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| Marshall & Sterling Wealth Advisors Inc
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| |
|---|---|
| CRD # | 164345 |
| SEC # | 801-78688 |
| CIK # | |
| AUM | $663.9 MM (2024-08-02) |
| Employees | 13 (46% Investors, 38% Brokers) |
| Phone | 845-554-1046 |
| Address | 110 Main Street Poughkeepsie, NY 12601 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 573 | 197.7 |
| (b) Individuals (high net worth individuals) | 34 | 61.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 197 | 348.7 |
| (h) Charitable organizations | 7 | 3.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 53.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,484 | 663.9 |
| By Discretionary | ||
| Discretionary | 1,417 | 320.9 |
| Non-Discretionary | 67 | 343.0 |
| Total | 1,484 | 663.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 663.9 | |
| Total | 1,484 | 663.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
The Capital Management Corporation
✚
|
VA | 0.7 |
|
PCG Wealth Advisors LLC
✚
|
KS | 0.7 |
|
Basepoint Wealth LLC
✚
|
IA | 0.7 |
|
Engrave Wealth Partners LLC
✚
|
TX | 0.7 |
|
BHK Investment Advisors LLC
✚
|
AL | 0.7 |
|
Keelan Capital LLC
✚
|
GA | 0.7 |
|
Riverbend Capital Advisors LLC
✚
|
IL | 0.7 |
|
Fitzroy Investment Advisors LLC
✚
|
FL | 0.7 |
|
St James Investment Company LLC
✚
|
TX | 0.7 |
|
Beacon Financial Group Inc
✚
|
OH | 0.7 |