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| BAJA Wealth Advisors LLC
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| |
|---|---|
| CRD # | 289592 |
| SEC # | 801-111997 |
| CIK # | |
| AUM | $72.6 MM (2024-08-15) |
| Employees | 6 (100% Investors, 0% Brokers) |
| Phone | 212-850-4260 |
| Address | 99 Park Avenue New York, NY 10016 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6 | 3.0 |
| (b) Individuals (high net worth individuals) | 6 | 52.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 17.3 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 72.6 |
| By Discretionary | ||
| Discretionary | 4 | 20.8 |
| Non-Discretionary | 10 | 51.8 |
| Total | 14 | 72.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 72.6 | |
| Total | 14 | 72.6 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Cerity Partners LLC
✚
|
NY | 80.6 |
|
Cerity Partners Retirement Plan Advisors LLC
✚
|
NY | 16.2 |
|
BAJA Wealth Advisors LLC
✚
|
NY | 0.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Western New York Financial Group LLC
✚
|
NY | 0.1 |
|
Point B Planning LLC
✚
|
NY | 0.1 |
|
Foliobeyond LLC
✚
|
NY | 0.1 |
|
Aventura Capital Management LLC
✚
|
FL | 0.1 |
|
FSAM LLC
✚
|
GA | 0.1 |
|
Tekmen Wells LLC
✚
|
NY | 0.1 |
|
Derastone LLC
✚
|
NY | 0.1 |
|
Institutional Investment Advisors Corp
✚
|
NY | 0.1 |
|
Wallstreeticom LLC
✚
|
NY | 0.1 |
|
Stage Wealth Management Inc
✚
|
NY | 0.1 |