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Institute for Wealth Management LLC
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CRD # | 127207 |
SEC # | 801-67624 |
CIK # | 0001533954 |
AUM | $926.9 MM (2024-08-29) |
Employees | 3 (33% Investors, 0% Brokers) |
Phone | 303-572-3500 |
Address | 9878 W Belleview Ave Denver, CO 80123 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
NVDA | 399,550.0 | 100.6 | |
AAPL | 2,382,844.0 | 27.0 | |
MSFT | 1,918,222.4 | 22.7 | |
AMZN | 1,092,997.8 | 17.6 | |
GOOGL | 1,475,138.5 | 11.0 | |
ADBE | 172,760.2 | 10.4 | |
META | 434,852.0 | 10.3 | |
LRCX | 60,793.2 | 8.0 | |
COST | 207,576.9 | 7.8 | |
SBUX | 87,554.3 | 6.1 | |
View All |
Holdings by Sector ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
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HF | Madison Park Harbor Fund LP | [2018-02-12] | 15.5 | 19.3 |
AUM Breakdown | Accounts | AUM ($MM) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 540 | 146.7 |
(b) Individuals (high net worth individuals) | 164 | 687.6 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 1 | 19.3 |
(g) Pension and profit sharing plans | 104 | 63.3 |
(h) Charitable organizations | 4 | 1.4 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 7 | 8.6 |
(n) Other | 0 | 0.0 |
Total | 1,787 | 926.9 |
By Discretionary | ||
Discretionary | 1,771 | 919.2 |
Non-Discretionary | 16 | 7.7 |
Total | 1,787 | 926.9 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 926.9 | |
Total | 1,787 | 926.9 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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Patrick Donnelly | 16 | ||
Randall Buck | 5 | ||
Dewey Moore | 3 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001533954] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
The Leuthold Group LLC
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|
MN | 1.1 |
Ballew Advisors Inc
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|
MS | 1.0 |
Conway Investment Research LLC
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|
MO | 1.0 |
Toews Corporation
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|
NJ | 1.0 |
Generation Capital Management LLC
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|
NY | 0.9 |
Buckingham Capital Management Inc
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|
OH | 0.9 |
Vectors Research Management LLC
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|
NY | 0.8 |
Almanack Investment Partners LLC
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|
PA | 0.8 |
Ashford Capital Management Inc
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|
DE | 0.8 |
Elgethun Capital Management
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|
SD | 0.8 |