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| Keyboard |
| Capital Bank and Trust Company
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|---|---|
| CRD # | 170017 |
| SEC # | 801-79234 |
| CIK # | 0001714524, 0001071992, 0001479750 |
| AUM | 139.29 B (2026-05-29) |
| Employees | 121 (0% Investors, 1% Brokers) |
| Fees | |
| Minimum | |
| Phone | 949-975-5000 |
| Address | 6455 Irvine Center Drive Irvine, CA 92618-4518 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 501 | 3.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 61 | 135.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 14 | 0.6 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 579 | 139.3 |
| By Discretionary | ||
| Discretionary | 579 | 139.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 579 | 139.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 139.3 | |
| Total | 579 | 139.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001071992] | |
| 10-Q | [0001071992] | |
| 8-K | [0001071992] | |
| 10-K | [0001479750] | |
| 10-Q | [0001479750] | |
| 3 | [0001479750] | |
| 4 | [0001479750] | |
| 8-K | [0001479750] | |
| SC 13D | [0001479750] | |
| SC 13G | [0001479750] | |
| 13F-HR | [0001714524] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $12.3B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Capital Bank Financial Corp CBF
Common Stock Option (Right to Buy) · derivative
|
2017-11-30 | Disposed to issuer | 1,251,112 | ||
|
Capital Bank Financial Corp CBF
Common Stock Option (Right to Buy) · derivative
|
2017-11-30 | Disposed to issuer | 312,778 | ||
|
Capital Bank Financial Corp CBF
Common Stock Option (Right to Buy) · derivative
|
2017-11-30 | Disposed to issuer | 139,552 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 288,075 | ||
|
Capital Bank Financial Corp CBF
Restricted Common Stock
|
2017-11-30 | Disposed to issuer | 18,823 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 28,462 | ||
|
Capital Bank Financial Corp CBF
Restricted Common Stock
|
2017-11-30 | Disposed to issuer | 13,905 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 98,693 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 361,817 | ||
|
Capital Bank Financial Corp CBF
Restricted Common Stock
|
2017-11-30 | Disposed to issuer | 26,919 | ||
|
Capital Bank Financial Corp CBF
Restricted Common Stock
|
2017-11-30 | Disposed to issuer | 9,255 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 1,208 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 8,149 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 2,543 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 2,765 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 2,929 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 648 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 3,513 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 50,793 | ||
|
Capital Bank Financial Corp CBF
Class A Common Stock, par value $0.01 per share
|
2017-11-30 | Disposed to issuer | 2,038 | ||
| showing 20 of 196 most recent transactions | |||||
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