Filed 2011-04-05 (D) · Exemption 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
4,452
6.3
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
11
18.6
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
17
8.9
(g) Pension and profit sharing plans
59
3.5
(h) Charitable organizations
158
1.2
(i) State or municipal government entities
38
2.8
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
12
0.1
(m) Corporations or other businesses not listed above