Breakwater Capital Group

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Assets, Funds, Holdings

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Breakwater Capital Group
CRD #321097
SEC #801-125704
CIK #0001964309
AUM $1.0 B (2026-03-19)
Employees 4 (100% Investors, 0% Brokers)
Phone551-342-3733
Address140 E Ridgewood Avenue
Paramus, NJ 07652
Source [IAPD] [EDGAR] [Website] [Facebook] [Instagram]
Total AUM ($M)
110088066044022002010201520212027
Sector Form 13F Holdings Value ($M)
Apple Inc 24.3
Microsoft Corp 8.9
Amazon Com Inc 7.0
Ingersoll-Rand PLC 6.2
 
 
 
 
 
 
 
Holdings by Sector ($M)
90072054036018002022202320252027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 131 51.1
(b) Individuals (high net worth individuals) 239 968.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,336 1,019.2
By Discretionary
Discretionary 1,336 1,019.2
Non-Discretionary 0 0.0
Total 1,336 1,019.2
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 1,019.0
Total 1,336 1,019.2
EDGAR Form CIK 2011 - 2026
13F-HR [0001964309]
Comparable Firms State AUM ($B)
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OH 1.0
Walkner Condon Financial Advisors LLC
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Asset Allocation Strategies LLC
MI 1.0
Lafleur & Godfrey LLC
MI 1.0
Dorsey Wright & Associates LLC
VA 1.0
Legacy Financial Group LLC
IA 1.0
Everest Financial Group LLC
MN 1.0
Capsouth Partners Inc
AL 1.0
Commonwealth Financial Services LLC
WV 1.0
McLean Asset Management Corporation
VA 1.0
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