BOCA Wealth Advisors LLC

Item 5 - Fees and Compensation

Here is our investment advisory fee schedule:

                 Assets Under Management              *Annual Fee
                      First $1,000,000                  1.00%
                  $1,000,001 to 2,000,000               0.75%
                      Over $2,000,000                   0.50%

                       *As a percentage of assets.

We may negotiate fees in limited circumstances.

In limited circumstances, financial planning services may be billed separately depending
on the engagement with our client. Those services may be charged on a fixed periodic
fee, or project basis.

We bill and deduct our investment advisory fees from your accounts quarterly in
advance. Fees for held-away assets as described in item 4 will generally be deducted
from other client accounts held at their primary custodian (currently Schwab) versus the
held-away custodian.

We do not prorate our investment advisory fees for each capital contribution and
withdrawal made during the applicable calendar quarter. If you hire us during a
calendar quarter, we will charge you a prorated fee. If you leave us during a calendar
quarter, we will promptly refund any prepaid, unearned fees.

Our fees are exclusive of brokerage commissions, transaction fees, and other related
costs and expenses that you will pay. You may incur charges imposed by custodians
and other third parties such as wire transfer fees and taxes on securities transactions.
Mutual funds and exchange-traded funds also charge internal management fees. Each
fund’s prospectus provides details of those costs. Such charges, fees and commissions
are exclusive of and in addition to our fee, and we do not receive any portion of these
commissions, fees, and costs.

We do not receive compensation from any source other than fees from clients.

Item 12 further describes the factors that we consider in selecting or recommending
broker dealers for client transactions and determining the reasonableness of their
compensation (e.g., commissions).

Item 7 - Types of Clients

We manage assets for high-net-worth individuals, trusts, foundations, and company
retirement plans. Our minimum account size is $1,000,000. We may make occasional
exceptions to this policy.