Avantia Investment Services LLC

Item 5 – Fees and Compensation

Clients pay us fixed fees, asset-based fees, or a combination of both fee types for our Wealth Management
Services, depending on the scope of the engagement. All fees charged by our firm are negotiable and will
be set forth in a written Wealth Management Services Agreement executed by the client prior to the
commencement of services.

Asset-Based Fees. You will pay our firm an annual asset-based management fee for our discretionary
portfolio management services. The fee is calculated as a percentage of the market value of your assets,
including the value of any actively managed cash balances, as such value is determined by the Custodian
of your account. Our asset-based fees are pro-rated for partial billing periods based on the number of days
services are provided to you relative to the total number of days in the partial period. Any amendments to
our asset-based fees must be agreed to in writing by the client before taking effect.

For the portion of your account which is directly managed by our firm (i.e., without the use of any
TPMM(s)), we charge a maximum annual fee of 2% per annum, which amount is charged quarterly in
arrears, based on the market value of your directly managed assets as of the close of the prior billing period.
The specific annual asset-based fee we will charge you is determined based on your income and asset level;
the expected portion of the account (if any) to be managed by TPMMs; the complexity of your investments
and investment strategy; our expectation of future assets under management; your personal or family

AVANTIA                                                FORM ADV PART 2A – BROCHURE SUPPLEMENT

relationships with employees of our firm (if any); the honoring of fee arrangements with prior investment
advisors, and other factors we deem relevant.

For the portion of your account directly managed by any TPMM(s), we charge a maximum annual fee of
1.50% per annum, which amount is charged quarterly in arrears, based on the market value of your SMA
assets as of the close of the prior billing period. You will separately pay the selected TPMMs a fee for their
asset management services (a “Sub-Advisory Fee”). AIS does not share in the Sub-Advisory Fees paid to
any TPMM. The specific annual asset-based fee we will charge you is determined based on the number of
TPMMs utilized, the amount of their Sub-Advisory Fees, and the overall complexity of monitoring your
SMAs. In all cases, our asset-based advisory fees are adjusted such that the total advisory fees you will pay,
inclusive of Sub-Advisory Fees, do not exceed 2.00% of the market value of your SMA assets per annum.

Sub-Advisory Fees. The specific Sub-Advisory Fees charged by each TPMM will be set forth in their Form
ADV Part 2A (or disclosure brochure containing the equivalent information) and/or other account opening
documents. Sub-Advisor Fees are typically payable quarterly, in arrears, based on the market value of the
client’s account managed by the TPMM at the end of the prior billing period. TPMM’s will typically
directly deduct their Sub-Advisory Fees from the client’s account held at the Custodian. In some instances,
AIS may collect the Sub-Advisory Fees on behalf of the TPMM and remit payment accordingly. Sub-
Advisory Fees are separate and distinct from AIS’s advisory fees.

The Custodian may use various pricing services such as Reuters or Standard & Poor’s to price securities
held in your account. For actively traded securities, these services use the actual last reported sale price.
For less actively traded securities such as bonds, these services will use the appropriate valuation
methodology to determine the value of the security. Clients should contact us immediately if they believe
any security held in their account has not been valued properly by the Custodian.

Fixed Fees. In addition to our asset-based fee, you will pay us an annual fixed fee. These fixed fees are
determined for each client individually, in view of the client’s unique financial needs and complexity, to
be outlined in the Client’s Wealth Management Services Agreement. Generally, these services start at a flat
fee of $10,000, which is negotiable, and pending on various factors Services provided by AIS for this fixed
fee component include organization and analysis of personal financial documents, liability management
and analysis of up to two loans or lines of credit, and client portal access and maintenance. The fixed fee
will be charged quarterly in arrears and will be re-evaluated by us from time to time in consultation with
the client, based on changes in your financial circumstances and needs. The fixed fee may increase annually
with inflation as determined by the latest Consumer Price Index, subject to a 5% per annum limit. Any
amendments to our fixed fees must be agreed to in writing by the client before taking effect. The account
minimum is $10M. At our discretion, we may waive this minimum account size. For an account of $10M,
our asset-based fee would be $10,000 + 1% on investable assets.

Direct Fee Deduction. Unless otherwise agreed, all fees charged by AIS (and any Sub-Advisory Fees) will
be paid directly from your account(s) held at the Custodian. Your written authorization for direct deduction
of fees will be contained in our written advisory agreement and/or the Custodian’s account opening
documentation. Each time an advisory fee is deducted from your account we will send you a written invoice
reflecting the amount of our advisory fee, the formula used to calculate the fee, the fee calculation itself,
the time period covered by the fee, and the amount of assets under management on which the fee was based.
We will also include the name of your Custodian(s) on your fee invoice. AIS will send these invoices to
the client concurrent with the request for payment or payment of our advisory fees by the Custodian. We
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Item 7 – Types of Clients

We provide investment advice to individuals, high net worth individuals, non-profit organizations, trusts,
partnerships, corporations, and other business entities. Our account minimum is $10M. At our discretion,
we may waive this minimum account size. When we waive our minimum account size, it is important for
Clients to be aware that lower fees for similar services may be available elsewhere. Clients are advised that
lower fees for comparable services may be available from other sources.