Ascribe Management LLC

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Assets, Funds, Holdings

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Ascribe Management LLC
CRD #160650
SEC #801-73718
CIK #0001704286
AUM
Employees 12 (33% Investors, 0% Brokers)
Phone212-476-8000
Address590 Madison Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
110088066044022002011201620212026
Type Form D Funds Date Sold AUM
PE Ascribe II Alternative Investments LP [2014-03-31] 725.5 M 60.6 M
Filed 2011-03-18 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE American Securities Opportunities Fund B LP [2012-02-14] 3.0 M
PE American Securities Opportunities Fund LP [2012-02-14] 48.4 M
PE Ascribe Opportunities Fund II B LP [2012-02-14] 8.4 M
Filed 2010-07-27 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE Ascribe Opportunities Fund II LP [2012-02-14] 725.5 M 183.3 M
Filed 2011-03-18 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 252.4
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 252.4
By Discretionary
Discretionary 1 252.4
Non-Discretionary 0 0.0
Total 1 252.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 252.4
Total 1 252.4
Form D Directors Role # Filings # Firms 2011 - 2026
Michael Fisch Executive Officer 42 5
Lawrence First Executive Officer 8 3
Anthony Grillo Executive Officer 2 1
John Fitzsimons Executive Officer 2 1
EDGAR Form CIK 2011 - 2026
3 [0001704286]
4 [0001704286]
Firm Profile (Form ADV)
Discretionary AUM$1.0B
ServesInstitutional
Fund TypesPrivate Equity
Form 3/4/5 Subject 2011 - 2026
Heckmann Corp
Ascribe II Investments LLC
Ascribe Opportunities Fund II LP
Ascribe Opportunities Fund II B LP
Ascribe Management LLC
Ascribe Associates II LLC
Forbes Energy Services Ltd
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Heckmann Corp NONE
Common Stock
2018-12-28 Buy 116,313 $9.61 1,117,768
Heckmann Corp NONE
Common Stock
2018-12-28 Option exercise 1,495,607 $9.61 14,372,783
Heckmann Corp NONE
Subscription Rights (Right to buy) · derivative
2018-12-28 Option exercise 1,495,607 $0.00
Related Firms State AUM
American Securities LLC
NY 18.91 B
Ascribe Capital LLC
NY
Ascribe Management LLC
NY
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