review and
establishment of a Self-Invested Personal Pension (“SIPP”) and Qualifying Recognized Overseas Pension
Scheme (“QROPS”), and/or other applicable plans. The initial fee is deducted directly from the value of the
assets transferred, unless paid by the client separately and directly to the SIPP Trustee, or by financing the
fee from a life insurance bond wrapper.

The flat fee covers, among other things: Archway, Holborn Assets and the IAR working with the U.K. pension
company to obtain the U.K. pension plan valuation; meetings with client to discuss potential pension transfer
options; working with the U.K. regulated adviser where necessary; and, if in the best interests of the client,
and assisting Client on the final steps to transfer the pension to the SIPP.
UK pension transfers with safeguarded benefits in excess of £30,000 are subject to review by a UK regulated
adviser which will analyze whether a UK pension transfer is in the best interests of the client. The UK advisor will
provide the transfer advice in these situations. Therefore, in addition to the initial fee, the client may be required
to pay a fee to a UK registered Advisor to prepare the UK Suitability Report, which can be up to $5,000 per
pension, depending on the UK Advisor and the number of UK pension assets. The fee is paid direct to the UK
Advisor for the report and is not determined or set by Archway or shared with Archway or its advisory
representatives.

There are only a small number of UK regulated advisors able and willing to generate UK Suitability Reports for
US Persons. At its discretion, Archway and Holborn Assets may chose a related party to write the report.

Notwithstanding this potential conflict of interest, the UK Advisor will always be regulated by the FCA in the UK
and paid on a non-contingent basis, meaning they have no financial incentive to provide advice either for or
against transfer.

When the UK Suitability Report is requested or required the Report Fee is paid upfront by the Client to Archway.
At the discretion of the IAR, Archway and the Client may agree that Archway pay this fee in advance and have it
rebated to them from the transferred pension funds by the pension trustee, should a transfer go ahead. If a transfer
is not made, Archway will invoice the client for the Report Fee.

Depending on the type of Custodian chosen by the client to hold the pension assets for investment, there may
be a fee from the Custodian of between 0% and 1% pa.

After pension assets are transferred, clients will pay an ongoing annual fee to Archway for monitoring, advice,
consultation, and management of assets. Fees are negotiable and will be determined based on several factors
including size of the pension assets, services being provided to the client, complexity of the situation, and
consultations.

Initial Fee:
  • Maximum fee not to exceed 5% of the pension assets transferred.
  • The initial fee will be paid upon the transfer of assets and funds to a SIPP.
  • The fee will be received by Archway in one of 3 ways, depending on the choice of custodian:
    o Direct custody with bank e.g. BNY Mellon Pershing/Evelyn – in this situation the pension Trustee
        will deduct the fee from the transferred pension and transmit it to Archway
    o Custody via a fund platform e.g. Novia Global, Interactive Brokers – in the situation either the pension
        Trustee will deduct and remit the fee as above, or the fund platform provider will fulfill this function
    o Custody via a life insurance bond wrapper e.g. RL360, Hansard – in this scenario following receipt of the
        pension money and issuance of the policy, the life insurance company will pay a fee to Archway
        via Holborn Assets. The commission will be equal to the initial fee. Depending on the choice
        of the cl ient, the life insurance company may either deduct the commission from the received pension
        funds, or finance this fee over a number of years agreed with the client. There is a tradeoff of having the
        full amount of the transferred pension assets invested, against the costs of financing the insurance bond,
        the additional costs of the insurance bond over and above the fee paid to Archway, and the added
        complexity of holding the investment assets in a life insurance wrapper. It is important for clients to
        understand financing the initial fee will increase the total costs of their pension. Should a client require
        access to their pension funds before the financing period has been completed, financial penalties will be
        imposed by the life insurance company. Archway does not share any of the insurance bond fees other
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Item 7 – Types of Clients
Archway services are geared toward individuals both high net worth (i.e. clients with a net worth of $1,000,000

exclusive of primary residence) and other than high net worth.

Furthermore, Archway offers tailored advisory services involving pension transfer services to US             Persons as
further described in Item 4 and Item 5 above.