| Associated Funds |
Form D |
Role |
2011 - 2026 |
Raised |
AUM |
| Octagon Credit Investors LLC |
| Octagon CLO Evergreen Opportunity Master Fund Ltd |
021-545053
|
Director |
|
14.4 M |
66.7 M |
| Octagon CLO Investment Grade Income Master Fund Ltd |
021-498380
|
Director |
|
382.6 M |
358.2 M |
| Octagon StepStone CLO Fund Ltd |
021-473755
|
Director |
|
79.0 M |
142.2 M |
| Octagon Partners CLO Opportunity Master Fund Ltd |
021-366085
|
Director |
|
432.8 M |
263.9 M |
| Octagon Credit Opportunities Master Fund LP |
021-230114
|
Executive Officer |
|
45.0 M |
166.7 M |
| Octagon High Income Master Fund Ltd |
021-155848
|
Director |
|
256.3 M |
175.4 M |
|
| Hawke's Point Critical Metals Fund LP |
021-569685
|
Director |
|
15.6 M |
|
| Averill Madison Fund Ltd |
021-463974
|
Director |
|
11.4 M |
|
| Better Agency Inc |
021-444977
|
Executive Officer |
|
7.0 M of 8.0 M |
|
| Carlyle Buyout VIII Access Fund Offshore LP |
021-444800
|
Executive Officer |
|
|
|
| Audax Direct Lending Solutions Fund II-D Feeder LP |
021-431057
|
Director |
|
|
|
| Foursixthree Overseas Fund Ltd |
021-407742
|
Director |
|
181.8 M |
|
| Better Agency Inc |
021-405901
|
Executive Officer |
|
2.1 M of 2.1 M |
|
| 149 Medical Inc |
021-395486
|
Executive Officer |
|
0.2 M of 0.2 M |
|
| EKSO Bionics Holdings Inc |
021-389424
|
Executive Officer |
|
of 3.5 M |
|
| Value Active Fund LP |
021-372839
|
Director |
|
6.3 M |
|
| EKSO Bionics Holdings Inc |
021-369730
|
Executive Officer |
|
of 5.2 M |
|
| Averill Fund Ltd |
021-363913
|
Director |
|
267.0 M |
|
| 149 Medical Inc |
021-348057
|
Executive Officer |
|
0.2 M of 0.5 M |
|
| Octagon Investment Grade CLO Opportunity Fund Ltd |
021-347743
|
Director |
|
55.0 M |
|
| Eikonizo Therapeutics Inc |
021-312582
|
Executive Officer |
|
0.4 M of 0.8 M |
|
| Eikonizo Therapeutics Inc |
021-310400
|
Executive Officer |
|
2.0 M of 2.0 M |
|
| Blinkai Technologies Inc |
021-308860
|
Executive Officer |
|
0.2 M of 0.5 M |
|
| ILS Property & Casualty Feeder Fund II LP |
021-297243
|
Director |
|
268.0 M of 800.0 M |
|
| SPF Securitized Products Intermediate Fund Ltd |
021-288439
|
Director |
|
1,531.7 M |
|
| Guggenheim Core Plus Fund Ltd |
021-261297
|
Director |
|
62.0 M |
|
| Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015 Ltd |
021-247321
|
Director |
|
113.2 M |
|
| SUSA Hedgefocus Fund Ltd |
021-242813
|
Director |
|
2.5 M |
|
| Octagon Credit Opportunities Fund Ltd |
021-230112
|
Director |
|
130.2 M |
|
| MKP Opportunity Hedgefocus Fund Ltd |
021-225258
|
Director |
|
86.9 M |
|
| Brandes Investment Partners Trust |
021-223766
|
Director |
|
9.2 M |
|
| Lake Geneva Offshore Fund Ltd |
021-207177
|
Director |
|
3.0 M |
|
| Guggenheim High-Yield Fund LLC |
021-203969
|
Director |
|
267.8 M |
|
| Macquarie Absolute Return Real Estate Fund Cayman Ltd |
021-201919
|
Director |
|
14.8 M |
|
| AG Mortgage Value Participation Fund Ltd |
021-192876
|
Director |
|
242.8 M |
|
| Cardinal Alternativefocus HBK Fund II LP |
021-191674
|
Director |
|
107.2 M |
|
| DRUG Royalty III Feeder EU LP |
021-189664
|
Director |
|
299.5 M |
|
| Panning Overseas Fund Ltd |
021-186044
|
Director |
|
902.9 M |
|
| Credit Suisse Securitized Products Intermediate Fund Ltd |
021-179839
|
Director |
|
1,518.3 M |
|
| Carilliam Global Offshore Ltd |
021-175037
|
Director |
|
5.7 M |
|
| Octagon Senior Secured Credit Cayman Fund Ltd |
021-174687
|
Director |
|
1,973.1 M |
|
