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| Happy Holidays!! thanks for using AUM13F!! |
| ZAIS Group LLC
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|---|---|
| CRD # | 108371 |
| SEC # | 801-54979 |
| CIK # | 0001527590 |
| AUM | $5.4 B (2025-05-12) |
| Employees | 49 (43% Investors, 0% Brokers) |
| Phone | 732-530-3610 |
| Address | 101 Crawfords Corner Road Holmdel, NJ 07733 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Navesink CLO 3 Limited | 2025-03-28 | 73.3 | |
| PE | ZAIS Zephyr 11 Master Fund LP | [2025-03-28] | 129.7 | 125.0 |
| SA | Navesink CLO 2 Limited | 2024-03-28 | 357.6 | |
| HF | ZAIS Zephyr 10 Master Fund Ltd | [2024-03-28] | 0.7 | 60.0 |
| SA | Navesink CLO 1 Limited | 2023-03-31 | 321.0 | |
| HF | ZAIS Zephyr 9 Ltd | [2023-03-31] | 76.8 | 97.6 |
| SA | ZAIS CLO 18 Limited | 2022-03-31 | 356.6 | |
| SA | ZAIS CLO 15 Limited | 2021-03-29 | 271.7 | |
| SA | ZAIS CLO 16 Limited | 2021-03-29 | 272.6 | |
| SA | ZAIS CLO 17 Limited | 2021-03-29 | 365.3 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 4.5 |
| (g) Pension and profit sharing plans | 1 | 0.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 0.4 |
| Total | 38 | 5.4 |
| By Discretionary | ||
| Discretionary | 37 | 5.4 |
| Non-Discretionary | 1 | 0.0 |
| Total | 38 | 5.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.3 | |
| United States Persons | 4.1 | |
| Total | 38 | 5.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Georgia Prinsloo | 135 | |||
| Scott Dakers | 141 | |||
| Patrick Agemian | 109 | |||
| Vijayabalan Murugesu | 126 | |||
| Alun Davies | 93 | |||
| David Dyer | 22 | |||
| Alan Corkish | 4 | |||
| Christian Zugel | 17 | |||
| ZAIS Group LLC | 10 | |||
| Michael Szymanski | 9 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001527590] | |
| 10-Q | [0001527590] | |
| 3 | [0001527590] | |
| 4 | [0001527590] | |
| 5 | [0001527590] | |
| 8-K | [0001527590] | |
| D | [0001527590] | |
| SC 13D | [0001527590] | |
| SC 13G | [0001527590] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Ready Capital Corp | |
| Ahlborn Andrew | |
| Nathan Gilbert E | |
| Taylor Gary | |
| Zausmer Adam | |
| Capasse Thomas E | |
| Ross Jack J. | |
| Mielle Dominique | |
| Marshall Meredith | |
| Reese J Mitchell | |
| View All | |
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