Legacy Financial Group LLC

Item 5         Fees and Compensation

Investment Management
Our standard advisory fee ranges from 0.70 to 1.2%, depending in part on, the size of the
account, prospective growth, complexity, and other factors that may differ from client to client,
with break points for AUM thresholds. Households are commonly considered to include spouses
and dependent children. It can also extend to other related individuals, such as parents or adult
children, but is considered on a case-by-case basis and at the discretion of the advisor. These fees
are billed quarterly, in advance, based on daily average balance of the Assets of the previous
quarter*. Fees do not include execution costs for brokerage transactions. All fees are negotiable
at the Adviser’s discretion. The fee you will pay will be disclosed in your advisory agreement.
Accounts initiated or terminated during a calendar quarter will be charged a pro-rated fee based
on the amount of time remaining in the billing period. Advisor will also bill on a pro rata basis
for any additional contributions made during a billing period after the initial contribution.

CASH POSITIONS

Legacy Financial Group, LLC continues to treat cash as an asset class. As such, unless determined
to the contrary by Legacy Financial Group, LLC, all cash positions (money markets, etc.) shall
continue to be included as part of assets under management for the purposes of calculating
Legacy Financial Groups, LLC advisory fee. In addition, while assets are maintained in cash, such
amounts could miss market advances. Depending upon current yields, at any point in time, Legacy
Financial Group, LLC’s advisory fee could exceed the interest paid by the client’s money market
fund.

Fees will be deducted from the client’s account at an independent qualified custodian upon their
written authorization. In rare cases, Adviser will agree to directly bill clients. As part of this
process, clients understand and acknowledge the following:

    (a) The client’s independent custodian sends statements at least quarterly showing all
        disbursements for the account, including the amount of the advisory fees paid to Adviser;

   (b) The client provides authorization permitting Adviser to be directly paid by these terms;

Any client assets being managed by the Adviser that are held in a qualified retirement account
will be billed pursuant to the Client’s standard advisory fee and deducted from the account
specified by the Client on the advisory agreement.
Financial Planning & Consulting Fees
The Adviser charges clients a range of $150 - $250 an hour for financial planning and consulting
services. Clients are given a quote that is based on the hourly rate times an estimate of the
number of hours a project will take. This is based on the range and complexity of the services

the Adviser will provide. Generally, projects fall within a 4-to-8-hour range which is $600-$2000
per engagement. The fee-paying arrangements for financial planning services will be detailed in
the signed Agreement.

The Adviser may waive the financial planning charges when clients receive advisory services
through persons associated with the Adviser.

If clients elect to implement recommendations made in a financial plan, their accounts may incur
retirement plan administration fees, and other mutual fund annual expenses that are charged by
broker-dealers, plan administrators or mutual fund companies that sell securities or provide
additional services to Adviser clients. These fees are in addition to and separate from financial
planning and consulting fees.

Fees are due and payable upon completion of the services. Under no circumstances will the
Adviser charge fees in excess of $1,200 more than six months in advance of services rendered.

Clients will have a period of five (5) business days from the date of signing an agreement to
unconditionally rescind the agreement and receive a full refund of all fees. Thereafter, clients may
terminate an agreement by providing the Adviser with written notice prior to delivery of the plan
or completion of the service. The Adviser may terminate an agreement by providing written notice
to clients. Since fees are payable only after services are provided, there are no unearned fees
and the client will not have a refund due upon early termination of the advisory agreement.

Financial Education Program Fees
For Financial Education services, the Adviser charges a flat fee or a fee of $100 - $150 per student
depending upon the educational program chosen.

Retirement Plan Services

Our standard advisory fee ranges from 0.70 to 1.2%, depending in part on, the size of the
account, prospective growth, complexity, and other factors that may differ from client to client,
with break points for AUM thresholds. The Plan Participant’s fee tier will be determined by the
total value of the Plan Assets. These fees are billed quarterly, in advance, based on daily average
balance (cash values unless exempted) and calculated based upon the total plan assets of the
previous quarter. Fees do not include execution costs for brokerage transactions. All fees are
negotiable at the Adviser’s discretion. The fee you will pay will be disclosed in your advisory
agreement. Accounts initiated or terminated during a calendar quarter will be charged a pro-rated
fee based on the amount of time remaining in the billing period. Advisor will also bill on a pro rata
basis for any additional contributions made during a billing period after the initial contribution.

Fees will be deducted from the client’s account at an independent qualified custodian upon their
written authorization. In rare cases, Adviser will agree to directly bill clients. As part of this
process, clients understand and acknowledge the following:

Pension Consulting Fees
We charge on an hourly or flat fee basis for pension consulting services. The total estimated fee,
...

Item 7         Types of Clients

The Adviser provides advisory services to:

   •   Individuals and High Net Worth Individuals;
   •   Trusts, Estates or Charitable Organizations;
   •   Pension and Profit Sharing Plans;
   •   Corporations, Limited Liability Companies and/or Other Business Types.

ACCOUNT MINIMUMS

The Adviser does not impose a minimum account requirement on clients.