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| Canton Hathaway LLC
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| CRD # | 297527 |
| SEC # | 801-113544 |
| CIK # | 0001755785 |
| AUM | 866.1 M (2026-03-30) |
| Employees | 5 (100% Investors, 20% Brokers) |
| Phone | 401-433-7800 |
| Address | One West Exchange Street Providence, RI 02903 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001755785 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SPDR Gold Trust | 13.5 | ||
| Alphabet Inc | 10.6 | ||
| Bloom Energy Corp | 9.6 | ||
| Microsoft Corp | 8.8 | ||
| iShares Silver Trust | 8.0 | ||
| Silversun Technologies Inc | 7.6 | ||
| Amazon Com Inc | 6.9 | ||
| Nvidia Corp | 6.5 | ||
| Apple Inc | 6.2 | ||
| J P Morgan Chase & Co | 5.5 | ||
| Visa Inc | 5.1 | ||
| Broadcom Inc | 5.0 | ||
| Alphabet Inc | 4.0 | ||
| Danaher Corp /DE/ | 3.1 | ||
| Rocket Companies Inc | 2.4 | ||
| Waste Management Inc | 2.2 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | CH Neon INV LLC | 2024-09-27 | 16.3 M | |
| PE | CH PE Investment 1 LLC | 2021-03-09 | 5.0 M | |
| RE | C-H Hotel Investment 2 LLC | 2019-09-09 | ||
| RE | C-H Hotel Investment I LLC | 2019-09-09 | 5.2 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17 | 10.4 |
| (b) Individuals (high net worth individuals) | 67 | 602.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 26.6 |
| (g) Pension and profit sharing plans | 2 | 155.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 7.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 64.6 |
| (n) Other | 0 | 0.0 |
| Total | 281 | 866.1 |
| By Discretionary | ||
| Discretionary | 223 | 844.3 |
| Non-Discretionary | 58 | 21.8 |
| Total | 281 | 866.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 866.1 | |
| Total | 281 | 866.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001755785] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Private Equity, Real Estate |
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