Broadriver Asset Management LP

Item 5 Fees and Compensation

 The fees applicable to each Fund are set forth in detail in each Fund’s governing partnership documents.
 In general, BroadRiver receives periodic management fees of up to 2% per annum from the Funds.
 Management fees are calculated based on committed capital, net asset value or invested capital
 remaining, depending on factors such as the strategy, the amount of assets placed under management or
 the point in time of the lifecycle of the relevant Fund. The Funds typically pay management fees
 quarterly in advance; however, certain Funds may pay management fees in arrears from time to time. In
 the case of a Fund subject to the Employee Retirement Income Security Act of 1974 (“ERISA”), fees
 paid in advance will be promptly refunded if BroadRiver were to be terminated as investment adviser
 prior to the end of the relevant period or, if applicable, an investor was permitted to withdraw.

 The Fund GPs receive performance-based compensation from the Funds. They receive a share of profits
 from the Funds (“carried interest”) when the Funds distribute the proceeds from their investments. The
 general partners of the Flagship Funds and the Litigation Fund generally receive, as carried interest, 20%
 of net profits when such a Fund distributes the proceeds from its investments. The general partner of the
 Credit Fund generally receives, as carried interest, 10% of net profits when the Credit Fund distribute
 the proceeds from its investments. The Fund GP’s carried interest is determined after investors in the
 Fund have received distributions in an amount equal to their aggregate capital contributions to the Fund
 plus a “preferred return” on those capital contributions, subject to a general partner catch-up. With
 respect to the Litigation Fund, the Litigation GP receives, as carried interest, 30% of investment proceeds
 after the cumulative distributions to the investors in the Litigation Fund equal an internal rate of return
 of 20%.

 Fees may be negotiable or waivable or may be rebated depending upon a variety of factors including,
 among others, the investment strategy, type of advisory service offered, amount of assets under
 management, or the overall relationship with the client. Fees charged with respect to an investment in a
 Fund are set forth in the Fund’s offering documents and may be reduced, waived or calculated differently
 for certain investors. A Fund may terminate the advisory services of BroadRiver without penalty,
 generally upon prior written notice, as set forth in the relevant advisory agreement and described in each
 Fund’s offering documents.

 Management fees and performance-based compensation generally are deducted from the assets of each
 Fund. The offering documents of each Fund specify how fees are to be calculated and paid.

 Each Fund bears such other fees and expenses as are set forth in the relevant fund offering documents.
 These include, without limitation, and as consistent with the relevant fund’s offering documents: (i)
 organizational expenses, (ii) all out-of-pocket costs of the administration of the Fund, including, without
 limitation: (A) accounting, audit, legal, third-party fund administration, custodial and depository,
 valuation, monitoring and consulting fees and expenses (if any); (B) subject to ERISA, where applicable,
 costs of any litigation, director and officer liability insurance, errors and omissions insurance and other
 insurance obtained with respect to any indemnification or extraordinary expense or liability relating to
 the affairs of the Fund; (C) to the extent applicable, costs related to any fidelity bond taken out by in
 accordance with the relevant investment management agreement; (D) expenses associated with

© 2021 BroadRiver Asset Management, L.P.                                                     Page 6

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 preparation of reports and providing information to existing and prospective investors; and (E) expenses
 associated with the maintenance of books and records of the Fund and the preparation and dispatch to
 the investors of distributions, financial and tax reports, portfolio valuations, tax returns and notices
 required pursuant to the applicable governing documents; (iii) all general operating expenses of the Fund,
 such as: (A) expenses and fees incurred in connection with the registration, qualification or exemption
 of the Fund under any applicable laws and expenses related to the maintenance thereof; (B) all expenses
 incurred in connection with the preparation of alterations and amendments to the governing documents
 or the Fund’s organizational documents; (C) all taxes, fees or other governmental charges levied against
 the Fund and all expenses incurred in connection with any tax audit, investigation, settlement or review
 of the Fund; (D) all principal, interest, fees, expenses and other amounts payable in respect of or in
 connection with borrowings or other financings by the Fund; (E) all unreimbursed expenses incurred in
 connection with the collection of amounts due to the Fund; (F) all expenses incurred in connection with
 any litigation involving the Fund (including the cost of any investigation and preparation) and the amount
 of any judgment or settlement paid in connection therewith; (G) subject to ERISA, where applicable, all
 liabilities for indemnity or contribution to any person, whether payable under the relevant governing
 documents, investment management agreement or otherwise and whether payable in connection with
 any litigation involving the Fund or otherwise (including, without limitation, those incurred by a Fund
 GP and/or BroadRiver); (H) all expenses incurred in connection with administrative proceedings relating
 to the determination of items at the Fund-level undertaken by BroadRiver, a Fund GP or their affiliate,
 as the tax matters partner or fund representative, as applicable, of the Fund under the Internal Revenue
...

Item 7 Types of Clients

 BroadRiver provides discretionary investment management services to the Funds. Investors in the Funds
 may include, but are not limited to, retirement plans, government and non-government plans, family
 offices, private funds and other institutional investors, and high net worth individuals.

 Each Fund imposes a minimum investment requirement on investors in such Fund, as set forth in its
 offering documents. The minimum investment generally ranges from $1-$10 million but BroadRiver
 retains discretion to waive the minimum investment. Investors are also required to meet minimum
 eligibility standards. An investor in a Fund must be both an “accredited investor” and a “qualified
 purchaser”.

© 2021 BroadRiver Asset Management, L.P.                                              Page 10

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