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| Keyboard |
| Broadwood Capital Inc
✚
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|---|---|
| CRD # | 159286 |
| SEC # | 801-73853 |
| CIK # | 0001278387 |
| AUM | 1,711.4 M (2026-03-31) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-508-5735 |
| Address | 156 West 56th Street New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Hansen Natural Corp | 0.6 | ||
| Staar Surgical Co | 0.3 | ||
| Taser International Inc | 0.3 | ||
| Biotime Inc | 0.1 | ||
| Oncocyte Corp | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Broadwood Partners LP | [2012-02-14] | 109.6 M | 1,711.4 M |
| Filed 2025-08-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 1,711.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 1,711.4 |
| By Discretionary | ||
| Discretionary | 1 | 1,711.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 1,711.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,711.4 | |
| Total | 1 | 1,711.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Neal Bradsher | Executive Officer | 7 | 2 | |
| Broadwood Capital Inc | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001278387] | |
| 3 | [0001278387] | |
| 4 | [0001278387] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Clients | 1 |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Staar Surgical Co STAA
Common Stock
|
2026-03-13 | Buy | 316,017 | $18.62 | 5,884,237 |
|
Staar Surgical Co STAA
Common Stock
|
2026-03-13 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-03-12 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-03-12 | Buy | 299,432 | $18.12 | 5,425,708 |
|
Staar Surgical Co STAA
Common Stock
|
2026-03-11 | Buy | 54,764 | $17.52 | 959,465 |
|
Staar Surgical Co STAA
Common Stock
|
2026-03-11 | Buy | 0 | $0.00 | |
|
Oncocyte Corp IMDX
Common Stock, no par value
|
2026-02-10 | Buy | 0 | $0.00 | |
|
Oncocyte Corp IMDX
Common Stock, no par value
|
2026-02-10 | Buy | 521,739 | $5.75 | 2,999,999 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-09 | Buy | 27,485 | $22.05 | 606,044 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-09 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-08 | Buy | 3,240 | $21.94 | 71,086 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-08 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-07 | Buy | 66,467 | $22.00 | 1,462,274 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-07 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-06 | Buy | 150,000 | $22.38 | 3,357,000 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-06 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-06 | Buy | 186,946 | $21.01 | 3,927,735 |
|
Staar Surgical Co STAA
Common Stock
|
2026-01-06 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2025-11-21 | Buy | 0 | $0.00 | |
|
Staar Surgical Co STAA
Common Stock
|
2025-11-21 | Buy | 797,486 | $27.86 | 22,217,960 |
| showing 20 of 200 most recent transactions | |||||
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