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| Richmond Brothers Inc
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|---|---|
| CRD # | 158916 |
| SEC # | 801-72736 |
| CIK # | 0001387054, 0001540462, 0001698822, 0001041024 |
| AUM | 240.6 M (2026-03-30) |
| Employees | 20 (35% Investors, 0% Brokers) |
| Phone | 517-435-4040 |
| Address | 3568 Wildwood Avenue Jackson, MI 49202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 2.9 | ||
| Guggenheim Strategic Opportunities Fund | 2.8 | ||
| AP Pharma Inc /DE/ | 1.1 | ||
| Microsoft Corp | 0.8 | ||
| Mimedx Group Inc | 0.5 | ||
| Alphabet Inc | 0.4 | ||
| Alphabet Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 566 | 116.9 |
| (b) Individuals (high net worth individuals) | 99 | 115.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 8.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,866 | 240.6 |
| By Discretionary | ||
| Discretionary | 1,866 | 240.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,866 | 240.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 240.6 | |
| Total | 1,866 | 240.6 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001041024] | |
| 10-Q | [0001041024] | |
| 3 | [0001041024] | |
| 4 | [0001041024] | |
| 8-K | [0001041024] | |
| D | [0001041024] | |
| SC 13D | [0001041024] | |
| SC 13G | [0001041024] | |
| 10-K | [0001387054] | |
| 10-Q | [0001387054] | |
| 8-K | [0001387054] | |
| SC 13D | [0001387054] | |
| SC 13G | [0001387054] | |
| 13F-HR | [0001540462] | |
| 3 | [0001540462] | |
| 4 | [0001540462] | |
| SC 13D | [0001540462] | |
| SC 13G | [0001540462] | |
| 3 | [0001698822] | |
| 4 | [0001698822] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Rockwell Medical Inc | |
| Timmins Megan C | |
| Strobeck Mark | |
| Neri Jesse | |
| Dawson Joseph H | |
| Nissenson Allen | |
| Lau Joan | |
| Radie Robert S | |
| Cooper John G | |
| Chole Timothy | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-03-14 | Tax withheld | 2,444 | $0.90 | 2,200 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-03-14 | Tax withheld | 2,444 | $0.90 | 2,200 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-03-14 | Tax withheld | 7,333 | $0.90 | 6,600 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-03-14 | Tax withheld | 2,444 | $0.90 | 2,200 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-03-14 | Tax withheld | 3,667 | $0.90 | 3,300 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-01-02 | Sell | 886 | $0.84 | 744 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2026-01-02 | Sell | 2,868 | $0.84 | 2,409 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-11-18 | Sell | 5,079 | $0.87 | 4,419 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-11-17 | Grant | 25,000 | $0.00 | |
|
Rockwell Medical Inc RMTI
Stock Option (Right to Buy) · derivative
|
2025-11-17 | Grant | 25,000 | $0.00 | |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-10-01 | Sell | 886 | $1.19 | 1,054 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-10-01 | Sell | 2,868 | $1.19 | 3,413 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-10-01 | Sell | 2,868 | $1.19 | 3,413 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-10-01 | Sell | 6,926 | $1.19 | 8,242 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-07-01 | Sell | 886 | $0.82 | 727 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-07-01 | Sell | 2,868 | $0.82 | 2,352 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-07-01 | Sell | 6,926 | $0.82 | 5,679 |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-05-20 | Grant | 97,500 | $0.00 | |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-05-20 | Grant | 50,000 | $0.00 | |
|
Rockwell Medical Inc RMTI
Common Stock
|
2025-05-20 | Grant | 97,500 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
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