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| Happy Holidays!! thanks for using AUM13F!! |
| Legacy Financial Group LLC
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| CRD # | 154927 |
| SEC # | 801-79803 |
| CIK # | 0001834011, 0001772483, 0001352547, 0001965579, 0001812454 |
| AUM | $840.4 M (2025-03-21) |
| Employees | 18 (72% Investors, 28% Brokers) |
| Phone | 515-255-3306 |
| Address | 6000 Grand Avenue Des Moines, IA 50312 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 43.0 | ||
| Apple Inc | 37.3 | ||
| Microsoft Corp | 34.4 | ||
| Broadcom Inc | 24.9 | ||
| Alphabet Inc | 21.8 | ||
| Amazon Com Inc | 21.5 | ||
| J P Morgan Chase & Co | 18.8 | ||
| Facebook Inc | 15.9 | ||
| Mastercard Inc | 11.1 | ||
| Wal Mart Stores Inc | 11.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,233 | 332.7 |
| (b) Individuals (high net worth individuals) | 240 | 507.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,763 | 840.4 |
| By Discretionary | ||
| Discretionary | 3,760 | 839.1 |
| Non-Discretionary | 3 | 1.3 |
| Total | 3,763 | 840.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 840.4 | |
| Total | 3,763 | 840.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001352547] | |
| SC 13G | [0001352547] | |
| 13F-HR | [0001772483] | |
| D | [0001812454] | |
| 13F-HR | [0001834011] | |
| 13F-HR | [0001965579] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Legacy Private Trust Co | Legacy Private Trust Co | [2016-02-11] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-07-08] |
| Legacy Private Trust Co | Legacy Private Trust Co | [2014-05-30] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Brass Tax Wealth Management Inc
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|
OH | 0.9 |
|
Greenrock Research Inc
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|
IL | 0.9 |
|
Hanson & Doremus Investment Management
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|
VT | 0.8 |
|
Paragon Advisors LLC
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|
TX | 0.8 |
|
Breakwater Capital Group
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|
NJ | 0.8 |
|
Riskbridge Advisors LLC
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|
CT | 0.8 |
|
Intelligence Driven Advisers LLC
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|
CA | 0.8 |
|
Castlekeep Investment Advisors LLC
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|
CT | 0.8 |
|
Vestia Advisors LLC
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|
IN | 0.8 |
|
KMH Wealth Management LLC
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|
TX | 0.8 |