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| Ascent Capital Management LLC
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|---|---|
| CRD # | 131423 |
| SEC # | 801-63211 |
| CIK # | 0001437106, 0001702492 |
| AUM | |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 541-382-4847 |
| Address | 395 SW Bluff Drive Bend, OR 97702 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 7.3 | ||
| Amazon Com Inc | 4.3 | ||
| Nvidia Corp | 3.7 | ||
| Microsoft Corp | 3.1 | ||
| Broadcom Inc | 1.8 | ||
| Facebook Inc | 1.5 | ||
| Alphabet Inc | 1.1 | ||
| Tesla Motors Inc | 1.0 | ||
| Costco Wholesale Corp /NEW | 0.9 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 337 | 262.9 |
| (b) Individuals (high net worth individuals) | 14 | 136.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 28.8 |
| (h) Charitable organizations | 0 | 17.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,205 | 445.6 |
| By Discretionary | ||
| Discretionary | 1,197 | 424.8 |
| Non-Discretionary | 8 | 20.8 |
| Total | 1,205 | 445.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 445.6 | |
| Total | 1,205 | 445.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001437106] | |
| 10-Q | [0001437106] | |
| 3 | [0001437106] | |
| 4 | [0001437106] | |
| 5 | [0001437106] | |
| 8-K | [0001437106] | |
| SC 13D | [0001437106] | |
| SC 13G | [0001437106] | |
| 13F-HR | [0001702492] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ascent Capital Group Inc ASCMA
Series B Common Stock
|
2019-08-30 | Tender | 145,225 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series B Common Stock
|
2019-08-30 | Disposed to issuer | 16,919 | ||
|
Ascent Capital Group Inc ASCMA
Series B Common Stock
|
2019-08-30 | Disposed to issuer | 98,136 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tax withheld | 6,248 | $0.78 | 4,873 |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 69,393 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tax withheld | 2,071 | $0.78 | 1,615 |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 9,648 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 138,714 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tax withheld | 12,407 | $0.78 | 9,677 |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 9,842 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 29,081 | ||
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Disposed to issuer | 41,662 | ||
|
Ascent Capital Group Inc ASCMA
Nonqualified Stock Option (right to buy) · derivative
|
2019-08-30 | Disposed to issuer | 380,460 | ||
|
Ascent Capital Group Inc ASCMA
Phantom Units · derivative
|
2019-08-30 | Disposed to issuer | 40,761 | ||
|
Ascent Capital Group Inc ASCMA
Series B Common Stock
|
2019-08-30 | Tender | 2,046 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tender | 26,833 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tender | 16 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tender | 55,317 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tender | 113,345 | $0.00 | |
|
Ascent Capital Group Inc ASCMA
Series A Common Stock
|
2019-08-30 | Tender | 110,681 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||