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⚲
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| B Riley Wealth Advisors Inc
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|
|
|---|---|
| CRD # | 115927 |
| SEC # | 801-64837 |
| CIK # | 0001464811 |
| AUM | $7.6 BB (2024-03-29) |
| Employees | 457 (83% Investors, 89% Brokers) |
| Phone | 901-251-1330 |
| Address | 40 S Main St Memphis, TN 38103 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.2 | |
| NVDA | 399.6 | 0.2 | |
| MSFT | 1,918.2 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| META | 434.9 | 0.0 | |
| PG | 338.1 | 0.0 | |
| GOOGL | 1,475.1 | 0.0 | |
| LLY | 301.8 | 0.0 | |
| XOM | 385.5 | 0.0 | |
| GOOG | 1,482.6 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Innovation X Holdings Series 2020-1 QP LLC | [2020-12-26] | 67.9 | 230.2 |
| PE | Innovation X Holdings V LLC | [2020-12-26] | 0.0 | 18.5 |
| PE | Innovation X Holdings II LLC Series 2018-5 | [2019-12-24] | 0.0 | 8.6 |
| PE | Innovation X Holdings QP LLC Series 2018-5 | [2019-12-24] | 0.0 | 93.7 |
| PE | Innovation X Holdings QP LLC Series 2018-6 | [2019-12-24] | 0.0 | 63.2 |
| PE | Innovation X Holdings QP LLC Series 2018-6B | [2019-12-24] | 3.5 | 40.3 |
| PE | Innovation X Holdings QP LLC Series 2019-1 | [2019-12-24] | 42.2 | 24.7 |
| PE | Innovation X Holdings QP LLC Series 2019-5 | [2019-12-24] | 0.0 | 21.4 |
| PE | NAM Special Situations Fund I QP LLC Series 2018-6 | [2019-12-24] | 0.0 | 36.7 |
| PE | Innovation X Holdings II LLC Series 2018-2 Pinterest | [2018-12-27] | 0.0 | 9.7 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18,277 | 4.1 |
| (b) Individuals (high net worth individuals) | 1,364 | 3.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 162 | 0.1 |
| (h) Charitable organizations | 40 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 192 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 20,038 | 7.6 |
| By Discretionary | ||
| Discretionary | 17,080 | 6.4 |
| Non-Discretionary | 2,958 | 1.3 |
| Total | 20,038 | 7.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.6 | |
| Total | 20,038 | 7.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Mark Goldwasser | 42 | |||
| David Levine | 73 | |||
| National Asset Management Inc | 56 | |||
| Michael Mullen | 45 | |||
| Roger Monteforte | 42 | |||
| Tom Kowalczyk | 25 | |||
| Leonard Sokolow | 45 | |||
| Innovation X Management LLC | 27 | |||
| Glenn Worman | 9 | |||
| NAM Special Situations Management LLC | 13 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001464811] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Horizon Kinetics Asset Management LLC
✚
|
NY | 6.5 |
|
Palisade Capital Management LP
✚
|
NJ | 4.2 |
|
Stelac Advisory Services LLC
✚
|
NY | 3.9 |
|
Manchester Capital Management LLC
✚
|
VT | 3.7 |
|
J Safra Asset Management Corporation
✚
|
NY | 3.7 |
|
Three Bell Capital LLC
✚
|
TX | 3.2 |
|
CM Wealth Advisors LLC
✚
|
OH | 3.2 |
|
Rays Capital Partners Limited
✚
|
0.5 | |
|
The Estate Planners Group LLC
✚
|
PA | 0.3 |
|
Preston Wealth Advisors LLC
✚
|
VA | 0.2 |