| SPF Securitized Products Master Fund Ltd |
021-171269
|
Director |
|
2,573.2 M |
|
| Monarch Debt Recovery Participation Fund Ltd |
021-146658
|
Director |
|
22.2 M |
|
| Oak Hill Credit Opportunities Fund Ltd |
021-85346
|
Director |
|
59.6 M |
|
| Beach Point Access Ltd |
021-127278
|
Director |
|
175.9 M |
|
| HG VORA Special Opportunities Fund Ltd |
021-136012
|
Director |
|
2,557.7 M |
|
| SEI Offshore Opportunity Fund Ltd |
021-59534
|
Director |
|
81.3 M |
|
| Entertaining at Home Inc |
021-121128
|
Executive Officer |
|
1.8 M of 1.8 M |
|
| Audax Management Company NY LLC |
| Audax Direct Lending Solutions Fund III B-1 LP |
021-404422
|
Director |
|
262.0 M |
313.8 M |
| Audax Direct Lending Solutions Fund II-D LP |
021-404422
|
Director |
|
262.0 M |
711.2 M |
| Audax Direct Lending Solutions Fund-D LP |
021-310043
|
Director |
|
|
117.9 M |
| Tetragon Partners LP |
| Tetragon Credit Income V LP |
021-538826
|
Director |
|
118.5 M |
139.2 M |
| iCapital Advisors LLC |
| Canyon Balanced Hedgefocus Fund Ltd |
021-233892
|
Director |
|
20.1 M |
|
| SPF Hedgefocus Fund LP |
021-220252
|
Director |
|
77.0 M |
12.2 M |
| Millennium USA Hedgefocus Fund LP |
021-198374
|
Director |
|
1,180.1 M |
1,303.1 M |
| SPF Hedgefocus Fund Ltd |
021-222320
|
Director |
|
59.1 M |
20.3 M |
| Aspect US Hedgefocus Fund LP |
021-193700
|
Director |
|
29.5 M |
6.7 M |
| Millennium International Hedgefocus Fund Ltd |
021-198373
|
Director |
|
1,023.8 M |
1,351.1 M |
| SEI Investments Management Corp |
| SEI Secondary Opportunity Fund I LP |
021-127788
|
Director |
|
3,137.6 M |
196.2 M |
| SEI Offshore Opportunity Fund III Ltd |
021-127788
|
Director |
|
3,137.6 M |
980.3 M |
| SEI Offshore Advanced Strategy Series SPC Structured Credit Segregated Portfolio |
021-127795
|
Director |
|
1,938.7 M |
1,683.5 M |
| SEI Offshore Opportunity Fund II Ltd |
021-127788
|
Director |
|
3,137.6 M |
75.6 M |
| SEI Special Situations Fund Ltd |
021-130314
|
Director |
|
1,601.5 M |
1,168.9 M |
| O'Connor Alternative Investments LLC |
| Dynamic Alpha Commodity Fund Ltd |
021-384529
|
Director |
|
85.0 M |
0.1 M |
| Varenne Capital Partners |
| The Value Active Master Fund Ltd |
021-372781
|
Director |
|
14.1 M |
96.0 M |
| UBS Asset Management Americas LLC |
| ILS Property & Casualty Fund II LP |
021-297256
|
Director |
|
14.5 M of 800.0 M |
19.3 M |
| Separate Account QIS Global Multistrategy Segregated Portfolio |
021-222026
|
Director |
|
78.0 M |
|
| Suvretta Capital Management LLC |
| Suvretta Long Master Fund Ltd |
021-316181
|
Director |
|
42.0 M |
2.3 M |
| Suvretta Master Fund Ltd |
021-185190
|
Director |
|
619.2 M |
2,702.2 M |
| Guggenheim Partners Investment Management LLC |
| Guggenheim Loan Master Fund Ltd |
021-247323
|
Director |
|
577.6 M |
505.7 M |
| Guggenheim High-Yield Fund LLC |
021-253730
|
Director |
|
16.6 M |
71.8 M |
| Guggenheim High-Yield Plus Master Fund SPC High Yield Loan Plus Master Segregated Portfolio |
021-132059
|
Director |
|
571.2 M |
|
| Guggenheim High-Yield Plus Master Fund SPC Master Segregated Portfolio B |
021-132059
|
Director |
|
571.2 M |
1.1 M |
| Guggenheim High-Yield Plus Master Fund SPC Master Segregated Portfolio C |
021-132059
|
Director |
|
571.2 M |
0.1 M |
| NZC Guggenheim Master Fund Ltd |
021-123969
|
Director |
|
408.0 M |
182.3 M |
| Credit Suisse Securities USA LLC |
| SPF Hedgefocus Fund LP |
021-220252
|
Director |
|
77.0 M |
31.3 M |
| SPF Hedgefocus Fund Ltd |
