B Riley Wealth Advisors Inc

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Assets, Funds, Holdings

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B Riley Wealth Advisors Inc
CRD #115927
SEC #801-64837
CIK #0001464811
AUM $7.6 BB (2024-03-29)
Employees 457 (83% Investors, 89% Brokers)
Phone901-251-1330
Address40 S Main St
Memphis, TN 38103
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
10.08.06.04.02.00.02003201020172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
AAPL 2,382.8 0.2
NVDA 399.6 0.2
MSFT 1,918.2 0.1
AMZN 1,093.0 0.1
META 434.9 0.0
PG 338.1 0.0
GOOGL 1,475.1 0.0
LLY 301.8 0.0
XOM 385.5 0.0
GOOG 1,482.6 0.0
View All
Holdings by Sector ($BB)
5.04.03.02.01.00.02013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
PE Innovation X Holdings Series 2020-1 QP LLC [2020-12-26] 67.9 230.2
PE Innovation X Holdings V LLC [2020-12-26] 0.0 18.5
PE Innovation X Holdings II LLC Series 2018-5 [2019-12-24] 0.0 8.6
PE Innovation X Holdings QP LLC Series 2018-5 [2019-12-24] 0.0 93.7
PE Innovation X Holdings QP LLC Series 2018-6 [2019-12-24] 0.0 63.2
PE Innovation X Holdings QP LLC Series 2018-6B [2019-12-24] 3.5 40.3
PE Innovation X Holdings QP LLC Series 2019-1 [2019-12-24] 42.2 24.7
PE Innovation X Holdings QP LLC Series 2019-5 [2019-12-24] 0.0 21.4
PE NAM Special Situations Fund I QP LLC Series 2018-6 [2019-12-24] 0.0 36.7
PE Innovation X Holdings II LLC Series 2018-2 Pinterest [2018-12-27] 0.0 9.7
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 18,277 4.1
(b) Individuals (high net worth individuals) 1,364 3.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 162 0.1
(h) Charitable organizations 40 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 192 0.2
(n) Other 0 0.0
Total 20,038 7.6
By Discretionary
Discretionary 17,080 6.4
Non-Discretionary 2,958 1.3
Total 20,038 7.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 7.6
Total 20,038 7.6
Form D Directors # Filings # Firms 2011 - 2024
Mark Goldwasser 42
David Levine 73
National Asset Management Inc 56
Michael Mullen 45
Roger Monteforte 42
Tom Kowalczyk 25
Leonard Sokolow 45
Innovation X Management LLC 27
Glenn Worman 9
NAM Special Situations Management LLC 13
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001464811]
Comparable Firms State AUM ($BB)
Horizon Kinetics Asset Management LLC
NY 6.5
Palisade Capital Management LP
NJ 4.2
Stelac Advisory Services LLC
NY 3.9
Manchester Capital Management LLC
VT 3.7
J Safra Asset Management Corporation
NY 3.7
Three Bell Capital LLC
TX 3.2
CM Wealth Advisors LLC
OH 3.2
Rays Capital Partners Limited
0.5
The Estate Planners Group LLC
PA 0.3
Preston Wealth Advisors LLC
VA 0.2
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