Alta Capital Management LLC

Item 5: Fees and Compensation

Alta Capital’s standard fee schedule for investment services is as follows for specific investment portfolios for clients
invested directly with Alta Capital (we do maintain lower fee schedules for various wrap, UMA, and dual contract
programs and platforms).

Institutional
Large Cap Quality Growth, All Cap Quality Growth, Select and Quality Dividend Growth:
Amount                            Annual Fee
First $25 million:                 0.60%
Next $25 million:                  0.50%
Next $25 million                   0.40%
Excess over $75 million:           0.35%
Minimum account size: $25 million

SMID Quality:
Amount                            Annual Fee
First $10 million:                0.80%
Next $15 million:                 0.70%
Excess over $25 million:          Negotiable
Minimum account size: $25 million

Fixed Income:
Amount                            Annual Fee
First $25 million:                0.25%
Next $75 million:                 0.20%
Next $50 million                  0.15%
Next $50 million:                 0.10%
Excess over $200 million          0.05%
Minimum account size: $25 million

Retail
All Strategies
Amount                            Annual Fee
First $1,000,000                   1.00%
Next $4,000,000                     0.90%
Next $5,000,000                     0.80%
Next $15,000,000                    0.70%
Next $25,000,000                    0.60%
Excess over $50,000,000             Negotiable
Relationship minimum: $250,000

Fees for stand-alone Fixed Income accounts are negotiable.

For new accounts onboarded beginning April 1, 2026, Alta Capital has standardized its retail fee schedule for all
strategies. The rates shown are applied to the market value of all assets under management, including cash balances
that are available for investment. These rates represent annual fees, which are invoiced quarterly in arrears. Alta
Capital has also updated its retail minimum to include the total value of the relationship. A relationship is defined
as the aggregation of all accounts held by a common beneficial owner, regardless of account type or registration.
Existing accounts managed by Alta Capital are to remain at the fee schedule found in the client’s investment
advisory agreement. This fee schedule is not applicable to various wrap, UMA, and dual contract programs and
platforms. Fees are billed quarterly in advance or in arrears as directed in the client’s investment advisory
agreement and calculated based on the market value of assets in the investment account on the last trading day of
the calendar quarter. In any partial calendar quarter, fees are pro-rated based on the number of days in which the
account is open during the quarter. For the purpose of calculating Alta Capital’s advisory fees, the market value of
assets in the investment account shall consist of the market value of securities and other investments held in the
account, including cash. Cash is treated as an asset class and in certain interest rate environments, the management
fee could exceed the yield on cash positions. If mandated in the investment management agreement, the market
value will represent the full value of invested assets including any margin balances. Because Alta Capital earns a
higher fee when clients use margin, we have a disincentive to encourage the client to trim or eliminate the margin
balance. To mitigate this conflict, Alta Capital does not typically recommend that clients use margin to buy securities
in their managed account; the decision to do so, if at all, is initiated by the client. Please reference your individual
investment management agreement for billing details, including more information about how margin is treated for
purposes of fee calculation. If mandated in the investment management agreement, the market value will typically
include accrued interest. Alta reserves the right to change our standard fee schedules and absent contractual
provisions to the contrary, is not required to change the fee schedules of existing clients to match any such updated
fee schedules, even if such updated fee schedules would be more advantageous to the client. Client fees vary and,
in some cases, are higher based on a historical fee schedule applicable at the time they became a client. Additionally,
Alta Capital often manages client accounts for employees and family members of employees under discounted or
waived fee arrangements.

Alta Capital will not be compensated on the basis of a share of capital gains or capital appreciation of client accounts.
Fees can be negotiable. Factors considered in negotiation include the duration of the relationship, the overall size
of the relationship, as well as resources required to service the relationship. Fees for stand-alone Fixed Income

accounts are negotiable. The negotiations may result in a reduced, higher, or fixed fee. Alta Capital can deduct the
management fee from the client’s account or bill the client directly for management services. Providing 30 days’
written notification to Alta Capital, clients can terminate the investment advisory contract. Upon termination, fees
are refundable on a pro-rata basis. In addition to Alta Capital’s management fees, clients pay commissions,
custodian fees and/or wrap fees, where applicable, through its custodian. For additional information, please see

Item 7: Types of Clients

Alta Capital provides management services to several types of clients including Association, Corporate, Endowment,
Foundation, Individuals, High Net Worth Individuals, Public Funds, Religious, Union Taft-Hartley, Insurance, Limited
Partnership, Financial Advisory programs (e.g., Wrap and UMA programs), Investment Companies, and unregistered
Pooled Investment Vehicles.
Alta Capital advises several clients that are governed by the Employee Retirement Income Security Act (“ERISA”).
As such, Alta Capital manages such client accounts in accordance with the fiduciary standards required under ERISA.
Alta Capital manages client assets consistent with the “prudent man rule”, maintains any ERISA bonding as required,
delivers required service and compensation disclosures, and obtains written investment guidelines/policy
statements, as appropriate.
Alta Capital’s account minimums can be found in Item 5. Exceptions to the minimum account size can be made at
Alta’s discretion. Alta Capital does not have the ability to impose minimums on UMA accounts. For investment
minimums related to registered investment companies for whom Alta Capital serves as adviser or sub-adviser,
please see the applicable fund prospectus.
Please see Item 5 (Fees and Compensation) for additional information regarding minimums. Alta Capital will decline
an account if we believe that our investment approach does not match the prospective client’s needs, or if we
determine that an account is too small to efficiently execute our strategy.
Additionally, Alta Capital often manages client accounts for employees and family members of employees under
discounted or waived fee arrangements.