|
⚲
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| Capital Bank and Trust Company
✚
|
|
|---|---|
| CRD # | 170017 |
| SEC # | 801-79234 |
| CIK # | 0001071992, 0001479750, 0001714524 |
| AUM | $139.3 B (2026-05-29) |
| Employees | 121 (0% Investors, 1% Brokers) |
| Phone | 949-975-5000 |
| Address | 6455 Irvine Center Drive Irvine, CA 92618-4518 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 501 | 3.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 61 | 135.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 14 | 0.6 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 579 | 139.3 |
| By Discretionary | ||
| Discretionary | 579 | 139.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 579 | 139.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 139.3 | |
| Total | 579 | 139.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001071992] | |
| 10-Q | [0001071992] | |
| 8-K | [0001071992] | |
| 10-K | [0001479750] | |
| 10-Q | [0001479750] | |
| 3 | [0001479750] | |
| 4 | [0001479750] | |
| 8-K | [0001479750] | |
| SC 13D | [0001479750] | |
| SC 13G | [0001479750] | |
| 13F-HR | [0001714524] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Franklin Templeton Fund Adviser LLC
✚
|
NY | 167.4 |
|
Equitable Investment Management Group LLC
✚
|
NY | 167.2 |
|
Keyridge Asset Management Limited
✚
|
162.9 | |
|
Santander Asset Management Sa SGIIC
✚
|
159.9 | |
|
Hartford Funds Management Company LLC
✚
|
PA | 152.1 |
|
Baillie Gifford Overseas Ltd
✚
|
144.0 | |
|
PRIMECAP Management Co
✚
|
CA | 139.3 |
|
Brighthouse Investment Advisers LLC
✚
|
NC | 132.6 |
|
van Eck Associates Corporation
✚
|
NY | 125.6 |
|
Sammons Financial Group Asset Management LLC
✚
|
IA | 122.0 |