Asset Allocation Strategies LLC

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Asset Allocation Strategies LLC
CRD #152339
SEC #801-106707
CIK #0001922879
AUM 1,019.4 M (2026-03-05)
Employees 45 (100% Investors, 78% Brokers)
Fees
Minimum
Phone248-489-0101
Address33335 Grand River
Farmington, MI 48336
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
110088066044022002010201520212027
Fees and Compensation — Form ADV Part 2A (3/5/2026) [Brochure]
Item 5: Fees and Compensation
Options for calculating fees include a percentage of assets under management, hourly charges, flat fees and other
retainer or service fees, or some combination of the above. These fees will be outlined and agreed upon as part of
the initial Investment Advisory Agreement signed by the IAR and client at the onset of the relationship. Generally
speaking, fees are negotiable from client to client and manager to manager and are tailored to the specific type of
services that AAS provides to that Client. As a result, not all client accounts employing the same or similar
investment strategies will have the same or similar fee structures.

Fees for Advisory Services:
A Client will be charged a certain percentage of assets under management with AAS. Asset levels may be
determined at the account level or the household level (multiple accounts). The maximum fee for these services is
2% (annually) of assets under management which is billed and assessed to your account(s) on a quarterly basis.
Our fee is charged quarterly, in advance, and is based on the market value of the assets in the account on the date
of the close of the previous quarter, or upon receipt of the assets to one of our custodians for new account
relationships. For example, a fee charged by January 30 for first quarter fees, would be calculated using the account
value as of December 31 close of business. No adjustments are made to the fee for changes in market value during
the quarter, or for deposits or withdrawals. We may, at our discretion, combine the value of related household
accounts for fee calculation purposes. We may amend our fees with advance written notice to you, in accordance
with the terms in our agreement with you.

If any client chooses to cancel their agreement, the firm will calculate the actual fee, based on the number of days
services were provided, and remit the unused portion to the client as a refund. The advisory agreement signed by
you, your investment advisor representative and our firm at the inception of your relationship with us will outline
the advisory fee applicable to your account. That agreement also permits us to assess the fee to your account on
a quarterly basis.

Additional deposits of funds and/or securities during a particular calendar quarter are subject to billing on a pro
rata basis. Clients who withdraw funds from a managed account during a billing period are not generally entitled to
a pro rata refund unless they are terminating their managed account program client agreement.

Fees for Financial Planning
The firm will perform the initial consultation for fact finding at no cost. After the initial fact finder is completed,
the firm’s representative will quote the client a flat fee for the financial plan; the flat fee will be a minimum of $500
and a maximum of $15,000, incorporating an hourly fee element of $350 per hour, to account for the work required
in situations of more complex personal finances. The higher fee includes conferences with attorneys, CPAs, etc. on
the client's behalf. AAS will provide an estimated cost to each client as part of the financial plan agreement;
fees are payable upon presentation of a plan. These fees are negotiated between the investment advisor
representative and the client.

Hourly Charges: AAS occasionally charges a client an hourly fee of up to $350 for advisory services or financial

  Securities offered through GLP Investment Services, LLC, Farmington, MI 48336, (248) 489-0101, Member FINRA/SIPC. Investment advisory services offered through Asset
               Allocation Strategies, LLC a Registered Investment Advisor. GLP Investment Services, LLC and Asset Allocation Strategies, LLC are affiliated firms.

planning; please refer to Item 4 for more detail on those services. Hourly fees are stipulated in the relevant client
agreement with AAS.

Fees to Plan Sponsors
We negotiate our fees with Plan Sponsors on a case-by-case basis and the fees are set forth in our agreements
with the Plan Sponsor. These fees are based on a percentage of the total plan assets or may be a flat fee based
upon consulting services as outlined in the Advisory Agreement.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in mutual
funds and exchange traded funds. The fees that you pay to our firm for investment advisory services are
separate and distinct from the fees and expenses charged by mutual funds or exchange traded funds
(described in each fund's prospectus) to their shareholders. These fees will generally include a management
fee and other fund expenses. You will also incur transaction charges and/or brokerage fees when purchasing
or selling securities. These charges and fees are typically imposed by the broker-dealer or custodian through
whom your account transactions are executed. We do not share in any portion of the brokerage
fees/transaction charges imposed by the broker-dealer or custodian. To fully understand the total cost you
will incur, you should review all the fees charged by mutual funds, exchange traded funds, our firm, and
others. All fund fees are explained in the current prospectus for each fund, which is available from the fund.
Copies of prospectuses can also be requested by contacting us at INFO@GLPWINS.COM.

Custodial and Platforms Fees
Depending on where your account is established (which platform or custodian), there will be additional costs
associated with your account. These costs may be in the form of a percentage of assets under management,
or ticket charges/transaction fee. When establishing your account, these costs will be disclosed in the
custodian’s Customer Account Agreement signed by both you and your advisor.

Platform Fees

AAS may assess a platform fee of $40/year billed quarterly on certain relationships. Third-party service
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/5/2026) [Brochure]
ITEM 7: TYPES OF CLIENTS
Typically, our clients are individual retail investors, however, we provide services to high net worth and other
individuals, corporations and other businesses, other pension and profit-sharing plans, charitable organizations,
estates, and trusts. AAS typically requires at least one of the following, at a minimum, when approving new
accounts:

Account Requirements
Generally, our minimums to open account are as follows:
     Periodic contributions of at least $500/month; or an initial deposit of at least $25,000;
     Accounts not meeting these minimums are considered on a case-by-case basis.
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 4,208 549.3
(b) Individuals (high net worth individuals) 155 167.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 31 302.1
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6,660 1,019.4
By Discretionary
Discretionary 6,629 717.3
Non-Discretionary 31 302.1
Total 6,660 1,019.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,019.4
Total 6,660 1,019.4
EDGAR Form CIK 2011 - 2026
13F-HR [0001922879]
Firm Profile (Form ADV)
ServesInstitutional, Retail, Research
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