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| BMO Asset Management Corp
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| CRD # | 106466 |
| SEC # | 801-35533 |
| CIK # | 0001218806, 0001600094, 0001599763 |
| AUM | 6,176.4 M (2026-04-24) |
| Employees | 5 (80% Investors, 20% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-461-4002 |
| Address | 320 S Canal Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Great Lakes BC Fund LP | 2026-03-31 | 200.0 M | |
| SA | Great Lakes CLO IX Ltd | 2026-03-31 | 396.6 M | |
| Other | Great Lakes Korea Han River LLC | 2026-03-31 | 103.2 M | |
| Other | Great Lakes MML Fund IV LLC | 2026-03-31 | 322.5 M | |
| Other | Great Lakes MML Fund IV Side Car LLC | 2026-03-31 | 70.1 M | |
| Other | Great Lakes Seoul Clear Stream LLC | 2026-03-31 | 61.6 M | |
| SA | Great Lakes CLO Fund VIII Ltd | 2025-03-31 | 401.3 M | |
| SA | Great Lakes CLO Fund VII Ltd | 2025-03-31 | 401.4 M | |
| Other | Investment Partners Fund III LP | [2023-09-11] | 0.0 M | |
| Offered $50,000,000 · Filed 2010-04-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $50,000,000 · Duration One year or less · Revenue Not Applicable | ||||
| SA | Great Lakes CLO VI LLC | 2022-03-31 | 370.6 M | |
| SA | Great Lakes CLO V Ltd | 2022-03-31 | 287.4 M | |
| Other | Great Lakes Korea Fund III LLC | 2022-03-31 | 201.0 M | |
| Other | Great Lakes Fund II LLC | 2021-03-29 | 71.2 M | |
| Other | Core Fixed Income LLC | [2020-03-30] | 32.9 M | 50.0 M |
| Filed 2025-07-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Core Plus Fixed Income LLC | 2020-03-30 | 85.7 M | |
| Other | Disciplined Large Cap Growth Equity LLC | [2020-03-30] | 44.1 M | 7.9 M |
| Filed 2021-06-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Great Lakes CLO 2014-1 Ltd | 2020-03-30 | 71.4 M | |
| SA | Great Lakes CLO 2015-1 Ltd | 2020-03-30 | 93.3 M | |
| SA | Great Lakes CLO 2019-1 Ltd | 2020-03-30 | 334.7 M | |
| Other | Responsible Emerging Markets Equity ESG Fund LLC | [2020-03-30] | 25.0 M | 0.3 M |
| Filed 2020-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| LF | Securities Lending Fund II LLC | 2020-03-30 | 28.3 M | |
| LF | Securities Lending Fund LLC | 2020-03-30 | 1,782.0 M | |
| Other | Short Term Bond LLC | [2020-03-30] | 11.3 M | 10.4 M |
| Filed 2025-07-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Global Low Volatility Equity Fund LLC | [2017-03-31] | 17.6 M | 32.1 M |
| Filed 2020-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Great Lakes CLO 2015-1 Ltd | 2016-03-28 | 300.3 M | |
| SA | Great Lakes CLO 2014-1 Ltd | 2015-03-31 | 352.0 M | |
| SA | Great Lakes CLO 2012-1 Ltd | 2013-04-29 | 328.1 M | |
| HF | Real Assets Access Fund | [2013-02-05] | 46.1 M | 40.8 M |
| Filed 2018-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| LF | BMO Securities Lending Fund LLC | 2012-03-13 | 2,717.2 M | |
| RE | Diversified Real Estate Income Fund LP | [2012-03-13] | 3.7 M | 3.8 M |
| Offered $50,000,000 · Filed 2013-03-07 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $200,000 · Remaining $46,340,000 · Duration More than one year · Net Assets Not Applicable | ||||
| PE | Investment Partners Fund III LP | [2012-03-13] | 0.2 M | |
| Offered $50,000,000 · Filed 2010-04-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $50,000,000 · Duration One year or less · Revenue Not Applicable | ||||
| PE | Investment Partners Fund I LP | 2012-03-13 | ||
| Other | Royalty Investment Fund LP | [2012-03-13] | 23.9 M | |
| Offered $10,000,000 · Filed 2011-06-23 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining $10,000,000 · Duration One year or less · Net Assets Not Applicable | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 3.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 1.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.7 |
| (n) Other | 0 | 0.0 |
| Total | 21 | 6.2 |
| By Discretionary | ||
| Discretionary | 21 | 6.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 21 | 6.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.2 | |
| United States Persons | 0.0 | |
| Total | 21 | 6.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Global Trust Company | Director | 52 | 17 | |
| Bmo Asset Management Corp | Director, Executive Officer | 12 | 6 | |
| Daniel O'Connell | Executive Officer | 26 | 5 | |
| Mark Thomas | Executive Officer | 30 | 4 | |
| Steven Arquilla | Director | 16 | 4 | |
| Tommy Huie | Executive Officer | 8 | 4 | |
| Allan Hosack | Executive Officer | 6 | 4 | |
| Barry McInerney | Director, Executive Officer | 5 | 4 | |
| Craig Rawlins | Director, Executive Officer | 5 | 4 | |
| M Robinson | Executive Officer | 12 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001218806] | |
| 13F-NT | [0001599763] | |
| 13F-NT | [0001600094] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $33.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
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