Attessa Capital LLC

Item 5: Fees and Compensation

A. Fee Schedule
Portfolio Management Fees

        Total Assets Under Management             Annual Fees
        All Assets                                1.00%

The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period, adjusted for contributions and withdrawals.

These fees are non- negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. In certain circumstances, Attessa Capital LLC may
negotiateor reduce this fee. These fees are determined by the relationship and the level
of work the client is requesting.

Clients may terminate the agreement without penalty for a full refund of Attessa
Capital LLC's fees within five business days of signing the Investment Advisory
Contract.

Thereafter, clients may terminate the Investment Advisory Contract immediately upon
written notice.

B. Payment of Fees

Payment of Portfolio Management Fees
Asset-based portfolio management fees are withdrawn directly from the client's accounts with
client's written authorization. There are two different methods by which fees are taken:

 1. Paid in advance, on a quarterly basis

 2. Paid in arrears, on a monthly basis

The client’s signed Investment Advisor Agreement will specify which fee method is applicable
for that client.

Payment of Financial Planning Fees

Attessa Capital LLC offers financial planning services to clients free of charge.

Payment of Newsletter Fees

A weekly email is sent to clients free of charge.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by Attessa Capital LLC. Please see Item 12 of
this brochure regarding broker-dealer/custodian.

D. Prepayment of Fees

Attessa Capital LLC collects fees in advance. Refunds for fees paid in advance but not yet
earned will be refunded on a prorated basis and returned within fourteen days to the
client via check, or return deposit back into the client’s account.

For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
the fees collected in advance minus the daily rate* times the number of days elapsed in
the billing period up to and including the day of termination. (*The daily rate is calculated
by dividing the annual asset-based fee rate by 365.)

E. Outside Compensation For the Sale of Securities to Clients

Neither Attessa Capital LLC nor its supervised persons accept any compensation for the
saleof investment products, including asset-based sales charges or service fees from the
saleof mutual funds.

       Attessa Capital has an arrangement with a private fund sponsor-manager, Citizen Mint
       Advisors LLC, that provides Attessa Capital with a portion of the management fee and
       carried interest that is attributable to investors who invest in the private fund through
       Attessa Capital. For advisory clients who invest in the private fund, Attessa Capital will
       waive the portion of its advisory fee based on the value of the client’s assets invested in
       the private fund to offset any potential of duplicative fees (as those assets will be charged
       a management fee in the private fund). Attessa Capital does not waive any advisory fees
       for any amount of carried interest that may be paid by investors in the private fund.
       Attessa Capital may provide investment advice on clients’ investment options within
       certain insurance products and receive compensation through the insurance products
       for these advisory services.

Item 7: Types of Clients
Attessa Capital LLC generally provides advisory services to the following types of clients:

       ❖       Individuals
       ❖       High-Net-Worth Individuals

There is no account minimum for any of Attessa Capital LLC’s services.