OT Advisors LLC

Item 5 – Fees and Compensation

The fees and compensation payable to OT for services rendered to ETF(s) it manages are
described in the fee table of the applicable prospectus. Investment consulting services vary
based on the frequency, amount and complexity of the securities (including options
strategies) recommendations provided.

Portfolio Management Services

OT, as the primary investment adviser or sub-adviser to ETF offering(s) for which the Firm
has sponsored or co-sponsored, performs portfolio management services in exchange for
compensation as set forth in the fee table of the prospectus. The fees for which OT receives
include a percentage of the annual management fee which ranges based upon OT’s position
as primary investment adviser or sub-adviser. The annual management fee, where applicable,
is shared between the primary investment adviser and subadviser; therefore, where OT is the
sub-adviser to the fund, it receives a lesser percentage than in situations where it may serve
as primary investment adviser.

The ETF offering(s) for which OT provides advisory services are overseen by a Board of
Trustees (“Board”) and administered through the Board-designated service providers. As
with registered investment companies (“RICs”), in general, a registration statement is filed
with the SEC pursuant to the Securities Act of 1933 (“Securities Act”) and Investment
Company Act of 1940 (“Company Act”). For ETFs which OT manages or sub-advises, the
custodian deducts applicable management fees and pays our Firm or, alternatively, the
primary investment adviser transmits the fees owed to us.

Separately Managed Account Services

Where OT furnishes Separately Managed Account (“SMA”) Services to institutional investors
or retail investors, the management fee and/or performance fee (where applicable) will be
deducted from the account by the custodian at our direction and under the terms of the
attendant investment advisory agreement which, unless otherwise agreed upon, is calculated
based on the average daily advisory account assets under management and billed in advance
on a quarterly basis. The fee imposed is typically 1.5% of assets under management and shall
be disclosed in the investment advisory agreement. See Item 6 within this Brochure for
additional information about fees for the Firm’s SMA offerings.

Investment Consulting Services

OT’s investment consulting services may be impersonal or customizable. Fee arrangements
vary depending on certain criteria determined by the Firm inclusive of the frequency, amount
and complexities of the securities and/or options recommendations. Fees shall be paid in
accordance with the written consulting agreement and generally range between $5,000 to
$10,000. Fees are billed in arrears on a monthly basis and not subject to refunds.

Research Services

OT is compensated for research services furnished to institutional clients through a set
monthly fee that is paid to our Firm under the terms of the applicable agreement. The fee is
based on the nature, scope and complexities of the research provided but, in general, does
not exceed $5,000 per month.

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Conditions for Managing Accounts

The Firm does require an initial investment of $250,000 to open a SMA but does not impose
a minimum advisory fee dollar amount per annum. For Fund Client offerings, the ETF
prospectus may impose a minimum initial investment amount. OT does not participate in
bundling of related accounts to determine aggregate assets for billing purposes nor accept
pre-acquired investments (or “legacy assets”) from previous financial institution(s) within
SMA portfolios it manages.

Additional Fees and Expenses

Fees attendant to the ETF (or “Fund”) offerings for which OT is primary investment adviser
or sub-adviser (or “these investment offerings”) impose specific fees (including expenses)
charged to the investments made by shareholders, unitholders, or investors of these
investment offerings incur (regardless of whether these investments are held directly or as
part of a SMA portfolio). SMA portfolios are also subject, where applicable, to product level
fees for mutual funds or ETFs (e.g., 12b-1) where an alternative share class is not offered for
the selected investment option or where, for example, the ETF does not maintain other shares
classes (although in contrast to mutual funds, the ETF’s 12b-1 fee is de minimis to the overall
management fee). The complete listing of these fees and expenses are described in the
prospectus or offering memorandum applicable to the specific to these investment offerings
which are available typically through an investor’s financial professional or directly from the
distributor or Fund website(s).

For investment consulting services, OT does not assess any additional fees or expenses;
however, the client or the client’s investors may be subject to transaction fees, custodial fees,
among other charges.

Custodian, Trust Management, Trading, and Other Costs

All fees paid on behalf of the Fund are, as noted, described in the prospectus. Such fees are
separate and distinct from transaction fees charged by broker dealers associated with the
purchase and sale of equity securities and options. In addition, fees do not include the services
of any co­fiduciaries, accountants, broker dealers or attorneys. Please see Item 12 ­ Brokerage
Practices of this disclosure brochure for additional information.

Terminations and Refunds

The Fund may terminate but shall do in accordance with the directives outlined in the
prospectus. OT Investors or the Firm may independently terminate the advisory services to
SMA offerings subject to the terms of the underlying investment advisory agreement which,
in general, requires thirty (30) days’ written notice.

Fees collected for rendering advisory services to SMA offerings are not subject to refunds.
...

Item 7 – Types of Clients

OT offers investment management services through an advisory or sub­advisory
arrangement to its Fund Clients (e.g., ETF offerings) and Non-Fund Clients (e.g., SMA
investors) including Individuals, High Net Worth Individuals, Other Investment Advisers,
Insurance Companies, Corporations, and Other Businesses. OT also provides impersonal
securities recommendations or customized investment consulting through an Investment
Consulting Agreement. In doing so, OT generally provides advisory services to the following
clients: Fund Clients, Broker-Dealers, and other financial institutions.

OT, for SMA Clients, requires an initial investment amount of $250,000 but does not
otherwise require a minimum maintenance amount nor impose a flat dollar amount in
advisory fees per annum. The initial investment amount for Fund Client(s) for which OT
provides advisory/sub-advisory services is identified in the applicable prospectus. Clients for
which OT provides investment consulting and/or research services are subject to the terms
and conditions of the agreement and, as such, there is no pre-set minimums established by
our Firm.

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