021-222320
|
Director |
|
59.1 M |
37.3 M |
| Tide Point Hedgefocus Fund Ltd |
021-220259
|
Director |
|
17.0 M |
9.1 M |
| York Multi-Strategy Hedgefocus Fund Ltd |
021-220266
|
Director |
|
22.7 M |
13.3 M |
| Blackgold Opportunity Hedgefocus Fund Ltd |
021-200218
|
Director |
|
78.7 M |
52.7 M |
| Doonbeg Hedgefocus Fund Ltd |
021-198385
|
Director |
|
26.4 M |
18.2 M |
| Millennium International Hedgefocus Fund Ltd |
021-198373
|
Director |
|
1,023.8 M |
314.5 M |
| Millennium USA Hedgefocus Fund LP |
021-198374
|
Director |
|
1,180.1 M |
243.9 M |
| MKP Opportunity Hedgefocus Fund LP |
021-193702
|
Director |
|
101.7 M |
88.8 M |
| York Credit Opportunities Hedgefocus Fund Ltd |
021-198380
|
Director |
|
149.3 M |
142.8 M |
| Absolute Return Capital Hedgefocus Fund Ltd |
021-193699
|
Director |
|
30.2 M |
9.7 M |
| Aspect US Hedgefocus Fund LP |
021-193700
|
Director |
|
29.5 M |
6.8 M |
| Ozosii Hedgefocus Fund Ltd |
021-193711
|
Director |
|
38.8 M |
29.5 M |
| CS Finisterre Sovereign Debt Fund |
021-175592
|
Director |
|
28.0 M |
17.6 M |
| CS Gavea Global Marco Fund Ltd |
021-175599
|
Director |
|
28.7 M |
17.2 M |
| CS York Total Return Ltd |
021-175597
|
Director |
|
17.2 M |
12.5 M |
| Black River Asset Management LLC |
| ETM Fund Ltd |
021-226142
|
Director |
|
200.0 M |
227.7 M |
| Global Agriculture Absolute Return Fund Ltd |
021-195914
|
Director |
|
350.0 M |
328.0 M |
| Nomura Investment Management Business Trust |
| Macquarie Absolute Return Real Estate Fund Master Ltd |
021-201920
|
Director |
|
15.7 M |
0.6 M |
| Aon Investments USA Inc |
| Aon Diversifying Alternatives Portfolio Ltd |
021-197370
|
Director |
|
1,608.9 M |
116.9 M |
| Marianas Fund Management LLC |
| Marianas Fund Ltd |
021-200315
|
Director |
|
40.6 M |
458.8 M |
| West Road Capital Management LP |
| West Road Capital Partners LLC |
021-200565
|
Director |
|
50.0 M |
7.0 M |
| West Road Master Fund Ltd |
021-200565
|
Director |
|
50.0 M |
57.0 M |
| DRI Capital Inc |
| DRUG Royalty III LP |
021-189587
|
Director |
|
457.2 M |
351.3 M |
| AW Jones Advisors LLC |
| AW Jones Associates |
021-174428
|
Director |
|
68.9 M |
82.6 M |
| AW Jones Fund Ltd |
021-174428
|
Director |
|
68.9 M |
40.5 M |
| AW Jones Company |
021-174428
|
Director |
|
68.9 M |
380.1 M |
| Lodge Hill Capital LLC |
| Lodge Hill Master Fund LP |
021-307422
|
Director |
|
48.5 M |
549.1 M |
| SPF Investment Management LP |
| SPF Securitized Products Master Fund Ltd |
021-179840
|
Director |
|
1,531.7 M |
4,102.6 M |
| Guggenheim Investment Management LLC |
| Guggenheim High-Yield Plus Fund LLC - Class B |
021-132059
|
Director |
|
571.2 M |
19.7 M |
| Guggenheim High-Yield Plus Fund LLC - Class C |
021-132059
|
Director |
|
571.2 M |
5.8 M |
| Guggenheim High-Yield Plus Fund SPC - Segregated Portfolio B |
021-132059
|
Director |
|
571.2 M |
20.7 M |
| Guggenheim High-Yield Plus Fund SPC - Segregated Portfolio C |
021-132059
|
Director |
|
571.2 M |
1.0 M |
| High-Yield Loan Plus Class |
021-132059
|
Director |
|
571.2 M |
69.0 M |
| High-Yield Loan Plus Segregated Portfolio |
021-132059
|
Director |
|
571.2 M |
21.3 M |
| NZC Guggenheim Fund Ltd |
021-123969
|
Director |
|
408.0 M |
225.2 M |
| Cornwall Capital Management LP |
| Cornwall Master LP |
021-173233
|
Director |
|
120.7 M |
101.8 M |
| Tiger Legatus Capital Management LLC |
| Tiger Legatus Offshore Fund Ltd |
021-160630
|
Director |
|
162.5 M |
95.6 M |