|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Broadriver Asset Management LP
✚
|
|
|---|---|
| CRD # | 155792 |
| SEC # | 801-72019 |
| CIK # | |
| AUM | $1.8 B (2025-03-25) |
| Employees | 21 (33% Investors, 0% Brokers) |
| Phone | 212-486-0600 |
| Address | 350 Fifth Avenue New York, NY 10118 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | AXL Wealth Group LP | [2024-03-27] | 0.0 | 256.9 |
| Other | Broadriver IV Laguna 2022 LP | [2023-03-31] | 30.0 | 43.2 |
| Other | Broadriver IV LP | [2023-03-31] | 150.0 | 425.1 |
| Other | Broadriver Life Settlements Credit Fund I LP | [2022-03-28] | 75.0 | 88.8 |
| PE | Broadriver Litigation Finance I LP | [2022-03-28] | 0.0 | 19.8 |
| Other | Broadriver III LP | [2018-03-26] | 125.0 | 905.2 |
| Other | Diamond LS I LP | [2017-03-30] | 61.8 | 39.6 |
| Other | Broadriver II LP | [2016-03-29] | 166.7 | 97.5 |
| Other | Broadriver II-A LP | 2015-03-31 | 123.1 | |
| Other | Broadriver I LP | 2011-11-30 | 7.7 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1,773.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 1,773.9 |
| By Discretionary | ||
| Discretionary | 9 | 1,773.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 1,773.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,773.9 | |
| Total | 9 | 1,773.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Andrew Plevin | 9 | |||
| Philip Siller | 9 | |||
| Broadriver Asset Management LP | 4 | |||
| Broadriver 2021 LP | 3 | |||
| Broadriver 2021 GP LLC | 2 | |||
| GP Broadriver 2017 LP | 1 | |||
| Broadriver Lf GP LLC | 1 | |||
| Broadriver Lf 2019 LP | 1 | |||
| Broadriver LSC 2021 LP | 1 | |||
| BR 2021 GP LLC | 1 | |||
| View All | ||||
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
RCF Management LLC
✚
|
CO | 1.8 |
|
Mason Capital Management LLC
✚
|
NY | 1.8 |
|
CAS Investment Partners LLC
✚
|
CT | 1.8 |
|
Avenue Asia Capital Management LP
✚
|
NY | 1.8 |
|
Trace Capital Management LP
✚
|
TX | 1.8 |
|
QVT Financial LP
✚
|
NY | 1.8 |
|
Kora Management LP
✚
|
NY | 1.7 |
|
Mak Capital One LLC
✚
|
NY | 1.7 |
|
BlockTower Capital Advisors LP
✚
|
FL | 1.7 |
|
LUPA RIA Investment Management LLC
✚
|
NY | 1.7 |