|
⚲
|
| Keyboard |
| ZAIS Group LLC
✚
|
|
|---|---|
| CRD # | 108371 |
| SEC # | 801-54979 |
| CIK # | 0001527590 |
| AUM | 5,255.2 M (2026-06-04) |
| Employees | 46 (41% Investors, 0% Brokers) |
| Phone | 732-530-3610 |
| Address | 101 Crawfords Corner Road Holmdel, NJ 07733 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | Navesink CLO 4 Limited | 2026-03-31 | 358.7 M | |
| SA | Navesink CLO 5 Limited | 2026-03-31 | 10.5 M | |
| SA | Navesink CLO 3 Limited | 2025-03-28 | 416.9 M | |
| PE | ZAIS Zephyr 11 Master Fund LP | [2025-03-28] | 154.7 M | 155.9 M |
| Filed 2026-02-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Navesink CLO 2 Limited | 2024-03-28 | 366.2 M | |
| HF | ZAIS Zephyr 10 Master Fund Ltd | [2024-03-28] | 55.0 M | 60.0 M |
| Filed 2023-03-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Navesink CLO 1 Limited | 2023-03-31 | 317.4 M | |
| HF | ZAIS Zephyr 9 Ltd | [2023-03-31] | 76.8 M | 81.8 M |
| Filed 2022-03-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | ZAIS CLO 18 Limited | 2022-03-31 | 354.9 M | |
| SA | ZAIS CLO 15 Limited | 2021-03-29 | 265.8 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 4.3 |
| (g) Pension and profit sharing plans | 1 | 0.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 0.4 |
| Total | 40 | 5.3 |
| By Discretionary | ||
| Discretionary | 39 | 5.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 40 | 5.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 4.1 | |
| Total | 40 | 5.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Georgia Prinsloo | Director | 156 | 37 | |
| Scott Dakers | Director | 141 | 35 | |
| Patrick Agemian | Director | 111 | 30 | |
| Alun Davies | Director | 94 | 27 | |
| Vijayabalan Murugesu | Director | 129 | 26 | |
| David Dyer | Director | 22 | 3 | |
| Alan Corkish | Director | 4 | 3 | |
| Christian Zugel | Executive Officer | 17 | 2 | |
| Zais Group LLC | Director, Executive Officer, Promoter | 10 | 2 | |
| Michael Szymanski | Executive Officer | 9 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001527590] | |
| 10-Q | [0001527590] | |
| 3 | [0001527590] | |
| 4 | [0001527590] | |
| 5 | [0001527590] | |
| 8-K | [0001527590] | |
| D | [0001527590] | |
| SC 13D | [0001527590] | |
| SC 13G | [0001527590] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | E0MBPPLOD7ILISPPA045 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Ready Capital Corp | |
| Ahlborn Andrew | |
| Scali Dominick | |
| Marshall Meredith | |
| Nathan Gilbert E | |
| Sinai Todd M | |
| Reese J Mitchell | |
| Mielle Dominique | |
| Taylor Gary | |
| Zausmer Adam | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ready Capital Corp RC
Common Stock
|
2026-03-13 | Tax withheld | 27,950 | $1.74 | 48,633 |
|
Ready Capital Corp RC
Common Stock
|
2026-03-13 | Tax withheld | 26,313 | $1.74 | 45,785 |
|
Ready Capital Corp RC
Common Stock
|
2026-03-06 | Buy | 30,000 | $1.95 | 58,500 |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Buy | 10,000 | $2.02 | 20,200 |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 291,262 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 194,175 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-05 | Grant | 58,252 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-02 | Grant | 600,000 | $0.00 | |
|
Ready Capital Corp RC
Performance Stock Units · derivative
|
2026-03-02 | Grant | 1,050,000 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2026-03-02 | Grant | 350,000 | $0.00 | |
|
Ready Capital Corp RC
Performance Stock Units · derivative
|
2026-03-02 | Grant | 1,800,000 | $0.00 | |
|
Ready Capital Corp RC
Common Stock
|
2025-12-24 | Tax withheld | 25,248 | $2.23 | 56,303 |
|
Ready Capital Corp RC
Common Stock
|
2025-03-12 | Buy | 10,000 | $5.04 | 50,400 |
|
Ready Capital Corp RC
Common stock
|
2025-03-10 | Buy | 5,000 | $5.12 | 25,600 |
|
Ready Capital Corp RC
Common Stock
|
2025-03-10 | Buy | 10,000 | $5.23 | 52,300 |
|
Ready Capital Corp RC
Common Stock
|
2025-03-07 | Buy | 10,000 | $5.42 | 54,200 |
| showing 20 of 200 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
GID Multifamily Investment Management LLC
✚
|
GA | 5,892.6 M |
|
Investcorp Investment Advisers LLC
✚
|
NY | 5,528.0 M |
|
Hines Capital Advisors LLC
✚
|
TX | 5,148.8 M |
|
Corient IA LLC
✚
|
FL | 5,109.7 M |
|
Avenue Capital Management II LP
✚
|
NY | 4,973.5 M |
|
Taconic Capital Advisors LP
✚
|
NY | 4,864.1 M |
|
Pennybacker Capital Management LLC
✚
|
TX | 4,862.0 M |
|
Contrarian Capital Management LLC
✚
|
CT | 4,788.3 M |
|
PPB Advisors LLC
✚
|
PA | 4,751.6 M |
|
Menlo Equities V LLC
✚
|
CA | 4,694.9 M |