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| Happy Holidays!! thanks for using AUM13F!! |
| Marshall & Sterling Wealth Advisors Inc
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|---|---|
| CRD # | 164345 |
| SEC # | 801-78688 |
| CIK # | 0002056315 |
| AUM | $995.8 M (2025-04-07) |
| Employees | 13 (54% Investors, 38% Brokers) |
| Phone | 845-554-1046 |
| Address | 278 Mill Street Poughkeepsie, NY 12601 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| International Business Machines Corp | 1.9 | ||
| Apple Inc | 1.9 | ||
| Microsoft Corp | 1.7 | ||
| Norfolk Southern Corp | 1.2 | ||
| Procter & Gamble Co | 1.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 697 | 167.5 |
| (b) Individuals (high net worth individuals) | 68 | 134.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 228 | 629.0 |
| (h) Charitable organizations | 8 | 3.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 61.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,598 | 995.8 |
| By Discretionary | ||
| Discretionary | 1,518 | 375.7 |
| Non-Discretionary | 80 | 620.2 |
| Total | 1,598 | 995.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 995.8 | |
| Total | 1,598 | 995.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0002056315] |
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|---|---|---|
|
Avenir Corporation
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VA | 1.0 |
|
Founders Financial Alliance LLC
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NC | 1.0 |
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WI | 1.0 |
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Wellington Shields Capital Management LLC
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NY | 1.0 |
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Mattern Capital Management LLC
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CO | 1.0 |
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St Clair Advisors LLC
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OH | 1.0 |
|
Investment Advisory Group LLC
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|
FL | 1.0 |
|
Aspire Growth Partners LLC
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|
1.0 | |
|
Sanders Morris LLC
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|
TX | 1.0 |