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| Bouchey Financial Group Ltd
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| CRD # | 111824 |
| SEC # | 801-51979 |
| CIK # | 0001599054 |
| AUM | 1,606.5 M (2026-03-27) |
| Employees | 21 (52% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 518-720-3333 |
| Address | 1819 Fifth Avenue Troy, NY 12180-3302 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure] |
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Item 5 Fees and Compensation
A.
WEALTH MANAGEMENT AND INVESTMENT MANAGEMENT SERVICES
Wealth management or investment management fees (herein “investment advisory fees”)
are paid quarterly, at the end of each quarter, pursuant to the terms of the agreement.
Investment advisory fees are based on the market value of assets under management at the
end of the prior calendar quarter. Investment advisory fees range up to 1.00% annually
based on several factors, including: the complexity of the services to be provided, the level
of assets to be managed, and the overall relationship with the Advisor. Relationships with
multiple objectives, specific reporting requirements, portfolio restrictions and other
complexities may be charged a higher fee.
The investment advisory fee in the first quarter of service is prorated from the inception
date of the account[s] to the end of the first quarter. Fees may be negotiable at the sole
discretion of the Advisor. The client’s fees will take into consideration the aggregate assets
under management with the Advisor. All securities held in accounts managed by Bouchey
Financial will be independently valued by the Custodian. Bouchey Financial will conduct
periodic reviews of the Custodian’s valuations to ensure accurate billing.
The Advisor’s fee is exclusive of, and in addition to, brokerage fees, transaction fees, and
other related costs and expenses, which may be incurred by the client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
Use of Independent Managers - As noted in Item 4, the Advisor will implement all or a
portion of a client’s investment portfolio utilizing one or more Independent Managers. To
eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment advisory fee as described
above. Independent Managers typically do not offer any fee discounts but may have a
breakpoint schedule which will reduce the fee with an increased level of assets placed under
management with an Independent Manager. The terms of such fee arrangements are
included in the Independent Manager’s disclosure brochure and applicable contract[s] with
the Independent Manager. The total blended fee, including the Advisor’s fee and the
Independent Manager’s fee, will not exceed 2.00% annually.
RETIREMENT PLAN ADVISORY SERVICES
Fees for retirement plan advisory services are charged an annual asset-based fee ranging
from 0.25% to 1.00% and are billed on a quarterly basis, at the end of each quarter, pursuant
to the terms of the retirement plan advisory agreement. Retirement plan advisor fees are
based on the market value of assets under management at the end of the prior calendar
quarter. Fees may be negotiable depending on the size and complexity of the services to be
provided to the Plan.
B.
WEALTH MANAGEMENT AND INVESTMENT MANAGEMENT SERVICES
Investment advisory fees are calculated by the Advisor or its delegate and deducted from
the client’s account[s] at the Custodian. The Advisor shall send an invoice to the Custodian
indicating the amount of the fees to be deducted from the client’s account[s] at the
respective quarter end date. The amount due is calculated by applying the quarterly rate
(annual rate divided by 4) to the total assets under management with Bouchey Financial at
the end of each quarter. Clients will be provided with a statement, at least quarterly, from
the Custodian reflecting deduction of the investment advisory fee. It is the responsibility
of the client to verify the accuracy of these fees as listed on the Custodian’s brokerage
statement as the Custodian does not assume this responsibility. Clients provide written
authorization permitting advisory fees to be deducted by Bouchey Financial to be paid
directly from their account[s] held by the Custodian as part of the investment advisory
agreement and separate account forms provided by the Custodian. In limited instances,
Bouchey Financial will bill client directly, to which payment is due upon receipt of the
invoice.
Use of Independent Managers - For client accounts implemented through an Independent
Manager, the Advisor and the Independent Manager will each assume the responsibility
for calculating and deducting their respective fees from the client’s account[s].
RETIREMENT PLAN ADVISORY SERVICES
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted
from the assets of the Plan, depending on the terms of the retirement plan advisory
agreement.
C. Clients may incur certain fees or charges imposed by third parties, other than Bouchey
Financial, in connection with investments made on behalf of the client’s account[s]. The
client is responsible for all securities execution and custody fees charged by the Custodian,
if applicable. The Advisor's recommended Custodian does not charge securities transaction
fees for ETF and equity trades in a client's account, provided that the account meets the
terms and conditions of the Custodian's brokerage requirements. However, the Custodian
typically charges for mutual funds and other types of investments. The fees charged by
Bouchey Financial are separate and distinct from these custody and execution fees.
In addition, all fees paid to Bouchey Financial for investment advisory services are separate
and distinct from the expenses charged by mutual funds and ETFs to their shareholders, if
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure] |
|---|
Item 7 Types of Clients
Bouchey Financial’s clients shall generally include individuals, high net worth individuals,
pension and profit-sharing plans, business entities, trusts, estates and charitable
organizations. The amount of each type of client is available on Bouchey Financial’s Form
ADV Part 1A. These amounts may change over time and are updated at least annually by
Bouchey Financial. Bouchey Financial generally requires a minimum relationship size of
$500,000 which may be waived at the sole discretion of the Advisor. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 68.0 | ||
| Amazon Com Inc | 27.2 | ||
| Vaneck Bitcoin Trust | 19.5 | ||
| Microsoft Corp | 5.3 | ||
| Nvidia Corp | 5.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 707 | 281.0 |
| (b) Individuals (high net worth individuals) | 483 | 1,246.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 19 | 49.9 |
| (h) Charitable organizations | 0 | 4.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 24.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,359 | 1,606.5 |
| By Discretionary | ||
| Discretionary | 3,297 | 1,573.8 |
| Non-Discretionary | 62 | 32.7 |
| Total | 3,359 | 1,606.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 1,605.4 | |
| Total | 3,359 | 1,606.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001599054] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
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