Ascent Capital Management Inc

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Ascent Capital Management Inc
CRD #131520
SEC #801-63371
CIK #0001702492, 0001437106
AUM
Employees 2 (50% Investors, 0% Brokers)
Phone973-579-7656
Address908 Owassa Road
Newton, NJ 07860
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
504030201002002200920162024
CIK Period
0001702492 0001437106
Sector Form 13F Holdings Value ($M)
Apple Inc 5.8
Amazon Com Inc 4.2
Nvidia Corp 3.0
Microsoft Corp 2.9
Facebook Inc 1.5
Broadcom Inc 1.4
Costco Wholesale Corp /NEW 1.0
Ares Capital Corp 0.8
Alphabet Inc 0.8
Blackstone Secured Lending Fund 0.7
Taiwan Semiconductor Manufacturing Co Ltd 0.7
Tesla Motors Inc 0.7
Alphabet Inc 0.6
Netflix Inc 0.6
General Electric Co 0.6
J P Morgan Chase & Co 0.6
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
VC Ascent Medical Technology Fund II LP 2012-04-03 10.2
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 8 15.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 10.8
(n) Other 0 0.0
Total 9 26.5
By Discretionary
Discretionary 9 26.5
Non-Discretionary 0 0.0
Total 9 26.5
By Non-United States Persons
Non-United States Persons 3.0
United States Persons 23.5
Total 9 26.5
EDGAR Form CIK 2011 - 2025
10-K [0001437106]
10-Q [0001437106]
3 [0001437106]
4 [0001437106]
5 [0001437106]
8-K [0001437106]
SC 13D [0001437106]
SC 13G [0001437106]
13F-HR [0001702492]
Form 13D/13G Filer Form 13D/13G Subject Filed
Fitzgerald William R Ascent Capital Group Inc [2019-09-04]
Bank of America Corp /DE/ Ascent Capital Group Inc [2019-02-13]
CRF3 Investments I Sa RL Ascent Capital Group Inc [2018-10-29]
Nantahala Capital Management LLC Ascent Capital Group Inc [2018-02-14]
Brigade Capital Management LP Ascent Capital Group Inc [2017-03-31]
Renaissance Technologies LLC Ascent Capital Group Inc [2017-02-14]
Dimensional Fund Advisors LP Ascent Capital Group Inc [2017-02-09]
JPMorgan Chase & Co Ascent Capital Group Inc [2017-01-26]
Chou Associates Management Inc Ascent Capital Group Inc [2016-02-10]
Dimensional Fund Advisors LP Ascent Capital Group Inc [2016-02-09]
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Form 3/4/5 Subject 2011 - 2025
Malone John C
Ascent Capital Group, Inc.
Niles William E
Fitzgerald William R
Holthouse Philip J
Pohl Michael J
McMillin Thomas Patrick
Gardner Jeffery R
Graffam Fred
Tanabe Charles Y
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