BOS Asset Management LLC

Item 5. Fees and Compensation
 BOS Asset Management, LLC offers services on a fee basis, which includes fixed fees, as well as fees based
 upon assets under management or advisement. Additionally, certain of the Firm’s Supervised Persons, in
 their individual capacities, offers securities brokerage services and/or insurance products under a separate
 commission-based arrangement.

 Financial Planning and Consulting Fees

 BOS Asset Management, LLC charges a fixed fee for providing financial planning and consulting services
 under a stand-alone engagement separate from any wealth management services. These fees are negotiable,
 but range from $750 to $10,000, depending upon the scope and complexity of the services and the
 professional rendering the financial planning and/or the consulting services. The fee can be for a defined
 project, such as the delivery of a plan, or for ongoing services. If the client engages the Firm for additional
 investment advisory services, BOS Asset Management, LLC can offset all or a portion of its fees for those
 services based upon the amount paid for the financial planning and/or consulting services.

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Disclosure Brochure                                                BOS Asset Management, LLC
 Where BOS Asset Management, LLC provides consulting services to an Affiliate, the Affiliate will pay a
 fixed, quarterly fee for these services. The fees paid by our Affiliate may be lower than the fee we charge
 to non-affiliate clients for similar services.

 The terms and conditions of the financial planning and/or consulting engagement are set forth in the
 Advisory Agreement. For project-based services BOS Asset Management, LLC requires one-half of the fee
 (estimated hourly or fixed) payable upon execution of the Advisory Agreement. The outstanding balance is
 due upon delivery of the financial plan or completion of the agreed upon services. Ongoing services are
 charged as described in the investment management section, below. The Firm does not, however, take
 receipt of $1,200 or more in prepaid fees, six or more months in advance of services rendered.

 Investment Management and Wealth Management Fees

 BOS Asset Management, LLC offers investment management services for an annual fee based on the
 amount of assets under the Firm’s management. This management fee varies in accordance with the
 following blended fee schedules:

                 PORTFOLIO VALUE                        BASE FEE

                 First $3,000,000                       1.00%
                 Next $4,000,000                        0.90%
                 Next $3,000,000                        0.80%
                 Above $10,000,000                      0.70%

 The annual fee is prorated and charged monthly, in arrears, based upon the market value of the assets being
 managed by BOS Asset Management, LLC on the last day of the previous billing month as determined by
 a party independent from the Firm (including the client’s custodian or another third-party). Billing
 frequency may very depending on the custodian.

 If assets are deposited into or withdrawn from an account after the inception of a billing period, the fee
 payable with respect to such assets is not adjusted to reflect the interim change in portfolio value. For the
 initial period of an engagement, the fee is calculated on a pro rata basis. In the event the advisory agreement
 is terminated, the fee for the final billing period is prorated through the effective date of the termination and
 the outstanding or unearned portion of the fee is charged or refunded to the client, as appropriate.

 Additionally, for asset management services the Firm provides with respect to certain client holdings (e.g.,
 held-away assets, accommodation accounts, alternative investments, etc.), BOS Asset Management, LLC
 can negotiate a fee rate that differs from the range set forth above. Clients are advised that a conflict of
 interest exists for the Firm to recommend that clients engage BOS Asset Management, LLC for additional
 services for compensation, including rolling over retirement accounts or moving other assets to the Firm’s
 management.

 Clients retain absolute discretion over all decisions regarding engaging the Firm and are under no obligation
 to act upon any of the recommendations.

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Disclosure Brochure                                             BOS Asset Management, LLC
 Model Portfolio Fees

 The following fee schedules apply to the firm’s model investment portfolios. Fees are based on a percentage
 of assets under management (AUM) and are billed in arrears on a monthly basis.

 Model Wealth Portfolios

 Clients who participate in our Model Wealth Portfolios are subject to a flat annual advisory fee of 0.65%.
 This fee is consistent regardless of the total value of assets maintained within the model.

 Strategic Wealth Portfolios

 Clients who invest in our Strategic Wealth Portfolios are subject to a tiered fee schedule. As your assets
 undermanagement increase and reach specific thresholds, the assets within those tiers is billed at the
 corresponding lower rate.

                           Portfolio Value                   Base Fee

                           $0 - $499,999                     1.00%

                           $500,000 - $749,999               0.75%

                           $750,000 - $999,999               0.60%

                           $1,000,000 - $4,999,999           0.50%

                           $5,000,000 and above              0.35%

 Selection of Other Advisors Fees

 BOS Asset Management, LLC may direct clients to third-party investment advisers. In such instances, BOS
 Asset Management, LLC will be compensated via a referral fee from the advisers to which it directs those
 clients. BOS Asset Management, LLC will receive a percentage of the consulting or advisory services fees
...

Item 7. Types of Clients
 BOS Asset Management, LLC offers services to individuals, trusts, estates, charitable organizations,
 banking or thrift institutions, corporations and other business entities, pension and profit sharing plans
 and state or municipal government entities.