Corient IA LLC

Item 5 - Fees and Compensation
Each Private Fund’s organizational and offering documents include detailed information regarding the
fees, costs, and expenses associated with the Private Fund.
Investors in certain privately-offered pooled investment vehicles managed by Corient IA or Corient IA
affiliates will pay a separate management fee and/or performance-based fee to Corient IA or Corient IA
affiliates serving in the capacity of the fund’s investment manager, in addition to the operating expenses
and other costs of the Fund, including fund formation costs, due diligence costs and expenses, audit fees,
tax preparation fees, administrator fees, acquisition fees, broken-deal fees, custodial fees, brokerage
commissions, fees and expenses charged by mutual funds and exchange-traded funds (if any), clearing
fees, interest and taxes incurred in connection with or related to its investments, and many other costs
and expenses.
Fees and expenses payable to Corient IA in connection with the Private Funds are typically separate and
in addition to the wealth management fees paid by Corient wealth management clients, pursuant to their
advisory agreement. However, CoPA investors that are also Corient wealth management clients will not

be charged Corient wealth management fees related to their investment in CoPA following the quarter in
which an investment in the CoPA is made; provided, that Corient wealth management clients who pay a
flat fee or retainer, as applicable, will continue to pay such fees without reduction. Regardless, CoPA
investors will always bear the underlying expenses associated with the fund in accordance with its
operating agreement and disclosure documents.
If a Private Fund invests into another Private Fund not managed by Corient IA or Corient IA affiliates, or if
a Private Fund enters into a managed account or other arrangement in which an unaffiliated third-party
provides investment advisory or other services to the Private Fund, the investors in the Private Fund will
indirectly incur any management and performance-based fees or allocations and any expenses charged
by the underlying unaffiliated fund managers.
Each Private Fund’s organizational and offering documents include complete information regarding the
fees, costs and expenses associated with that Private Fund. The provisions of the Private Fund’s
documents (and not this Brochure or any other document) govern all aspects of an investment in the
Private Fund. Offers to invest in any Private Fund will only be made pursuant to those documents. Any
investor in any Private Fund must read and understand the applicable fund’s organizational and offering
documents before investing.
Prospective investors may be able to access the underling investments of certain Private Funds by
investing directly or through other investment funds, each of which will have different fee structures that
could result in investors bearing lower overall investment costs.
In most cases, management and performance-based fees are calculated based on valuation information
provided by third parties not affiliated with Corient IA or Corient IA affiliates. Such values may be based
on preliminary performance estimates. A Private Fund’s actual performance results may be higher or
lower than the data reflected in investor’s custodial statements or periodic reports Corient IA may
provide, and we are under no obligation to provide notice to investors or to compensate investors for any
such difference in performance results.

In some cases, Corient IA acts as a sub advisor. Corient IA receives compensation in the form of sub
advisory fees for those services. All such fees are documented in the sub advisory agreements. Corient
IA affiliates also receive performance-based fees/allocations from some sub-advised funds. These fees
and allocations are also described, where applicable, in the sub advisory agreements. The fees described
in the sub-advisory agreements are negotiated on a client-by-client basis with an established range.

OTHER FEES AND EXPENSES
A Private Fund’s management fees and performance fees are exclusive of any brokerage commissions,
transaction fees, and other related costs and expenses. Such expenses that may be charged directly to
the funds include, among other things, fees charged by third-party managers, custodial fees, odd-lot
differentials, transfer taxes, withholding fees, country tax or delivery fees, wire transfer and electronic fund
fees, and other fees and taxes and securities transactions. These fees are disclosed in the applicable
offering documents.

Item 7 - Types of Clients
 Corient IA provides investment advice solely as an Investment Manager to Private Funds. Any minimum
 investment amount or other qualification requirements related to an investment in the Private Funds are
 set forth in the applicable Private Fund’s offering documents. Fund investors are not always wealth
 management clients. These investors exist solely as Alternatives clients.