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| Happy Holidays!! thanks for using AUM13F!! |
| Canton Hathaway LLC
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| CRD # | 297527 |
| SEC # | 801-113544 |
| CIK # | 0001755785 |
| AUM | $672.7 M (2025-06-16) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 401-433-7800 |
| Address | One West Exchange Street Providence, RI 02903 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001755785 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Fiserv Inc | 0.3 | ||
| Snowflake Inc | 0.2 | ||
| LKQ Corp | 0.2 | ||
| Phillips Edison - ARC Shopping Center REIT Inc | 0.2 | ||
| NVE Corp /New/ | 0.2 | ||
| Landbridge Co LLC | 0.2 | ||
| Goldman Sachs BDC Inc | 0.2 | ||
| Capital One Financial Corp | 0.2 | ||
| Lockheed Martin Corp | 0.2 | ||
| Samsara Inc | 0.2 | ||
| Wal Mart Stores Inc | 0.2 | ||
| Camden Property Trust | 0.2 | ||
| Primoris Services Corp | 0.2 | ||
| Procter & Gamble Co | 0.2 | ||
| Comcast Corp | 0.2 | ||
| Automatic Data Processing Inc | 0.2 | ||
| MVB Financial Corp | 0.2 | ||
| Tempur Pedic International Inc | 0.2 | ||
| VAIL Resorts Inc | 0.2 | ||
| Bank of America Corp /DE/ | 0.2 | ||
| STAG Industrial Inc | 0.1 | ||
| Williams Companies Inc | 0.1 | ||
| Ares Management LP | 0.1 | ||
| Brookfield Infrastructure Corp | 0.1 | ||
| Coupang Inc | 0.1 | ||
| Pagseguro Digital Ltd | 0.1 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | CH Neon INV LLC | 2024-09-27 | 21.4 | |
| PE | CH PE Investment 1 LLC | 2021-03-09 | 5.6 | |
| RE | C-H Hotel Investment 2 LLC | 2019-09-09 | 4.7 | |
| RE | C-H Hotel Investment I LLC | 2019-09-09 | 3.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 39 | 22.8 |
| (b) Individuals (high net worth individuals) | 56 | 423.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 28.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 2 | 145.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 51.4 |
| (n) Other | 0 | 0.0 |
| Total | 109 | 672.7 |
| By Discretionary | ||
| Discretionary | 81 | 627.7 |
| Non-Discretionary | 28 | 45.0 |
| Total | 109 | 672.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 672.7 | |
| Total | 109 | 672.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001755785] |
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|---|---|---|
|
Vantage Financial Partners LLC
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WI | 0.8 |
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Bernardo Wealth Planning LLC
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PA | 0.8 |
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AZ | 0.7 |
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Pacifica Capital Investments LLC
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0.6 | |
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Castellan Group LLC
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KY | 0.5 |
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Eight 31 Financial LLC
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TX | 0.5 |
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Iron Financial LLC
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IL | 0.5 |
|
Mainsail Asset Management LLC
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|
AL | 0.4 |
|
Las Olas Capital Advisors LLC
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|
FL | 0.4 |
|
Valiant Wealth LLC
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|
IA | 0.4 |