Barker Wealth Management LLC

Fees and Compensation (Item 5)
This section of the brochure describes how we are compensated for the services we offer.

Compensation Methodology and Rates
Asset-based Fees
Clients are charged for our asset management services and retirement plan consulting
services based on a percentage of the market value of their assets.

The following fee schedule is our standard fee schedule for investment supervisory services
for individual accounts:

    Assets Under Management                               Maximum Annual Rates
    $0 to $1,000,000                                      1.20%
    $1,000,001 to $2,000,000                              1.10%
    $2,000,001 to $5,000,000                              0.90%
    $5,000,001 to $10,000,000                             0.70%
    $10,000,001 to $20,000,000                            0.50%
    $20,000,001 and above                                 0.35%

Retirement plan consulting clients typically pay asset based fees at an annual rate of 0.50%
per year of the market value of plan assets, however, we may charge annual rates of up to
1.00% for these services. The specific rate to be applied is determined in our sole discretion
based on the services to be provided, the size of the plan, and other factors we deem relevant.

Your specific annual fee arrangement will be described in the written Investment Advisory
Agreement entered into between Barker Wealth Management and the client. Investment
advisory fees charged by us are negotiable at our sole discretion. All clients do not pay the
same fee. We may at our sole discretion negotiate with a prospective client and charge a
lower fee. A lower fee for comparable services may be available from other sources.

The annual fee for our services is billed quarterly in arrears, based on the market value of
your account at the end of the quarter. Asset-based fees for partial quarterly billing periods
are prorated based on the number of days your account is open during the period. Fees may
be further adjusted on a prorated basis for mid-period deposits and withdrawals from your
account. Clients should note that some or all of the investments in their account may be
intended as long-term investments, and withdrawals of cash and premature liquidations of
securities positions may impair the achievement of their investment objectives.

You may terminate the Investment Advisory Agreement without fee or penalty by providing
written notice to Barker Wealth Management within five (5) business days from your
execution of the agreement. Thereafter, either party may terminate the Investment Advisory
Agreement by providing written notice. You will be charged a prorated advisory fee for any
partial final billing cycle.

Hourly Fees
We may perform financial planning and consulting services for you for hourly fees. The rate
per hour assigned to your specific engagement is determined by us based on the level of
complexity your financial circumstances and planning needs and the experience level and
expertise of the personnel who will handle your engagement. This negotiable rate would
normally not exceed $250 per hour. The tasks and services to be performed are described in
an engagement letter that is signed by you and Barker Wealth Management that also includes
the hourly rate, an estimate of time to complete the project, and the procedure for refund or
partial billing if the engagement is terminated before completion.

Valuation of Publicly Traded Securities
Publicly traded securities in your account(s) managed by us are held at the custodian that
we recommend but is ultimately chosen by you. We use the securities valuation provided by
the independent qualified custodian for reporting and billing purposes. Publicly traded
securities are usually valued as of the end of business on the last trading day of the calendar
quarter.

How Clients Pay Advisory Fees
Unless we otherwise agree, asset-based fees are generally deducted directly from your
account held at the qualified custodian. You must provide your qualified account custodian
with written authorization to have fees deducted from your account and paid to Barker
Wealth Management.

Your account custodian will deliver an account statement to you at least quarterly, showing
all disbursements from your account, including the amount of any advisory fees paid to us,
where such fees are directly deducted from your account. We urge you to review your
account statements promptly and carefully upon receipt to verify the accuracy of the fee
calculation as the account custodian will not determine whether the fee has been properly
calculated. Please see Item 12, “Brokerage Practices,” below for more information about our
brokerage practices and your account custodian(s).

Hourly fees for financial planning and consulting services are typically charged either
monthly or quarterly in arrears, and are payable to us via check, wire transfer or other
mutually agreed upon payment method.

Other Types of Fees and Expenses
In addition to the investment advisory fees you pay to us, you will pay transaction fees
(commissions) to your custodian or broker-dealer for executing securities transactions and
charges for special services elected by you or Barker Wealth Management. These fees may
include:

   •   periodic distribution fees
   •   electronic fund and wire transfer fees
   •   certificate delivery fees
   •   reorganization fees
   •   account transfer fees (outbound)
   •   returned check fees
   •   international security transfer fees
   •   overnight mail and check fees
   •   Rule 144 transfer fees
   •   transfer agent fees

This list is not meant to be all inclusive. Any fee on a special service incurred by the client
will be fully disclosed.

Investment Company Fees
Investment company funds (e.g., mutual funds or ETFs) that are held by you will bear their
own internal transaction and execution costs, as well as directly compensate their
...

Types of Clients (Item 7)
This section of the brochure describes who we generally provide our services to.

Individuals
Barker Wealth Management provides advisory services to a variety of types of clients
including individuals, high net worth individuals, trusts, and individual pension plan
accounts. We do not currently impose a minimum account size requirement.

Pension Plans
Barker Wealth Management provides advisory services to pension plans. These services
include recommendations to the plan which are then approved by the pension plan sponsor.
In some cases, we will serve as a discretionary advisor to the plan. You are encouraged to ask
your plan sponsor what services we are providing the plan.

Methods of Analysis, Investment Strategies, and Risk of Loss