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| Happy Holidays!! thanks for using AUM13F!! |
| AW Jones Advisors LLC
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| CRD # | 161260 |
| SEC # | 801-73790 |
| CIK # | |
| AUM | $487.8 M (2025-03-28) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 646-517-6400 |
| Address | 126 East 56th Street New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | AW Jones Associates | [2013-04-01] | 44.3 | 79.6 |
| HF | AW Jones Fund LP | [2013-04-01] | 0.6 | 0.7 |
| HF | AW Jones Fund Ltd | [2013-04-01] | 44.3 | 40.5 |
| HF | AW Jones Company | [2012-02-14] | 44.3 | 371.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 487.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 487.8 |
| By Discretionary | ||
| Discretionary | 4 | 450.8 |
| Non-Discretionary | 1 | 36.9 |
| Total | 5 | 487.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 88.3 | |
| United States Persons | 399.4 | |
| Total | 5 | 487.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Tammy Jennissen | 131 | ||
| Charles Thomas | 157 | ||
| William Shaw | 92 | ||
| Benoit Sansoucy | 47 | ||
| Patrick Sakala | 13 | ||
| Alasdair Foster | 11 | ||
| AW Jones Advisors LLC | 3 | ||
| Robert Burch IV | 3 | ||
| Robert Burch III | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Brant Point Investment Management LLC
✚
|
NY | 0.5 |
|
MIRI Capital Management LLC
✚
|
MA | 0.5 |
|
Jones Road Capital Management LP
✚
|
NY | 0.5 |
|
Cutter Capital Management LP
✚
|
NY | 0.5 |
|
Tower Bay Asset Management LP
✚
|
CT | 0.5 |
|
DG Capital Management LLC
✚
|
NY | 0.5 |
|
Caden Capital Partners LP
✚
|
0.5 | |
|
Baymount Management LP
✚
|
FL | 0.5 |
|
Ararat Capital Management LP
✚
|
CT | 0.5 |
|
Locus Investment Group Ltd
✚
|
0.5 |