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| Keyboard |
| Calton & Associates Inc
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|---|---|
| CRD # | 20999 |
| SEC # | 801-70036 |
| CIK # | 0000822648 |
| AUM | 1,576.5 M (2026-05-11) |
| Employees | 373 (59% Investors, 99% Brokers) |
| Phone | 813-264-0440 |
| Address | 2701 N Rocky Point Drive Tampa, FL 33607 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 16.4 | ||
| Nvidia Corp | 10.1 | ||
| Microsoft Corp | 5.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 4,778 | 803.7 |
| (b) Individuals (high net worth individuals) | 278 | 646.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 227 | 126.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6,969 | 1,576.5 |
| By Discretionary | ||
| Discretionary | 6,839 | 1,553.6 |
| Non-Discretionary | 130 | 22.9 |
| Total | 6,969 | 1,576.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.5 | |
| United States Persons | 1,575.0 | |
| Total | 6,969 | 1,576.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000822648] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional, Retail |
| LEI | 254900TDJ7LH64ZKRY86 |
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